Carl N Kraus
CIK 1946475 · View on SEC EDGAR ↗
Insider
First SEC filing: June 30, 2023 · Latest: June 30, 2023
On this page
Insider at
Insider transactions
0 buys (P)
1 sells (S)
Net:
$-141,904
+ 8 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
8 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 15, 2025 | AQST | S 10b5-1 | 20,272 | $7.00 | $141,904 | 282,475 Direct | -6.70% | Disposed | -34.1% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 7, 2025 | AQST | Non-Qualified Stock Option (right to buy) | Common Stock (30,000) | $2.65 | March 7, 2035 | 30,000 | Acquired |
| March 7, 2024 | AQST | Non-Qualified Stock Option (right to buy) | Common Stock (56,250) | $5.68 | March 7, 2034 | 56,250 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 30, 2023 | AQST | Common Stock | 0 | Direct |