Carol M Zepke
CIK 1274825 · View on SEC EDGAR ↗
First SEC filing: Dec. 1, 2010 · Latest: Dec. 1, 2010
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 20, 2010 | 357264 | P | 3,509 | $1.06 | $3,720 | 4,548 Indirect | +337.73% | Acquired | |
| Aug. 18, 2010 | 357264 | P | 1,000 | $1.02 | $1,020 | 3,000 Indirect | +50.00% | Acquired | |
| Aug. 17, 2010 | 357264 | P | 5,000 | $1.03 | $5,150 | 10,000 Indirect | +100.00% | Acquired | |
| Aug. 17, 2010 | 357264 | P | 5,000 | $1.03 | $5,150 | 5,000 Indirect | — | Acquired | |
| Aug. 16, 2010 | 357264 | P | 2,000 | $0.88 | $1,760 | 2,000 Indirect | — | Acquired | |
| June 2, 2006 | 357264 | S | 268 | $35.54 | $9,525 | 2,429 Direct | -9.94% | Disposed | |
| May 30, 2006 | 357264 | S | 624 | $34.41 | $21,472 | 624 Indirect | -50.00% | Disposed | |
| Nov. 7, 2005 | 357264 | S | 1,200 | $37.06 | $44,472 | 1,429 Direct | -45.64% | Disposed | |
| Aug. 27, 2004 | 357264 | S | 356 | $28.36 | $10,096 | 0 Direct | -100.00% | Disposed |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 29, 2010 | 357264 | Subscription Rights (right to buy) | Common stock (153,350) | $0.20 | Nov. 19, 2010 | 153,350 | Disposed |
| Nov. 29, 2010 | 357264 | Subscription Rights (right to buy) | Common stock (46,004) | $0.20 | Nov. 19, 2010 | 46,004 | Disposed |
| Nov. 29, 2010 | 357264 | Subscription Rights (right to buy) | Common stock (76,600) | $0.20 | Nov. 19, 2010 | 76,600 | Disposed |
| Nov. 29, 2010 | 357264 | Subscription Rights (right to buy) | Common stock (182,486) | $0.20 | Nov. 19, 2010 | 182,486 | Disposed |
| Feb. 12, 2010 | 357264 | stock option (employee) | Common stock (5,000) | $1.08 | Feb. 12, 2020 | 5,000 | Acquired |
| July 28, 2009 | 357264 | stock option (employee) | Common stock (3,000) | — | July 26, 2019 | 3,000 | Acquired |
| July 28, 2009 | 357264 | stock option (employee) | Common stock (3,000) | $2.62 | July 26, 2019 | 3,000 | Acquired |
| June 2, 2006 | 357264 | stock option (employee) | Common stock (268) | $15.41 | Jan. 23, 2012 | 268 | Disposed |
| Nov. 7, 2005 | 357264 | Stock option (right to buy) | Common stock (1,200) | $28.18 | April 28, 2014 | 1,200 | Disposed |
| Jan. 24, 2005 | 357264 | stock option (employee) | Common stock (266) | $15.41 | Jan. 23, 2012 | 266 | Disposed |
| Nov. 9, 2004 | 357264 | stock option (employee) | Common stock (266) | $15.41 | Jan. 23, 2012 | 266 | Disposed |
| Nov. 9, 2004 | 357264 | stock option (employee) | Common stock (266) | $15.41 | Jan. 23, 2012 | 266 | Disposed |
| Aug. 27, 2004 | 357264 | stock option (right to buy) | Common stock (356) | $15.82 | March 1, 2005 | 356 | Disposed |
| April 26, 2004 | 357264 | Stock option (right to buy) [F1] | Common stock (4,000) | $37.58 | April 28, 2014 | 4,000 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).