Carl W Von Bernuth
Insider
First SEC filing: Feb. 17, 2004 · Latest: Feb. 17, 2004
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 12, 2004 | UNP | M | 50,000 | $31.60 | $1,580,000 | 126,020 Direct | +65.77% | Acquired | 3607.2% (price as of ) |
| Feb. 12, 2004 | UNP | F | 23,885 | $66.15 | $1,579,993 | 102,135 Direct | -18.95% | Disposed | 1670.9% (price as of ) |
| Feb. 12, 2004 | UNP | F | 10,825 | $66.15 | $716,074 | 91,310 Direct | -10.60% | Disposed | 1670.9% (price as of ) |
| Feb. 12, 2004 | UNP | M | 50,000 | · | · | 108,343 Direct | -31.58% | Disposed | |
| Jan. 31, 2004 | UNP | D | 7,150 | · | · | 82,620 Direct | -7.96% | Disposed | |
| Jan. 31, 2004 | UNP | J | 6,600 | · | · | 76,020 Direct | -7.99% | Disposed | |
| Jan. 31, 2004 | UNP | J | 6,600 | · | · | 29,923 Indirect | +28.30% | Acquired | |
| Jan. 25, 2004 | UNP | F | 268 | $65.90 | $17,661 | 99,276 Direct | -0.27% | Disposed | 1677.7% (price as of ) |
| Jan. 25, 2004 | UNP | J | 9,506 | · | · | 89,770 Direct | -9.58% | Disposed | |
| Jan. 25, 2004 | UNP | J | 9,506 | · | · | 23,323 Indirect | +68.80% | Acquired | |
| Jan. 2, 2004 | UNP | M | 8,920 | $31.60 | $281,872 | 103,600 Direct | +9.42% | Acquired | 3607.2% (price as of ) |
| Jan. 2, 2004 | UNP | F | 4,056 | $69.48 | $281,811 | 99,544 Direct | -3.92% | Disposed | 1586.1% (price as of ) |
| Jan. 2, 2004 | UNP | M | 8,920 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 1, 2003 | UNP | S | 6,000 | $64.50 | $387,000 | 95,006 Direct | -5.94% | Disposed | 1716.2% (price as of ) |
| Dec. 1, 2003 | UNP | S | 326 | $64.52 | $21,034 | 94,680 Direct | -0.34% | Disposed | 1715.7% (price as of ) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 12, 2004 | UNP | Non-Qualified Stock Option (right to buy) [F1] | Common Stock | $31.60 | Dec. 15, 2004 | 50,000 | Disposed |
| Jan. 2, 2004 | UNP | Incentive Stock Option (right to buy) [F1] | Common Stock | $31.60 | Dec. 15, 2004 | 8,920 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Holdings reported on Form 4 8 reported holdings
Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.
| Date | Ticker | Security | Shares | Exercise price | Expiration | Ownership |
|---|---|---|---|---|---|---|
| Feb. 17, 2004 | UNP | Common Stock [F2] | 29,922 | · | · | Indirect |
| Feb. 17, 2004 | UNP | Common Stock [F3] | 2,006 | · | · | Indirect |
| Feb. 3, 2004 | UNP | Common Stock [F2] | 2,007 | · | · | Indirect |
| Jan. 27, 2004 | UNP | Common Stock [F2] | 2,006 | · | · | Indirect |
| Jan. 6, 2004 | UNP | Common Stock [F2] | 13,816 | · | · | Indirect |
| Jan. 6, 2004 | UNP | Common Stock [F3] | 2,006 | · | · | Indirect |
| Dec. 3, 2003 | UNP | Common Stock [F1] | 13,756 | · | · | Indirect |
| Dec. 3, 2003 | UNP | Common Stock [F2] | 1,997 | · | · | Indirect |