Carlton G. Barker

CIK 1431681 · View on SEC EDGAR ↗

Insider

First SEC filing: May 27, 2008 · Latest: May 27, 2008

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 2 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

2 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 25, 2010 SFBS S 30,000 $25.00 $750,000 20,000 Direct -60.00% Disposed 944.0% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 31, 2014 SFBS Stock Option (right to buy) Common Stock (75,000) $15.00 Feb. 1, 2017 75,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
May 27, 2008 SFBS Common Stock 50,000 Direct
May 27, 2008 SFBS Stock Option→ Common Stock (75,000) 75,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SFBS

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2010 $205,000 $123,000 — — — — $31,011 $359,011

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.