Carlos M Gutierrez

CIK 1185943 · View on SEC EDGAR ↗

Insider

First SEC filing: May 9, 2025 · Latest: May 9, 2025

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 78 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

78 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Dec. 17, 2018 MET P 6,400 $39.04 $249,856 18,807 Indirect +51.58% Acquired 142.4% (price as of 2026-08-21)
Dec. 16, 2013 OXY P 5,000 $91.32 $456,600 28,484 Direct +21.29% Acquired -29.8% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
May 20, 2024 OXY Warrants (Right to buy) Common Stock (7,207) $22.00 Aug. 3, 2027 7,207 Disposed
March 19, 2024 OXY Warrants (Right to buy) Common Stock (625) $22.00 Aug. 3, 2027 625 Disposed
April 14, 2010 RTX Phantom Stock Unit Common Stock (1,946) 1,946 Acquired
Feb. 3, 2010 GLW Stock Options (Right to Buy) Common Stock (2,345) $18.95 Feb. 2, 2020 2,345 Acquired
July 15, 2009 GLW Stock Options (Right to Buy) Common Stock (1,487) $16.01 July 14, 2019 1,487 Acquired
April 8, 2009 RTX Phantom Stock Unit Common Stock (2,958) 2,958 Acquired
March 11, 2009 RTX Restricted Stock Units Common Stock (2,435) 2,435 Acquired
Feb. 17, 2004 CL Stock Option (Right to Buy) Common Stock (4,000) $55.42 Feb. 17, 2014 4,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 2, 2021 EXC Common stock 0 Direct
March 12, 2013 MET No Shares Beneficially Owned 0 Direct
July 21, 2009 OXY Common Stock 0 Direct
June 4, 2009 GLW No Securities Are Beneficially Owned 0 Direct