Caroline Sullivan

Insider

First SEC filing: Dec. 3, 2018 · Latest: Dec. 3, 2018

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

MCO selling Oct. 28, 2024

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
March 3, 2025	MCO	F	175	$502.86	$88,000	1,508 Direct	-10.40%	Disposed	-0.5% (price as of 2026-08-19)
March 3, 2025	MCO	A	120	$502.86	$60,343	1,683 Direct	+7.68%	Acquired	-0.5% (price as of 2026-08-19)
Feb. 20, 2025	MCO	A	440	—	—	440 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2025	MCO	A	140	$513.21	$71,849	1,563 Direct	+9.84%	Acquired	-2.5% (price as of 2026-08-19)
Oct. 28, 2024	MCO	M	667	—	—	223 Direct	-74.94%	Disposed	(price as of 2026-08-19)
Oct. 28, 2024	MCO	M	1,014	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 28, 2024	MCO	S	667	$462.36	$308,394	1,415 Direct	-32.04%	Disposed	8.2% (price as of 2026-08-19)
Oct. 28, 2024	MCO	M	667	$276.84	$184,652	2,082 Direct	+47.14%	Acquired	80.7% (price as of 2026-08-19)
Oct. 28, 2024	MCO	S	1,014	$462.42	$468,894	1,415 Direct	-41.75%	Disposed	8.2% (price as of 2026-08-19)
Oct. 28, 2024	MCO	M	1,014	$280.42	$284,346	2,429 Direct	+71.66%	Acquired	78.4% (price as of 2026-08-19)
Oct. 1, 2024	MCO	F	15	$472.96	$7,094	1,425 Direct	-1.04%	Disposed	5.8% (price as of 2026-08-19)
March 1, 2024	MCO	F	285	$380.58	$108,465	1,440 Direct	-16.52%	Disposed	31.5% (price as of 2026-08-19)
March 1, 2024	MCO	A	376	$380.58	$143,098	1,725 Direct	+27.87%	Acquired	31.5% (price as of 2026-08-19)
Feb. 20, 2024	MCO	A	1,003	—	—	1,003 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2024	MCO	A	322	$372.16	$119,836	1,349 Direct	+31.35%	Acquired	34.4% (price as of 2026-08-19)
Sept. 29, 2023	MCO	A	375	—	—	10,374 Direct	+3.75%	Acquired	(price as of 2026-08-19)
Sept. 29, 2023	MCO	A	125	$318.79	$39,849	1,016 Direct	+14.03%	Acquired	57.0% (price as of 2026-08-19)
Aug. 10, 2023	MCO	S	297	$339.04	$100,695	891 Direct	-25.00%	Disposed	47.6% (price as of 2026-08-19)
March 6, 2023	MCO	S	483	$303.48	$146,581	1,491 Direct	-24.47%	Disposed	64.9% (price as of 2026-08-19)
March 1, 2023	MCO	F	361	$290.63	$104,917	1,974 Direct	-15.46%	Disposed	72.2% (price as of 2026-08-19)
March 1, 2023	MCO	A	652	—	—	2,335 Direct	+38.74%	Acquired	(price as of 2026-08-19)
Feb. 21, 2023	MCO	A	782	—	—	782 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 21, 2023	MCO	A	251	$295.33	$74,128	1,683 Direct	+17.53%	Acquired	69.4% (price as of 2026-08-19)
Nov. 2, 2022	MCO	S	386	$259.79	$100,279	1,420 Direct	-21.37%	Disposed	92.6% (price as of 2026-08-19)
Aug. 4, 2022	MCO	S	326	$310.68	$101,282	1,806 Direct	-15.29%	Disposed	61.1% (price as of 2026-08-19)
March 2, 2022	MCO	F	678	$323.88	$219,591	2,078 Direct	-24.60%	Disposed	54.5% (price as of 2026-08-19)
March 1, 2022	MCO	A	1,578	—	—	2,756 Direct	-36.41%	Disposed	(price as of 2026-08-19)
March 1, 2022	MCO	F	678	$323.88	$219,591	2,078 Direct	-24.60%	Disposed	54.5% (price as of 2026-08-19)
March 1, 2022	MCO	A	1,578	—	—	2,756 Direct	+133.96%	Acquired	(price as of 2026-08-19)
Feb. 17, 2022	MCO	A	713	—	—	713 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 17, 2022	MCO	A	184	$325.99	$59,982	1,178 Direct	+18.51%	Acquired	53.5% (price as of 2026-08-19)
March 2, 2021	MCO	S	394	$282.87	$111,451	910 Direct	-30.21%	Disposed	76.9% (price as of 2026-08-19)
March 1, 2021	MCO	F	83	$280.63	$23,292	1,304 Direct	-5.98%	Disposed	78.3% (price as of 2026-08-19)
Feb. 22, 2021	MCO	A	890	—	—	890 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 22, 2021	MCO	A	217	$276.84	$60,074	1,387 Direct	+18.55%	Acquired	80.7% (price as of 2026-08-19)
Dec. 31, 2020	MCO	F	122	$287.50	$35,075	1,157 Direct	-9.54%	Disposed	74.0% (price as of 2026-08-19)
Nov. 13, 2020	MCO	S	434	$277.55	$120,457	1,279 Direct	-25.34%	Disposed	80.3% (price as of 2026-08-19)
March 2, 2020	MCO	F	64	$251.20	$16,077	1,623 Direct	-3.79%	Disposed	99.2% (price as of 2026-08-19)
Feb. 20, 2020	MCO	A	1,014	—	—	1,014 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 20, 2020	MCO	A	219	$280.42	$61,412	1,687 Direct	+14.92%	Acquired	78.4% (price as of 2026-08-19)
Dec. 31, 2019	MCO	F	122	$237.54	$28,980	1,441 Direct	-7.81%	Disposed	110.6% (price as of 2026-08-19)
April 15, 2019	MCO	A	748	—	—	1,463 Direct	+104.62%	Acquired	(price as of 2026-08-19)
Feb. 25, 2019	MCO	A	1,508	—	—	1,508 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 25, 2019	MCO	A	374	$173.58	$64,919	1,089 Direct	+52.31%	Acquired	188.3% (price as of 2026-08-19)
Dec. 31, 2018	MCO	A	715	$139.80	$99,957	715 Direct	—	Acquired	257.9% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 20, 2025	MCO	Employee Stock Option (right to buy)	Common Stock (440)	$513.21	Feb. 20, 2035	440	Acquired
Oct. 28, 2024	MCO	Employee Stock Option (right to buy)	Common Stock (667)	$276.84	Feb. 22, 2031	667	Disposed
Oct. 28, 2024	MCO	Employee Stock Option (right to buy)	Common Stock (1,014)	$280.42	Feb. 20, 2030	1,014	Disposed
Feb. 20, 2024	MCO	Employee Stock Option (right to buy)	Common Stock (1,003)	$372.16	Feb. 20, 2034	1,003	Acquired
Sept. 29, 2023	MCO	Employee Stock Option (right to buy)	Common Stock (375)	$318.79	Sept. 29, 2033	375	Acquired
Feb. 21, 2023	MCO	Employee Stock Option (right to buy)	Common Stock (782)	$295.33	Feb. 21, 2033	782	Acquired
Feb. 17, 2022	MCO	Employee Stock Option (right to buy)	Common Stock (713)	$325.99	Feb. 17, 2032	713	Acquired
Feb. 22, 2021	MCO	Employee Stock Option (right to buy)	Common Stock (890)	$276.84	Feb. 22, 2031	890	Acquired
Feb. 20, 2020	MCO	Employee Stock Option (right to buy)	Common Stock (1,014)	$280.42	Feb. 20, 2030	1,014	Acquired
Feb. 25, 2019	MCO	Employee Stock Option (right to buy)	Common Stock (1,508)	$173.58	Feb. 25, 2029	1,508	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 3, 2018	MCO	Common Stock	0	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

MCO

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2023	$455,000	—	—	—	$310,845	—	$42,963	$1,378,752

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.