Carlos Ghosn
CIK 1184007 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 4, 2011 · Latest: Jan. 4, 2011
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 40 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Jan. 3, 2011 | HWM | A | 3,010 | $15.99 | $48,130 | 72,444 Direct | +4.34% | Acquired | 1651.8% (price as of 2026-08-20) |
| Oct. 1, 2010 | HWM | A | 3,913 | $12.30 | $48,130 | 69,790 Direct | +5.94% | Acquired | 2177.4% (price as of 2026-08-20) |
| July 1, 2010 | HWM | A | 4,796 | $10.04 | $48,152 | 66,092 Direct | +7.82% | Acquired | 2690.0% (price as of 2026-08-20) |
| April 1, 2010 | HWM | A | 3,296 | $14.60 | $48,122 | 60,411 Direct | +5.77% | Acquired | 1818.6% (price as of 2026-08-20) |
| Jan. 4, 2010 | HWM | A | 2,892 | $16.64 | $48,123 | 56,830 Direct | +5.36% | Acquired | 1583.4% (price as of 2026-08-20) |
| Nov. 13, 2009 | HWM | M | 50 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 13, 2009 | HWM | D | 35 | $13.18 | $461 | 0 Direct | -100.00% | Disposed | 2025.3% (price as of 2026-08-20) |
| Nov. 13, 2009 | HWM | F | 15 | $13.18 | $198 | 35 Direct | -30.00% | Disposed | 2025.3% (price as of 2026-08-20) |
| Nov. 13, 2009 | HWM | M | 50 | — | — | 50 Direct | — | Acquired | (price as of 2026-08-20) |
| Oct. 1, 2009 | HWM | A | 3,631 | $13.26 | $48,147 | 54,171 Direct | +7.18% | Acquired | 2012.5% (price as of 2026-08-20) |
| July 1, 2009 | HWM | A | 4,607 | $10.44 | $48,097 | 50,703 Direct | +9.99% | Acquired | 2583.1% (price as of 2026-08-20) |
| April 1, 2009 | HWM | A | 6,521 | $7.38 | $48,125 | 46,292 Direct | +16.40% | Acquired | 3695.7% (price as of 2026-08-20) |
| Jan. 2, 2009 | HWM | A | 4,029 | $11.94 | $48,106 | 37,963 Direct | +11.87% | Acquired | 2246.1% (price as of 2026-08-20) |
| Oct. 1, 2008 | HWM | A | 2,233 | $21.55 | $48,121 | 32,243 Direct | +7.44% | Acquired | 1199.9% (price as of 2026-08-20) |
| July 1, 2008 | HWM | A | 1,397 | $34.46 | $48,141 | 29,391 Direct | +4.99% | Acquired | 712.9% (price as of 2026-08-20) |
| April 1, 2008 | HWM | A | 1,333 | $36.10 | $48,121 | 27,830 Direct | +5.03% | Acquired | 676.0% (price as of 2026-08-20) |
| Jan. 2, 2008 | HWM | A | 1,323 | $36.38 | $48,131 | 26,365 Direct | +5.28% | Acquired | 670.0% (price as of 2026-08-20) |
| Oct. 1, 2007 | HWM | A | 1,235 | $38.97 | $48,128 | 24,871 Direct | +5.23% | Acquired | 618.8% (price as of 2026-08-20) |
| July 2, 2007 | HWM | A | 1,175 | $40.95 | $48,116 | 23,437 Direct | +5.28% | Acquired | 584.1% (price as of 2026-08-20) |
| April 2, 2007 | HWM | A | 1,412 | $34.08 | $48,121 | 22,291 Direct | +6.76% | Acquired | 721.9% (price as of 2026-08-20) |
| Jan. 3, 2007 | HWM | A | 1,477 | $29.62 | $43,749 | 20,855 Direct | +7.62% | Acquired | 845.7% (price as of 2026-08-20) |
| Oct. 2, 2006 | HWM | A | 1,566 | $27.94 | $43,754 | 19,310 Direct | +8.83% | Acquired | 902.6% (price as of 2026-08-20) |
| July 3, 2006 | HWM | A | 1,322 | $33.08 | $43,732 | 17,540 Direct | +8.15% | Acquired | 746.8% (price as of 2026-08-20) |
| April 3, 2006 | HWM | A | 1,405 | $31.14 | $43,752 | 16,162 Direct | +9.52% | Acquired | 799.6% (price as of 2026-08-20) |
| Jan. 3, 2006 | HWM | A | 1,471 | $29.74 | $43,748 | 14,703 Direct | +11.12% | Acquired | 841.9% (price as of 2026-08-20) |
| Oct. 3, 2005 | HWM | A | 1,809 | $24.18 | $43,742 | 13,242 Direct | +15.82% | Acquired | 1058.5% (price as of 2026-08-20) |
| July 1, 2005 | HWM | A | 1,673 | $26.14 | $43,732 | 11,374 Direct | +17.25% | Acquired | 971.6% (price as of 2026-08-20) |
| April 1, 2005 | HWM | A | 1,434 | $30.51 | $43,751 | 9,662 Direct | +17.43% | Acquired | 818.1% (price as of 2026-08-20) |
| March 31, 2005 | IBM | A | 276 | $90.81 | $25,064 | 923 Direct | +42.66% | Acquired | 171.9% (price as of 2026-08-20) |
| Jan. 3, 2005 | HWM | A | 598 | $31.36 | $18,753 | 8,184 Direct | +7.88% | Acquired | 793.2% (price as of 2026-08-20) |
| Dec. 31, 2004 | IBM | A | 178 | $98.70 | $17,569 | 646 Direct | +38.03% | Acquired | 150.2% (price as of 2026-08-20) |
| Oct. 1, 2004 | HWM | A | 553 | $33.90 | $18,747 | 7,533 Direct | +7.92% | Acquired | 726.3% (price as of 2026-08-20) |
| Sept. 30, 2004 | IBM | A | 205 | $85.51 | $17,530 | 468 Direct | +77.95% | Acquired | 188.8% (price as of 2026-08-20) |
| July 1, 2004 | HWM | A | 575 | $32.60 | $18,745 | 6,956 Direct | +9.01% | Acquired | 759.3% (price as of 2026-08-20) |
| June 30, 2004 | IBM | A | 199 | $88.09 | $17,530 | 263 Direct | +310.94% | Acquired | 180.3% (price as of 2026-08-20) |
| May 1, 2004 | IBM | A | 4,000 | — | — | 4,000 Direct | — | Acquired | (price as of 2026-08-20) |
| April 1, 2004 | HWM | A | 540 | $34.75 | $18,765 | 6,337 Direct | +9.32% | Acquired | 706.1% (price as of 2026-08-20) |
| March 31, 2004 | IBM | A | 64 | $91.87 | $5,880 | 64 Direct | — | Acquired | 168.8% (price as of 2026-08-20) |
| Jan. 2, 2004 | HWM | A | 495 | $37.88 | $18,751 | 5,758 Direct | +9.41% | Acquired | 639.5% (price as of 2026-08-20) |
| Oct. 1, 2003 | HWM | A | 706 | $26.58 | $18,765 | 5,293 Direct | +15.39% | Acquired | 953.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 3, 2011 | HWM | Phantom Stock Units | Common Stock (3,010) | — | — | 3,010 | Acquired |
| Oct. 1, 2010 | HWM | Phantom Stock Units | Common Stock (3,913) | — | — | 3,913 | Acquired |
| July 1, 2010 | HWM | Phantom Stock Units | Common Stock (4,796) | — | — | 4,796 | Acquired |
| April 1, 2010 | HWM | Phantom Stock Units | Common Stock (3,296) | — | — | 3,296 | Acquired |
| Jan. 4, 2010 | HWM | Phantom Stock Units | Common Stock (2,892) | — | — | 2,892 | Acquired |
| Nov. 13, 2009 | HWM | Restricted Stock Units | Common Stock (50) | — | Nov. 13, 2009 | 50 | Disposed |
| Oct. 1, 2009 | HWM | Phantom Stock Units | Common Stock (3,631) | — | — | 3,631 | Acquired |
| July 1, 2009 | HWM | Phantom Stock Units | Common Stock (4,607) | — | — | 4,607 | Acquired |
| April 1, 2009 | HWM | Phantom Stock Units | Common Stock (6,521) | — | — | 6,521 | Acquired |
| Jan. 2, 2009 | HWM | Phantom Stock Units | Common Stock (4,029) | — | — | 4,029 | Acquired |
| Oct. 1, 2008 | HWM | Phantom Stock Units | Common Stock (2,233) | — | — | 2,233 | Acquired |
| July 1, 2008 | HWM | Phantom Stock Units | Common Stock (1,397) | — | — | 1,397 | Acquired |
| April 1, 2008 | HWM | Phantom Stock Units | Common Stock (1,333) | — | — | 1,333 | Acquired |
| Jan. 2, 2008 | HWM | Phantom Stock Units | Common Stock (1,323) | — | — | 1,323 | Acquired |
| Oct. 1, 2007 | HWM | Phantom Stock Units | Common Stock (1,235) | — | — | 1,235 | Acquired |
| July 2, 2007 | HWM | Phantom Stock Units | Common Stock (1,175) | — | — | 1,175 | Acquired |
| April 2, 2007 | HWM | Phantom Stock Units | Common Stock (1,412) | — | — | 1,412 | Acquired |
| Jan. 3, 2007 | HWM | Phantom Stock Units | Common Stock (1,477) | — | — | 1,477 | Acquired |
| Oct. 2, 2006 | HWM | Phantom Stock Units | Common Stock (1,566) | — | — | 1,566 | Acquired |
| July 3, 2006 | HWM | Phantom Stock Units | Common Stock (1,322) | — | — | 1,322 | Acquired |
| April 3, 2006 | HWM | Phantom Stock Units | Common Stock (1,405) | — | — | 1,405 | Acquired |
| Jan. 3, 2006 | HWM | Phantom Stock Units | Common Stock (1,471) | — | — | 1,471 | Acquired |
| Oct. 3, 2005 | HWM | Phantom Stock Units | Common Stock (1,809) | — | — | 1,809 | Acquired |
| July 1, 2005 | HWM | Phantom Stock Units | Common Stock (1,673) | — | — | 1,673 | Acquired |
| April 1, 2005 | HWM | Phantom Stock Units | Common Stock (1,434) | — | — | 1,434 | Acquired |
| March 31, 2005 | IBM | Promised Fee Share | Common Stock (276) | — | — | 276 | Acquired |
| Jan. 3, 2005 | HWM | Phantom Stock Units | Common Stock (598) | — | — | 598 | Acquired |
| Dec. 31, 2004 | IBM | Promised Fee Share | Common Stock (178) | — | — | 178 | Acquired |
| Oct. 1, 2004 | HWM | Phantom Stock Units | Common Stock (553) | — | — | 553 | Acquired |
| Sept. 30, 2004 | IBM | Promised Fee Share | Common Stock (205) | — | — | 205 | Acquired |
| July 1, 2004 | HWM | Phantom Stock Units | Common Stock (575) | — | — | 575 | Acquired |
| June 30, 2004 | IBM | Promised Fee Share | Common Stock (199) | — | — | 199 | Acquired |
| May 1, 2004 | IBM | BOD Stock Option (right to buy) [F1] | Common Stock (4,000) | $88.60 | April 30, 2014 | 4,000 | Acquired |
| April 1, 2004 | HWM | Phantom Stock Units | Common Stock (540) | — | — | 540 | Acquired |
| March 31, 2004 | IBM | Promised Fee Share | Common Stock (64) | — | — | 64 | Acquired |
| Jan. 2, 2004 | HWM | Phantom Stock Units | Common Stock | — | — | 495 | Acquired |
| Oct. 1, 2003 | HWM | Phantom Stock Units | Common Stock | — | — | 706 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 4, 2004 | IBM | No securities beneficially owned | 0 | Direct |