Carl Sottosanti
CIK 1598259 · View on SEC EDGAR ↗
First SEC filing: Feb. 7, 2014 · Latest: Feb. 7, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 30, 2020 | PENN | S | 10,100 | $73.16 | $738,916 | 37,886 Direct | -21.05% | Disposed | -74.8% (price as of 2026-08-21) |
| Nov. 30, 2020 | PENN | S | 15,729 | $72.50 | $1,140,352 | 47,986 Direct | -24.69% | Disposed | -74.5% (price as of 2026-08-21) |
| Nov. 30, 2020 | PENN | S | 18,643 | $71.73 | $1,337,262 | 63,715 Direct | -22.64% | Disposed | -74.3% (price as of 2026-08-21) |
| Nov. 30, 2020 | PENN | S | 17,862 | $73.17 | $1,306,963 | 37,886 Direct | -32.04% | Disposed | -74.8% (price as of 2026-08-21) |
| Nov. 30, 2020 | PENN | S | 12,713 | $72.19 | $917,751 | 55,748 Direct | -18.57% | Disposed | -74.4% (price as of 2026-08-21) |
| Nov. 30, 2020 | PENN | S | 18,087 | $71.56 | $1,294,306 | 68,461 Direct | -20.90% | Disposed | -74.2% (price as of 2026-08-21) |
| Oct. 26, 2020 | PENN | S 10b5-1 | 10,574 | $61.25 | $647,658 | 86,548 Direct | -10.89% | Disposed | -69.9% (price as of 2026-08-21) |
| Oct. 26, 2020 | PENN | S 10b5-1 | 24,658 | $60.49 | $1,491,562 | 86,548 Direct | -22.17% | Disposed | -69.5% (price as of 2026-08-21) |
| Oct. 26, 2020 | PENN | S 10b5-1 | 28,708 | $59.63 | $1,711,858 | 86,548 Direct | -24.91% | Disposed | -69.0% (price as of 2026-08-21) |
| Aug. 11, 2020 | PENN | S | 26,056 | $47.14 | $1,228,280 | 86,548 Direct | -23.14% | Disposed | -60.8% (price as of 2026-08-21) |
| Aug. 10, 2020 | PENN | S | 66,281 | $47.09 | $3,121,172 | 86,548 Direct | -43.37% | Disposed | -60.8% (price as of 2026-08-21) |
| July 15, 2020 | PENN | S 10b5-1 | 132,641 | $31.94 | $4,236,554 | 86,548 Direct | -60.51% | Disposed | -42.2% (price as of 2026-08-21) |
| May 31, 2018 | PENN | S | 16,653 | $34.09 | $567,701 | 35,836 Direct | -31.73% | Disposed | -45.8% (price as of 2026-08-21) |
| Aug. 31, 2017 | PENN | S | 20,000 | $22.00 | $440,000 | 25,831 Direct | -43.64% | Disposed | -16.1% (price as of 2026-08-21) |
| Nov. 22, 2016 | PENN | S | 20,000 | $13.84 | $276,800 | 19,052 Direct | -51.21% | Disposed | 33.4% (price as of 2026-08-21) |
| Nov. 22, 2016 | PENN | S | 954 | $13.84 | $13,203 | 19,052 Direct | -4.77% | Disposed | 33.4% (price as of 2026-08-21) |
| Nov. 21, 2016 | PENN | S | 16,644 | $13.88 | $231,019 | 19,052 Direct | -46.63% | Disposed | 33.0% (price as of 2026-08-21) |
| Nov. 6, 2015 | PENN | S | 11,980 | $17.70 | $212,046 | 16,493 Direct | -42.07% | Disposed | 4.3% (price as of 2026-08-21) |
Showing latest 100 of 136 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 30, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (20,180) | $19.45 | Jan. 3, 2029 | 20,180 | Disposed |
| Nov. 30, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (24,292) | $30.74 | Jan. 3, 2025 | 24,292 | Disposed |
| Oct. 26, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (63,940) | $14.10 | Jan. 4, 2024 | 63,940 | Disposed |
| Aug. 11, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (26,056) | $12.87 | Feb. 9, 2023 | 26,056 | Disposed |
| Aug. 10, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (66,281) | $12.87 | Feb. 9, 2023 | 66,281 | Disposed |
| July 15, 2020 | PENN | Stock Appreciation Right | Common Stock (6,439) | $11.61 | Feb. 24, 2021 | 6,439 | Disposed |
| July 15, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (57,955) | $11.61 | Feb. 24, 2021 | 57,955 | Disposed |
| July 15, 2020 | PENN | Stock Options (Right to Buy) | Common Stock (74,686) | $13.19 | Jan. 6, 2022 | 74,686 | Disposed |
| Feb. 18, 2020 | PENN | Phantom Stock Units | Common Stock (9,972) | — | — | 9,972 | Acquired |
| Jan. 3, 2020 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (65,312) | $26.14 | Jan. 3, 2030 | 65,312 | Acquired |
| Jan. 3, 2019 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (80,717) | $19.45 | Jan. 3, 2029 | 80,717 | Acquired |
| Dec. 4, 2018 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (20,000) | $8.88 | Jan. 3, 2019 | 20,000 | Acquired |
| May 31, 2018 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (16,653) | $6.96 | July 8, 2018 | 16,653 | Acquired |
| Feb. 24, 2018 | PENN | Phantom Stock Unit | Common Stock (1,008) | — | — | 1,008 | Disposed |
| Jan. 3, 2018 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (48,583) | $30.74 | Jan. 3, 2025 | 48,583 | Acquired |
| Aug. 31, 2017 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (20,000) | $8.19 | Jan. 3, 2018 | 20,000 | Acquired |
| July 23, 2017 | PENN | Phantom Stock Units | Common Stock (28,735) | — | — | 28,735 | Acquired |
| Feb. 24, 2017 | PENN | Phantom Stock Unit | Common Stock (1,008) | — | — | 1,008 | Disposed |
| Jan. 29, 2017 | PENN | Phantom Stock Unit | Common Stock (592) | — | — | 592 | Disposed |
| Jan. 4, 2017 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (85,253) | $14.10 | Jan. 4, 2024 | 85,253 | Acquired |
| Nov. 29, 2016 | PENN | Incentive Stock Options (right to buy) | Common Stock (3,347) | $6.96 | July 8, 2018 | 3,347 | Disposed |
| Nov. 22, 2016 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (20,000) | $6.34 | Jan. 2, 2017 | 20,000 | Disposed |
| Nov. 22, 2016 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (954) | $9.70 | Jan. 2, 2017 | 954 | Disposed |
| Nov. 21, 2016 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (16,644) | $9.70 | Jan. 2, 2017 | 16,644 | Disposed |
| July 23, 2016 | PENN | Phantom Stock Units | Common Stock (28,736) | — | — | 28,736 | Acquired |
| Feb. 24, 2016 | PENN | Phantom Stock Unit | Common Stock (1,008) | — | — | 1,008 | Disposed |
| Feb. 9, 2016 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (92,337) | $12.87 | Feb. 9, 2023 | 92,337 | Acquired |
| Feb. 6, 2016 | PENN | Phantom Stock Unit | Common Stock (622) | — | — | 622 | Disposed |
| Jan. 29, 2016 | PENN | Phantom Stock Unit | Common Stock (592) | — | — | 592 | Disposed |
| Nov. 6, 2015 | PENN | Incentive Stock Options (right to buy) | Common Stock (3,020) | $7.72 | Jan. 12, 2016 | 3,020 | Disposed |
| Nov. 6, 2015 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (11,980) | $7.72 | Jan. 12, 2016 | 11,980 | Disposed |
| Nov. 6, 2015 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (30,000) | $4.98 | Jan. 2, 2016 | 30,000 | Disposed |
| Oct. 20, 2015 | PENN | Phantom Stock Unit | Common Stock (465) | — | Oct. 20, 2015 | 465 | Disposed |
| July 23, 2015 | PENN | Phantom Stock Units | Common Stock (28,736) | — | — | 28,736 | Disposed |
| Feb. 24, 2015 | PENN | Phantom Stock Unit | Common Stock (1,009) | — | — | 1,009 | Disposed |
| Feb. 6, 2015 | PENN | Phantom Stock Unit | Common Stock (623) | — | — | 623 | Disposed |
| Jan. 29, 2015 | PENN | Phantom Stock Unit | Common Stock (592) | — | Jan. 29, 2015 | 592 | Disposed |
| Jan. 6, 2015 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (74,686) | $13.19 | Jan. 6, 2022 | 74,686 | Disposed |
| Jan. 2, 2015 | PENN | Non-Qualified Stock Options (right to buy) | Common Stock (12,402) | $6.81 | Jan. 6, 2015 | 12,402 | Disposed |
| Oct. 20, 2014 | PENN | Phantom Stock Unit | Common Stock (465) | — | Oct. 20, 2014 | 465 | Disposed |
| July 23, 2014 | PENN | Phantom Stock Unit | Common Stock (86,207) | — | — | 86,207 | Acquired |
| Feb. 24, 2014 | PENN | Phantom Stock Unit | Common Stock (4,033) | — | — | 4,033 | Acquired |
| Feb. 24, 2014 | PENN | Stock Appreciation Right | Common Stock (6,439) | $11.61 | Feb. 24, 2021 | 6,439 | Acquired |
| Feb. 24, 2014 | PENN | Non Qualified Stock Options (right to buy) | Common Stock (57,955) | $11.61 | Feb. 24, 2021 | 57,955 | Acquired |
| Feb. 6, 2014 | PENN | Phantom Stock Unit | Common Stock (622) | — | Feb. 6, 2014 | 622 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 14 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Feb. 7, 2014 | PENN | Common Stock | 9,016 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (12,402) | 12,402 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (11,980) | 11,980 | Direct |
| Feb. 7, 2014 | PENN | Incentive Stock Options (right to buy)→ Common Stock (3,020) | 3,020 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (17,598) | 17,598 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (16,653) | 16,653 | Direct |
| Feb. 7, 2014 | PENN | Incentive Stock Options (right to buy)→ Common Stock (3,347) | 3,347 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (30,000) | 30,000 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Feb. 7, 2014 | PENN | Non Qualified Stock Options (right to buy)→ Common Stock (20,000) | 20,000 | Direct |
| Feb. 7, 2014 | PENN | Phantom Stock Unit→ Common Stock (930) | 930 | Direct |
| Feb. 7, 2014 | PENN | Phantom Stock Unit→ Common Stock (1,867) | 1,867 | Direct |
| Feb. 7, 2014 | PENN | Phantom Stock Unit→ Common Stock (1,776) | 1,776 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2016 | $524,231 | — | $52,510 | $364,519 | $300,600 | — | $48,517 | $1,290,377 |
| 2015 | — | — | — | — | — | — | — | — |
| 2014 | $410,631 | — | $1,000,001 | $318,935 | $207,867 | — | $28,258 | $1,965,692 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.