Carl I. Schwartz
CIK 1573354 · View on SEC EDGAR ↗
First SEC filing: Aug. 8, 2018 · Latest: Feb. 11, 2021
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 22, 2020 | AGPU | S 10b5-1 | 640 | $0.85 | $544 | 1,611,341 Direct | -0.04% | Disposed | -95.8% (price as of 2026-08-21) |
| Aug. 9, 2019 | NTRP | P | 62,433 | $0.75 | $46,825 | 2,000,000 Direct | +3.22% | Acquired | -91.3% (price as of 2026-08-21) |
| Aug. 9, 2019 | NTRP | P | 62,433 | $0.75 | $46,825 | 2,000,000 Direct | +3.22% | Acquired | -91.3% (price as of 2026-08-21) |
| Aug. 8, 2019 | NTRP | P | 437,567 | $0.69 | $301,921 | 1,937,567 Direct | +29.17% | Acquired | -90.5% (price as of 2026-08-21) |
| Aug. 8, 2019 | NTRP | P | 437,567 | $0.69 | $301,921 | 1,937,567 Direct | +29.17% | Acquired | -90.5% (price as of 2026-08-21) |
| May 24, 2019 | AGPU | P | 48,332 | $0.55 | $26,583 | 244,298 Direct | +24.66% | Acquired | -99.3% (price as of 2026-08-21) |
| May 23, 2019 | AGPU | P | 51,668 | $0.56 | $28,934 | 195,966 Direct | +35.81% | Acquired | -99.4% (price as of 2026-08-21) |
| May 7, 2019 | NTRP | P | 200,000 | — | — | 200,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| May 7, 2019 | NTRP | P | 400,000 | $1.40 | $560,000 | 400,000 Indirect | — | Acquired | -95.3% (price as of 2026-08-21) |
| May 7, 2019 | NTRP | P | 200,000 | — | — | 200,000 Indirect | — | Acquired | (price as of 2026-08-21) |
| May 7, 2019 | NTRP | P | 400,000 | $1.40 | $560,000 | 400,000 Indirect | — | Acquired | -95.3% (price as of 2026-08-21) |
| Jan. 8, 2019 | AGPU | P | 742,188 | — | — | 963,480 Direct | +335.39% | Acquired | (price as of 2026-08-21) |
| Jan. 8, 2019 | AGPU | P | 78,125 | $0.64 | $50,000 | 144,298 Direct | +118.06% | Acquired | -99.4% (price as of 2026-08-21) |
| Nov. 30, 2018 | AGPU | P | 221,292 | — | — | 221,292 Direct | — | Acquired | (price as of 2026-08-21) |
| Aug. 29, 2018 | NTRP | P | 88,993 | $1.02 | $90,773 | 1,500,000 Direct | +6.31% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 28, 2018 | NTRP | P | 7,361 | $1.03 | $7,582 | 1,411,007 Direct | +0.52% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 27, 2018 | NTRP | P | 8,063 | $1.02 | $8,224 | 1,403,646 Direct | +0.58% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 24, 2018 | NTRP | P | 99,756 | $1.03 | $102,749 | 1,395,583 Direct | +7.70% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 23, 2018 | NTRP | P | 57,083 | $1.03 | $58,795 | 1,295,827 Direct | +4.61% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 22, 2018 | NTRP | P | 3,600 | $1.02 | $3,672 | 1,238,744 Direct | +0.29% | Acquired | -93.6% (price as of 2026-08-21) |
| Aug. 21, 2018 | NTRP | P | 106,753 | $0.99 | $105,685 | 1,235,144 Direct | +9.46% | Acquired | -93.4% (price as of 2026-08-21) |
| Aug. 20, 2018 | NTRP | P | 65,374 | $0.98 | $64,067 | 1,128,391 Direct | +6.15% | Acquired | -93.3% (price as of 2026-08-21) |
| Aug. 17, 2018 | NTRP | P | 36,411 | $0.97 | $35,319 | 1,063,017 Direct | +3.55% | Acquired | -93.2% (price as of 2026-08-21) |
| Aug. 16, 2018 | NTRP | P | 26,606 | $0.88 | $23,413 | 1,026,606 Direct | +2.66% | Acquired | -92.6% (price as of 2026-08-21) |
| Aug. 7, 2018 | NTRP | P | 27,025 | $0.90 | $24,322 | 1,000,000 Direct | +2.78% | Acquired | -92.7% (price as of 2026-08-21) |
| Aug. 6, 2018 | NTRP | P | 33,067 | $0.90 | $29,760 | 972,975 Direct | +3.52% | Acquired | -92.7% (price as of 2026-08-21) |
| Aug. 3, 2018 | NTRP | P | 100 | $0.85 | $85 | 939,908 Direct | +0.01% | Acquired | -92.3% (price as of 2026-08-21) |
| Aug. 2, 2018 | NTRP | P | 11,900 | $0.85 | $10,115 | 939,808 Direct | +1.28% | Acquired | -92.3% (price as of 2026-08-21) |
Showing latest 100 of 115 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Dec. 31, 2020 | AGPU | Stock Options (right to buy) | Common Stock (20,481) | $0.73 | Dec. 31, 2030 | 20,481 | Acquired |
| Sept. 30, 2020 | AGPU | Stock Options (right to buy) | Common Stock (6,142) | $0.81 | Sept. 30, 2030 | 6,142 | Acquired |
| Sept. 23, 2020 | AGPU | Restricted Stock Units | Common Stock (300,000) | — | — | 300,000 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (59) | $1.54 | March 31, 2026 | 59 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (59) | $42.50 | March 31, 2026 | 59 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (133) | $1.54 | June 30, 2026 | 133 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (133) | $37.50 | June 30, 2026 | 133 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (121) | $1.54 | Sept. 30, 2026 | 121 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (121) | $41.25 | Sept. 30, 2026 | 121 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (179) | $1.54 | Dec. 31, 2026 | 179 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (179) | $28.00 | Dec. 31, 2026 | 179 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (238) | $1.54 | March 31, 2027 | 238 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (238) | $21.00 | March 31, 2027 | 238 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (7) | $1.54 | July 19, 2023 | 7 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (7) | $2812.50 | July 19, 2023 | 7 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (32,305) | $1.54 | Jan. 2, 2029 | 32,305 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (32,305) | $6.19 | Jan. 2, 2029 | 32,305 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (4,490) | $1.54 | Aug. 1, 2028 | 4,490 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (4,490) | $11.60 | Aug. 1, 2028 | 4,490 | Disposed |
| Sept. 4, 2020 | AGPU | Common Stock (Right to buy) | Common Stock (12,168) | $1.54 | June 30, 2028 | 12,168 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (12,168) | $11.30 | June 30, 2028 | 12,168 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (14,178) | $1.54 | Jan. 2, 2028 | 14,178 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (14,178) | $9.70 | Jan. 2, 2028 | 14,178 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (2,834) | $1.54 | Nov. 10, 2027 | 2,834 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (2,834) | $14.70 | Nov. 10, 2027 | 2,834 | Disposed |
| Sept. 4, 2020 | AGPU | Common Stock (Right to buy) | Common Stock (37,691) | $1.54 | June 22, 2027 | 37,691 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (37,691) | $14.70 | June 22, 2027 | 37,691 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (714) | $1.54 | Dec. 31, 2026 | 714 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (714) | $28.00 | Dec. 31, 2026 | 714 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (52) | $1.54 | June 30, 2025 | 52 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (right to buy) | Common Stock (52) | $775.00 | June 30, 2025 | 52 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (6,050) | $1.54 | Sept. 1, 2029 | 6,050 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (6,050) | $5.51 | Sept. 1, 2029 | 6,050 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (5,128) | $1.54 | Aug. 1, 2029 | 5,128 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (5,128) | $6.50 | Aug. 1, 2029 | 5,128 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (4,219) | $1.54 | July 1, 2029 | 4,219 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (4,219) | $7.90 | July 1, 2029 | 4,219 | Disposed |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (20,000) | $1.54 | April 4, 2029 | 20,000 | Acquired |
| Sept. 4, 2020 | AGPU | Stock Options (Right to buy) | Common Stock (20,000) | $7.48 | April 4, 2029 | 20,000 | Disposed |
| June 30, 2020 | AGPU | Stock Options (right to buy) | Common Stock (3,049) | $1.64 | June 30, 2030 | 3,049 | Acquired |
| March 31, 2020 | AGPU | Stock Options (right to buy) | Common Stock (3,174) | $1.58 | March 31, 2030 | 3,174 | Acquired |
| Jan. 31, 2020 | AGPU | Third Amended and Restated Common Stock Purchase Warrant | Common Stock (119,442) | — | Feb. 6, 2024 | 119,442 | Disposed |
| Oct. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| Sept. 1, 2019 | AGPU | Stock Option | Common Stock (60,496) | $0.55 | Aug. 30, 2029 | 60,496 | Acquired |
| Sept. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| Sept. 1, 2019 | AGPU | Stock Option | Common Stock (60,496) | $0.55 | Aug. 31, 2029 | 60,496 | Acquired |
| Sept. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| Aug. 1, 2019 | AGPU | Stock Option [F4] | Common Stock (51,282) | $0.65 | July 31, 2029 | 51,282 | Acquired |
| Aug. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| Aug. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| Aug. 1, 2019 | AGPU | Stock Option [F4] | Common Stock (51,282) | $0.65 | July 31, 2029 | 51,282 | Acquired |
| July 1, 2019 | AGPU | Stock Option [F3] | Common Stock (42,194) | $0.79 | June 30, 2029 | 42,194 | Acquired |
| July 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1,F5] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| July 1, 2019 | AGPU | Stock Option [F3] | Common Stock (42,194) | $0.79 | June 30, 2029 | 42,194 | Acquired |
| July 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| June 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| May 7, 2019 | NTRP | Warrants to purchase Common Stock | Common Stock (200,000) | $1.56 | Nov. 8, 2024 | 200,000 | Acquired |
| May 7, 2019 | NTRP | Warrants to purchase Common Stock | Common Stock (200,000) | $1.56 | Nov. 8, 2024 | 200,000 | Acquired |
| May 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (11,506) | $0.70 | Feb. 6, 2024 | 11,506 | Acquired |
| April 4, 2019 | AGPU | Stock Options (right to buy) | Common Stock (200,000) | $0.75 | April 4, 2029 | 200,000 | Acquired |
| April 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant | Common Stock (5,279) | $0.70 | Feb. 6, 2024 | 5,279 | Acquired |
| April 1, 2019 | AGPU | Amended and Restated Warrant to purchase common stock [F1] | Common Stock (6,227) | $0.70 | Jan. 8, 2024 | 6,227 | Acquired |
| March 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant | Common Stock (5,279) | $0.70 | Feb. 6, 2024 | 5,279 | Acquired |
| March 1, 2019 | AGPU | Amended and Restated Warrant to purchase common stock [F1] | Common Stock (6,227) | $0.70 | Jan. 8, 2024 | 6,227 | Acquired |
| Feb. 6, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant | Common Stock (138,889) | $1.19 | Feb. 6, 2024 | 138,889 | Acquired |
| Feb. 1, 2019 | AGPU | Third Amended and Restated Common Stock Purchase Warrant [F1] | Common Stock (5,279) | $0.70 | Feb. 6, 2024 | 5,279 | Acquired |
| Feb. 1, 2019 | AGPU | Amended and Restated Warrant to purchase common stock [F1] | Common Stock (6,227) | $0.70 | Jan. 8, 2024 | 6,227 | Acquired |
| Jan. 8, 2019 | AGPU | Amended and Restated Warrant to purchase common stock [F3] | Common Stock (742,188) | $0.70 | Jan. 8, 2024 | 742,188 | Acquired |
| Jan. 2, 2019 | AGPU | Stock Options (right to buy) | Common Stock (323,050) | $0.62 | Jan. 2, 2029 | 323,050 | Acquired |
| Nov. 30, 2018 | AGPU | Warrant to purchase common stock | Common Stock (221,292) | $0.84 | Nov. 30, 2023 | 221,292 | Acquired |
| Aug. 1, 2018 | AGPU | Stock Options (right to buy) | Common Stock (44,899) | $1.16 | Aug. 1, 2028 | 44,899 | Acquired |
| July 2, 2018 | AGPU | Stock Options (right to buy) | Common Stock (121,682) | $1.13 | July 2, 2028 | 121,682 | Acquired |
| Jan. 2, 2018 | AGPU | Stock Options (right to buy) | Common Stock (141,753) | $0.97 | Jan. 2, 2028 | 141,753 | Acquired |
| Nov. 10, 2017 | AGPU | Stock Options (right to buy) | Common Stock (28,316) | $1.47 | Nov. 10, 2027 | 28,316 | Acquired |
| June 22, 2017 | AGPU | Stock Options (right to buy) | Common Stock (376,886) | $1.47 | June 22, 2027 | 376,886 | Acquired |
| March 31, 2017 | AGPU | Stock Options (right to buy) | Common Stock (2,381) | $2.10 | March 31, 2027 | 2,381 | Acquired |
| Jan. 26, 2017 | AGPU | Stock Options (right to buy) | Common Stock (1,786) | $2.80 | Dec. 31, 2026 | 1,786 | Acquired |
| Jan. 26, 2017 | AGPU | Stock Options (right to buy) | Common Stock (7,143) | $2.80 | Dec. 31, 2026 | 7,143 | Acquired |
| June 30, 2016 | AGPU | Stock Options (right to buy) | Common Stock (33,334) | $0.15 | June 30, 2026 | 33,334 | Acquired |
| March 31, 2016 | AGPU | Stock Options (right to buy) | Common Stock (14,706) | $0.17 | March 31, 2026 | 14,706 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 12 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Aug. 8, 2018 | NTRP | Common Stock | 855,903 | Direct |
| Aug. 8, 2018 | NTRP | Warrants to puchase Common Stock→ Common Stock (375,000) | 375,000 | Direct |
| March 30, 2016 | AGPU | Common Stock | 1,654,312 | Direct |
| March 30, 2016 | AGPU | Warrant→ Common Stock (56,381) | 56,381 | Direct |
| March 30, 2016 | AGPU | Stock Options (right to buy)→ Common Stock (1,778) | 1,778 | Direct |
| March 30, 2016 | AGPU | Stock Options (right to buy)→ Common Stock (6,452) | 6,452 | Direct |
| March 30, 2016 | AGPU | Stock Options (right to buy)→ Common Stock (6,452) | 6,452 | Direct |
| April 1, 2013 | AGPU | Common Stock | 7,140,904 | Direct |
| April 1, 2013 | AGPU | Warrants→ Common Stock (500,000) | 500,000 | Direct |
| April 1, 2013 | AGPU | Warrants→ Common Stock (1,333,333) | 1,333,333 | Direct |
| April 1, 2013 | AGPU | Warrants→ Common Stock (1,000,000) | 1,000,000 | Direct |
| April 1, 2013 | AGPU | Warrants→ Common Stock (4,228,571) | 4,228,571 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
AGPU
former CEO (3)| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2021 | $541,827 | — | $582,280 | — | — | — | $163,493 | $1,287,600 |
| 2020 | $430,000 | — | $46,002 | — | — | — | — | $476,002 |
| 2019 | $100,000 | — | — | $376,600 | — | — | — | $476,600 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.