Carl M Carlotti

CIK 1427824 · View on SEC EDGAR ↗

Insider

First SEC filing: March 23, 2017 · Latest: March 23, 2017

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 95 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

95 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 15, 2014 NFG S 5,000 $74.40 $372,000 50,005 Direct -9.09% Disposed 12.9% (price as of 2026-08-21)
Feb. 21, 2014 NFG S 7,000 $75.96 $531,720 55,005 Direct -11.29% Disposed 10.6% (price as of 2026-08-21)
Feb. 21, 2014 NFG S 5,000 $75.95 $379,750 55,005 Direct -8.33% Disposed 10.6% (price as of 2026-08-21)
Aug. 27, 2013 NFG S 25,000 $66.27 $1,656,750 47,237 Direct -34.61% Disposed 26.8% (price as of 2026-08-21)
Oct. 1, 2010 NFG S 25,000 $52.46 $1,311,500 25,446 Direct -49.56% Disposed 60.2% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 22, 2017 NFG Stock Appreciation Right Common Stock (4,166) $47.37 Feb. 20, 2018 4,166 Disposed
Dec. 19, 2016 NFG Restricted Stock Units Common Stock (428) — — 428 Disposed
Dec. 19, 2016 NFG Restricted Stock Units Common Stock (393) — — 393 Disposed
Dec. 19, 2015 NFG Restricted Stock Units Common Stock (428) — — 428 Disposed
Dec. 19, 2015 NFG Restricted Stock Units Common Stock (393) — — 393 Disposed
Dec. 19, 2014 NFG Restricted Stock Units Common Stock (392) — — 392 Disposed
Dec. 19, 2014 NFG Restricted Stock Units Common Stock (1,284) — — 1,284 Acquired
Feb. 21, 2014 NFG Employee Stock Option (right to buy) Common Stock (7,000) $39.48 Dec. 6, 2016 7,000 Disposed
Feb. 21, 2014 NFG Employee Stock Option (right to buy) Common Stock (5,000) $35.10 May 10, 2016 5,000 Disposed
Feb. 18, 2014 NFG Stock Appreciation Right Common Stock (20,000) $29.88 Dec. 22, 2018 20,000 Disposed
Dec. 19, 2013 NFG Restricted Stock Units Common Stock (1,178) — — 1,178 Acquired
Aug. 27, 2013 NFG Employee Stock Option (Right to Buy) Common Stock (25,000) $28.16 March 30, 2015 25,000 Disposed
Dec. 19, 2012 NFG Stock Appreciation Right Common Stock (10,170) $53.04 Dec. 19, 2022 10,170 Acquired
Nov. 21, 2012 NFG Stock Appreciation Right Common Stock (5,000) $52.10 March 11, 2020 5,000 Acquired
Dec. 22, 2011 NFG Stock Appreciation Right Common Stock (6,667) $29.88 Dec. 22, 2018 6,667 Acquired
Dec. 19, 2011 NFG Stock Appreciation Right Common Stock (5,000) $55.09 Dec. 19, 2021 5,000 Acquired
Nov. 23, 2011 NFG Stock Appreciation Right Common Stock (5,000) $52.10 March 11, 2020 5,000 Acquired
Feb. 15, 2011 NFG Employee Stock Option (Right to Buy) Common Stock (15,000) $24.50 March 15, 2012 15,000 Disposed
Feb. 15, 2011 NFG Employee Stock Option (Right to Buy) Common Stock (15,000) $24.50 March 15, 2012 15,000 Disposed
Feb. 15, 2011 NFG Employee Stock Option (Right to Buy) Common Stock (10,918) $24.50 March 15, 2012 10,918 Disposed
Feb. 15, 2011 NFG Employee Stock Option (Right to Buy) Common Stock (4,082) $24.50 March 14, 2012 4,082 Disposed
Dec. 20, 2010 NFG Stock Appreciation Right Common Stock (5,000) $63.86 Dec. 20, 2020 5,000 Acquired
Nov. 24, 2010 NFG Stock Appreciation Right Common Stock (4,167) $47.37 Feb. 20, 2018 4,167 Acquired
Oct. 1, 2010 NFG Employee Stock Option - Right to Buy Common Stock (25,000) $27.80 Dec. 8, 2010 25,000 Disposed
March 11, 2010 NFG Stock Appreciation Right Common Stock (15,000) $0.00 March 11, 2020 15,000 Acquired
Dec. 28, 2009 NFG Employee Stock Option (Right to Buy) Common Stock (4,688) $21.33 Feb. 17, 2010 4,688 Disposed
Dec. 28, 2009 NFG Employee Stock Option (Right to Buy) Common Stock (20,312) $21.33 Feb. 18, 2010 20,312 Disposed
Nov. 25, 2009 NFG Stock Appreciation Right Common Stock (4,167) — Feb. 20, 2018 4,167 Acquired
Nov. 25, 2009 NFG Stock Appreciation Right Common Stock (4,167) $29.88 Feb. 20, 2018 4,167 Acquired
Dec. 22, 2008 NFG Stock Appreciation Right Common Stock (20,000) $0.00 Dec. 22, 2018 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 27, 2008 NFG Common Stock 14,572 Direct
Feb. 27, 2008 NFG Common Stock 7,807 Indirect
Feb. 27, 2008 NFG Common Stock 100 Indirect
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (4,688) 4,688 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (20,312) 20,312 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (25,000) 25,000 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (10,918) 10,918 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (4,082) 4,082 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (15,000) 15,000 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (15,000) 15,000 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (25,000) 25,000 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (5,000) 5,000 Direct
Feb. 27, 2008 NFG Employee stock option (right to buy)→ Common stock (7,000) 7,000 Direct
Feb. 27, 2008 NFG Stock Appreciation Right→ Common Stock (12,500) 12,500 Direct