CARLSON CAPITAL L P
CIK 1056973 · View on SEC EDGAR ↗
Insider
Activist
First SEC filing: July 5, 2017 · Latest: April 8, 2026
On this page
Institution
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| June 26, 2017 | 1056973 | S | 65,000 | $12.83 | $833,950 | 3,835,000 Indirect | -1.67% | Disposed | |
| Dec. 7, 2016 | AROC | S | 142,900 | $13.66 | $1,952,014 | 6,688,905 Indirect | -2.09% | Disposed | 136.2% (price as of 2026-08-21) |
| Dec. 6, 2016 | AROC | S | 19,100 | $13.92 | $265,872 | 6,831,805 Indirect | -0.28% | Disposed | 131.8% (price as of 2026-08-21) |
| Dec. 6, 2016 | AROC | S | 142,900 | $13.92 | $1,989,168 | 6,850,905 Indirect | -2.04% | Disposed | 131.8% (price as of 2026-08-21) |
| Dec. 5, 2016 | AROC | S | 100,000 | $13.58 | $1,358,000 | 6,993,805 Indirect | -1.41% | Disposed | 137.6% (price as of 2026-08-21) |
| Dec. 5, 2016 | AROC | S | 149,300 | $13.61 | $2,031,973 | 7,093,805 Indirect | -2.06% | Disposed | 137.1% (price as of 2026-08-21) |
| Dec. 2, 2016 | AROC | S | 21,954 | $13.05 | $286,500 | 7,243,105 Indirect | -0.30% | Disposed | 147.3% (price as of 2026-08-21) |
| Dec. 2, 2016 | AROC | S | 149,774 | $13.23 | $1,981,510 | 7,265,059 Indirect | -2.02% | Disposed | 143.9% (price as of 2026-08-21) |
| Dec. 1, 2016 | AROC | S | 52,420 | $13.40 | $702,428 | 7,414,833 Indirect | -0.70% | Disposed | 140.8% (price as of 2026-08-21) |
| Dec. 1, 2016 | AROC | S | 52,185 | $13.40 | $699,279 | 7,467,253 Indirect | -0.69% | Disposed | 140.8% (price as of 2026-08-21) |
| Dec. 1, 2016 | AROC | S | 31,484 | $13.00 | $409,292 | 7,519,438 Indirect | -0.42% | Disposed | 148.2% (price as of 2026-08-21) |
| Dec. 1, 2016 | AROC | S | 46,562 | $13.05 | $607,634 | 7,550,922 Indirect | -0.61% | Disposed | 147.3% (price as of 2026-08-21) |
| Dec. 1, 2016 | AROC | S | 27,369 | $13.54 | $370,576 | 7,597,484 Indirect | -0.36% | Disposed | 138.3% (price as of 2026-08-21) |
| Nov. 30, 2016 | AROC | S | 48,131 | $13.72 | $660,357 | 7,624,853 Indirect | -0.63% | Disposed | 135.2% (price as of 2026-08-21) |
| Nov. 30, 2016 | AROC | S | 47,806 | $13.72 | $655,898 | 7,672,984 Indirect | -0.62% | Disposed | 135.2% (price as of 2026-08-21) |
| Nov. 30, 2016 | AROC | S | 47,815 | $13.72 | $656,022 | 7,720,790 Indirect | -0.62% | Disposed | 135.2% (price as of 2026-08-21) |
| Nov. 30, 2016 | AROC | S | 24,412 | $13.85 | $338,106 | 7,768,605 Indirect | -0.31% | Disposed | 133.0% (price as of 2026-08-21) |
| Nov. 25, 2016 | AROC | S | 75,000 | $13.79 | $1,034,250 | 7,793,017 Indirect | -0.95% | Disposed | 134.0% (price as of 2026-08-21) |
| Nov. 23, 2016 | AROC | S | 85,548 | $13.50 | $1,154,898 | 7,868,017 Indirect | -1.08% | Disposed | 139.0% (price as of 2026-08-21) |
| Nov. 23, 2016 | AROC | S | 32,583 | $13.50 | $439,870 | 7,953,565 Indirect | -0.41% | Disposed | 139.0% (price as of 2026-08-21) |
| Nov. 22, 2016 | AROC | S | 243,452 | $13.57 | $3,303,644 | 7,986,148 Indirect | -2.96% | Disposed | 137.8% (price as of 2026-08-21) |
| Nov. 22, 2016 | AROC | S | 12,180 | $13.55 | $165,039 | 8,229,600 Indirect | -0.15% | Disposed | 138.2% (price as of 2026-08-21) |
| Nov. 22, 2016 | AROC | S | 2,320 | $13.57 | $31,482 | 8,241,780 Indirect | -0.03% | Disposed | 137.8% (price as of 2026-08-21) |
| Nov. 22, 2016 | AROC | S | 2,350 | $13.57 | $31,890 | 8,244,100 Indirect | -0.03% | Disposed | 137.8% (price as of 2026-08-21) |
| Nov. 21, 2016 | AROC | S | 19,720 | $13.60 | $268,192 | 8,450,939 Indirect | -0.23% | Disposed | 137.3% (price as of 2026-08-21) |
| Nov. 21, 2016 | AROC | S | 3,780 | $13.60 | $51,408 | 8,447,159 Indirect | -0.04% | Disposed | 137.3% (price as of 2026-08-21) |
| Nov. 21, 2016 | AROC | S | 200,709 | $13.61 | $2,731,649 | 8,246,450 Indirect | -2.38% | Disposed | 137.1% (price as of 2026-08-21) |
| Nov. 18, 2016 | AROC | S | 88,353 | $13.39 | $1,183,047 | 8,498,382 Indirect | -1.03% | Disposed | 141.0% (price as of 2026-08-21) |
| Nov. 18, 2016 | AROC | S | 17,473 | $13.28 | $232,041 | 8,480,909 Indirect | -0.21% | Disposed | 143.0% (price as of 2026-08-21) |
| Nov. 18, 2016 | AROC | S | 7,140 | $13.24 | $94,534 | 8,473,769 Indirect | -0.08% | Disposed | 143.7% (price as of 2026-08-21) |
| Nov. 18, 2016 | AROC | S | 3,110 | $13.25 | $41,208 | 8,470,659 Indirect | -0.04% | Disposed | 143.5% (price as of 2026-08-21) |
| Nov. 16, 2016 | AROC | S | 26,030 | $13.07 | $340,212 | 8,586,735 Indirect | -0.30% | Disposed | 146.9% (price as of 2026-08-21) |
| Nov. 16, 2016 | AROC | S | 150,000 | $12.91 | $1,936,500 | 8,612,765 Indirect | -1.71% | Disposed | 150.0% (price as of 2026-08-21) |
| Nov. 15, 2016 | AROC | S | 148,280 | $12.97 | $1,923,192 | 8,762,765 Indirect | -1.66% | Disposed | 148.8% (price as of 2026-08-21) |
| Nov. 15, 2016 | AROC | S | 32,897 | $13.00 | $427,661 | 8,911,045 Indirect | -0.37% | Disposed | 148.2% (price as of 2026-08-21) |
| Nov. 15, 2016 | AROC | S | 36,111 | $13.01 | $469,804 | 8,943,942 Indirect | -0.40% | Disposed | 148.0% (price as of 2026-08-21) |
| Nov. 14, 2016 | AROC | S | 234,292 | $12.69 | $2,973,165 | 8,980,053 Indirect | -2.54% | Disposed | 154.3% (price as of 2026-08-21) |
| Oct. 12, 2016 | AROC | S | 43,904 | $12.86 | $564,605 | 9,214,345 Indirect | -0.47% | Disposed | 150.9% (price as of 2026-08-21) |
| July 26, 2016 | 1056973 | S | 730,688 | $24.43 | $17,850,708 | 2,643,986 Indirect | -21.65% | Disposed | |
| July 25, 2016 | 1056973 | S | 79,312 | $25.33 | $2,008,973 | 3,374,674 Indirect | -2.30% | Disposed | |
| Feb. 26, 2016 | AROC | P | 150,000 | $3.94 | $591,000 | 9,258,249 Indirect | +1.65% | Acquired | 719.0% (price as of 2026-08-21) |
| Feb. 26, 2016 | AROC | P | 150,000 | $3.99 | $598,500 | 9,108,249 Indirect | +1.67% | Acquired | 708.8% (price as of 2026-08-21) |
| Feb. 26, 2016 | AROC | P | 150,000 | $3.99 | $598,500 | 8,958,249 Indirect | +1.70% | Acquired | 708.8% (price as of 2026-08-21) |
| Feb. 25, 2016 | AROC | P | 170,129 | $3.58 | $609,062 | 8,808,249 Indirect | +1.97% | Acquired | 801.4% (price as of 2026-08-21) |
| Feb. 25, 2016 | AROC | P | 43,304 | $3.64 | $157,627 | 8,638,120 Indirect | +0.50% | Acquired | 786.5% (price as of 2026-08-21) |
| Jan. 28, 2016 | AROC | P | 85,104 | $5.76 | $490,199 | 8,594,816 Indirect | +1.00% | Acquired | 460.2% (price as of 2026-08-21) |
| Jan. 28, 2016 | AROC | P | 200,000 | $5.66 | $1,132,000 | 8,509,712 Indirect | +2.41% | Acquired | 470.1% (price as of 2026-08-21) |
| Jan. 27, 2016 | AROC | P | 156,964 | $5.30 | $831,909 | 8,309,712 Indirect | +1.93% | Acquired | 508.9% (price as of 2026-08-21) |
| Jan. 26, 2016 | AROC | P | 157,932 | $5.00 | $789,660 | 8,152,748 Indirect | +1.98% | Acquired | 545.4% (price as of 2026-08-21) |
| Jan. 26, 2016 | AROC | P | 235,200 | $4.87 | $1,145,424 | 7,994,816 Indirect | +3.03% | Acquired | 562.6% (price as of 2026-08-21) |
| Jan. 25, 2016 | AROC | P | 82,859 | $5.15 | $426,724 | 7,759,616 Indirect | +1.08% | Acquired | 526.6% (price as of 2026-08-21) |
| Jan. 22, 2016 | AROC | P | 189,644 | $5.66 | $1,073,385 | 7,676,757 Indirect | +2.53% | Acquired | 470.1% (price as of 2026-08-21) |
| Jan. 22, 2016 | AROC | P | 200,000 | $5.55 | $1,110,000 | 7,487,113 Indirect | +2.74% | Acquired | 481.4% (price as of 2026-08-21) |
| Jan. 22, 2016 | AROC | P | 100,000 | $5.48 | $548,000 | 7,287,113 Indirect | +1.39% | Acquired | 488.9% (price as of 2026-08-21) |
| Jan. 21, 2016 | AROC | P | 78,397 | $5.41 | $424,128 | 7,187,113 Indirect | +1.10% | Acquired | 496.5% (price as of 2026-08-21) |
| Nov. 2, 2015 | 1056973 | P | 46,800 | $15.69 | $734,292 | 3,453,986 Indirect | +1.37% | Acquired | |
| Oct. 30, 2015 | 1056973 | P | 41,135 | $15.62 | $642,529 | 3,407,186 Indirect | +1.22% | Acquired | |
| Oct. 29, 2015 | 1056973 | P | 27,450 | $15.60 | $428,220 | 3,366,051 Indirect | +0.82% | Acquired | |
| Oct. 28, 2015 | 1056973 | P | 27,300 | $15.74 | $429,702 | 3,338,601 Indirect | +0.82% | Acquired | |
| Oct. 28, 2015 | 1056973 | P | 27,300 | $15.74 | $429,702 | 3,311,301 Indirect | +0.83% | Acquired | |
| Oct. 28, 2015 | 1056973 | P | 4,487 | $15.39 | $69,055 | 3,284,001 Indirect | +0.14% | Acquired | |
| Oct. 27, 2015 | 1056973 | P | 1,950 | $14.96 | $29,172 | 3,279,514 Indirect | +0.06% | Acquired | |
| Oct. 27, 2015 | 1056973 | P | 749 | $14.94 | $11,190 | 3,277,564 Indirect | +0.02% | Acquired | |
| Oct. 26, 2015 | 1056973 | P | 4,265 | $14.99 | $63,932 | 3,276,815 Indirect | +0.13% | Acquired | |
| Oct. 26, 2015 | 1056973 | P | 3,500 | $14.98 | $52,430 | 3,272,550 Indirect | +0.11% | Acquired | |
| Oct. 26, 2015 | 1056973 | P | 22,564 | $15.00 | $338,460 | 3,269,050 Indirect | +0.70% | Acquired | |
| Oct. 13, 2015 | 1056973 | S | 5,235 | $15.62 | $81,771 | 3,246,486 Indirect | -0.16% | Disposed | |
| Oct. 2, 2015 | 1056973 | S | 38,196 | $15.40 | $588,218 | 3,251,721 Indirect | -1.16% | Disposed | |
| Oct. 1, 2015 | 1056973 | S | 8,603 | $15.60 | $134,207 | 3,289,917 Indirect | -0.26% | Disposed | |
| Oct. 1, 2015 | 1056973 | S | 3,101 | $15.62 | $48,438 | 3,298,520 Indirect | -0.09% | Disposed | |
| Oct. 1, 2015 | 1056973 | S | 100 | $15.72 | $1,572 | 3,301,621 Indirect | 0.00% | Disposed | |
| Sept. 24, 2015 | 1056973 | S | 35,321 | $15.68 | $553,833 | 3,301,721 Indirect | -1.06% | Disposed | |
| Sept. 24, 2015 | 1056973 | S | 5,200 | $15.66 | $81,432 | 3,337,042 Indirect | -0.16% | Disposed | |
| Sept. 24, 2015 | 1056973 | S | 40,240 | $15.67 | $630,561 | 3,342,242 Indirect | -1.19% | Disposed | |
| Aug. 3, 2015 | 1056973 | P | 23,433 | $15.84 | $371,179 | 3,382,482 Indirect | +0.70% | Acquired | |
| Aug. 3, 2015 | 1056973 | P | 16,807 | $15.87 | $266,727 | 3,359,049 Indirect | +0.50% | Acquired | |
| Aug. 3, 2015 | 1056973 | P | 37,122 | $15.76 | $585,043 | 3,342,242 Indirect | +1.12% | Acquired | |
| Aug. 3, 2015 | 1056973 | P | 12,350 | $15.81 | $195,254 | 3,305,120 Indirect | +0.38% | Acquired | |
| July 31, 2015 | 1056973 | P | 8,729 | $15.97 | $139,402 | 3,292,770 Indirect | +0.27% | Acquired | |
| July 31, 2015 | 1056973 | P | 1,652 | $16.00 | $26,432 | 3,284,041 Indirect | +0.05% | Acquired | |
| July 31, 2015 | 1056973 | P | 67,347 | $15.98 | $1,076,205 | 3,282,389 Indirect | +2.09% | Acquired | |
| April 27, 2015 | 1056973 | P | 204,356 | $19.52 | $3,989,029 | 3,215,042 Indirect | +6.79% | Acquired | |
| April 17, 2015 | 1056973 | P | 12,500 | $17.64 | $220,500 | 3,010,686 Indirect | +0.42% | Acquired | |
| April 17, 2015 | 1056973 | P | 85,623 | $17.73 | $1,518,096 | 2,998,186 Indirect | +2.94% | Acquired | |
| April 15, 2015 | 1056973 | P | 3,700 | $17.75 | $65,675 | 2,912,563 Indirect | +0.13% | Acquired | |
| April 15, 2015 | 1056973 | P | 4,000 | $17.67 | $70,680 | 2,908,863 Indirect | +0.14% | Acquired | |
| April 9, 2015 | 1056973 | P | 6,708 | $17.59 | $117,994 | 2,904,863 Indirect | +0.23% | Acquired | |
| April 8, 2015 | 1056973 | P | 7,000 | $17.72 | $124,040 | 2,898,155 Indirect | +0.24% | Acquired | |
| April 8, 2015 | 1056973 | P | 2,196 | $17.45 | $38,320 | 2,891,155 Indirect | +0.08% | Acquired | |
| April 8, 2015 | 1056973 | P | 61,605 | $17.45 | $1,075,007 | 2,888,959 Indirect | +2.18% | Acquired | |
| April 7, 2015 | 1056973 | P | 32,500 | $17.18 | $558,350 | 2,827,354 Indirect | +1.16% | Acquired | |
| April 7, 2015 | 1056973 | P | 140 | $17.30 | $2,422 | 2,794,854 Indirect | +0.01% | Acquired | |
| April 7, 2015 | 1056973 | P | 5,992 | $17.28 | $103,542 | 2,794,714 Indirect | +0.21% | Acquired | |
| April 7, 2015 | 1056973 | P | 11,236 | $17.27 | $194,046 | 2,788,722 Indirect | +0.40% | Acquired |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Jan. 21, 2016 | AROC | Common Stock | 7,108,716 | Indirect |