Carolyn M Johnson
CIK 1361819 · View on SEC EDGAR ↗
Insider
First SEC filing: March 27, 2013 · Latest: March 27, 2013
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 100 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| March 29, 2019 | VOYA | A | 9 | $49.96 | $450 | 2,442 Direct | +0.37% | Acquired | 96.9% (price as of 2026-08-21) |
| March 15, 2019 | VOYA | A | 9 | $51.03 | $459 | 2,432 Direct | +0.37% | Acquired | 92.8% (price as of 2026-08-21) |
| March 7, 2019 | VOYA | A | 1,189 | $49.10 | $58,380 | 2,423 Direct | +96.35% | Acquired | 100.4% (price as of 2026-08-21) |
| March 7, 2019 | VOYA | M | 7,177 | — | — | 27,013 Direct | -20.99% | Disposed | (price as of 2026-08-21) |
| March 7, 2019 | VOYA | M | 2,924 | — | — | 10,548 Direct | -21.70% | Disposed | (price as of 2026-08-21) |
| March 7, 2019 | VOYA | F | 5,767 | $49.10 | $283,160 | 24,362 Direct | -19.14% | Disposed | 100.4% (price as of 2026-08-21) |
| March 7, 2019 | VOYA | M | 12,469 | — | — | 30,129 Direct | +70.61% | Acquired | (price as of 2026-08-21) |
| Feb. 22, 2019 | VOYA | M | 3,688 | — | — | 13,472 Direct | -21.49% | Disposed | (price as of 2026-08-21) |
| Feb. 22, 2019 | VOYA | F | 1,632 | $49.95 | $81,518 | 17,660 Direct | -8.46% | Disposed | 97.0% (price as of 2026-08-21) |
| Feb. 22, 2019 | VOYA | M | 3,688 | — | — | 19,292 Direct | +23.63% | Acquired | (price as of 2026-08-21) |
| Feb. 21, 2019 | VOYA | M | 3,429 | — | — | 17,160 Direct | -16.65% | Disposed | (price as of 2026-08-21) |
| Feb. 21, 2019 | VOYA | F | 1,574 | $50.03 | $78,747 | 15,604 Direct | -9.16% | Disposed | 96.7% (price as of 2026-08-21) |
| Feb. 21, 2019 | VOYA | M | 3,429 | — | — | 17,178 Direct | +24.94% | Acquired | (price as of 2026-08-21) |
| Dec. 31, 2018 | VOYA | A | 11 | $40.14 | $442 | 1,235 Direct | +0.90% | Acquired | 145.1% (price as of 2026-08-21) |
| Dec. 14, 2018 | VOYA | A | 11 | $41.28 | $454 | 1,223 Direct | +0.91% | Acquired | 138.3% (price as of 2026-08-21) |
| Nov. 30, 2018 | VOYA | A | 10 | $44.95 | $450 | 1,212 Direct | +0.83% | Acquired | 118.9% (price as of 2026-08-21) |
| Nov. 15, 2018 | VOYA | A | 10 | $45.36 | $454 | 1,202 Direct | +0.84% | Acquired | 116.9% (price as of 2026-08-21) |
| Oct. 31, 2018 | VOYA | A | 10 | $43.76 | $438 | 1,192 Direct | +0.85% | Acquired | 124.8% (price as of 2026-08-21) |
| Oct. 15, 2018 | VOYA | A | 10 | $47.17 | $472 | 1,181 Direct | +0.85% | Acquired | 108.6% (price as of 2026-08-21) |
| Sept. 28, 2018 | VOYA | A | 9 | $49.67 | $447 | 1,172 Direct | +0.77% | Acquired | 98.1% (price as of 2026-08-21) |
| Sept. 14, 2018 | VOYA | A | 9 | $49.39 | $445 | 1,162 Direct | +0.78% | Acquired | 99.2% (price as of 2026-08-21) |
| Aug. 31, 2018 | VOYA | A | 9 | $50.07 | $451 | 1,153 Direct | +0.79% | Acquired | 96.5% (price as of 2026-08-21) |
| Aug. 15, 2018 | VOYA | A | 9 | $48.76 | $439 | 1,144 Direct | +0.79% | Acquired | 101.8% (price as of 2026-08-21) |
| July 31, 2018 | VOYA | A | 9 | $50.52 | $455 | 1,134 Direct | +0.80% | Acquired | 94.8% (price as of 2026-08-21) |
| July 13, 2018 | VOYA | A | 10 | $47.40 | $474 | 1,125 Direct | +0.90% | Acquired | 107.6% (price as of 2026-08-21) |
| June 29, 2018 | VOYA | A | 10 | $47.00 | $470 | 1,115 Direct | +0.90% | Acquired | 109.3% (price as of 2026-08-21) |
| June 15, 2018 | VOYA | A | 9 | $51.32 | $462 | 1,105 Direct | +0.82% | Acquired | 91.7% (price as of 2026-08-21) |
| May 31, 2018 | VOYA | A | 9 | $51.94 | $467 | 1,097 Direct | +0.83% | Acquired | 89.4% (price as of 2026-08-21) |
| May 15, 2018 | VOYA | A | 9 | $53.19 | $479 | 1,088 Direct | +0.83% | Acquired | 85.0% (price as of 2026-08-21) |
| April 30, 2018 | VOYA | A | 9 | $52.35 | $471 | 1,079 Direct | +0.84% | Acquired | 87.9% (price as of 2026-08-21) |
| April 13, 2018 | VOYA | A | 9 | $51.18 | $461 | 1,070 Direct | +0.85% | Acquired | 92.2% (price as of 2026-08-21) |
| March 29, 2018 | VOYA | A | 9 | $50.50 | $454 | 1,061 Direct | +0.86% | Acquired | 94.8% (price as of 2026-08-21) |
| March 15, 2018 | VOYA | A | 8 | $54.10 | $433 | 1,052 Direct | +0.77% | Acquired | 81.9% (price as of 2026-08-21) |
| March 7, 2018 | VOYA | M | 2,924 | — | — | 20,589 Direct | -12.44% | Disposed | (price as of 2026-08-21) |
| March 7, 2018 | VOYA | F | 1,353 | $51.69 | $69,937 | 13,749 Direct | -8.96% | Disposed | 90.3% (price as of 2026-08-21) |
| March 7, 2018 | VOYA | M | 2,924 | — | — | 15,102 Direct | +24.01% | Acquired | (price as of 2026-08-21) |
| March 6, 2018 | VOYA | A | 1,044 | $52.03 | $54,319 | 1,044 Direct | — | Acquired | 89.1% (price as of 2026-08-21) |
| March 6, 2018 | VOYA | M | 1,697 | — | — | 34,190 Direct | -4.73% | Disposed | (price as of 2026-08-21) |
| March 6, 2018 | VOYA | M | 2,073 | — | — | 23,513 Direct | -8.10% | Disposed | (price as of 2026-08-21) |
| March 6, 2018 | VOYA | F | 1,988 | $52.03 | $103,436 | 12,178 Direct | -14.03% | Disposed | 89.1% (price as of 2026-08-21) |
| March 6, 2018 | VOYA | M | 4,296 | — | — | 14,166 Direct | +43.53% | Acquired | (price as of 2026-08-21) |
| Feb. 22, 2018 | VOYA | M | 3,688 | — | — | 11,073 Direct | +49.94% | Acquired | (price as of 2026-08-21) |
| Feb. 22, 2018 | VOYA | M | 3,688 | — | — | 25,586 Direct | -12.60% | Disposed | (price as of 2026-08-21) |
| Feb. 22, 2018 | VOYA | F | 1,203 | $50.71 | $61,004 | 9,870 Direct | -10.86% | Disposed | 94.0% (price as of 2026-08-21) |
| Feb. 21, 2018 | VOYA | A | 12,976 | — | — | 35,887 Direct | +56.64% | Acquired | (price as of 2026-08-21) |
| Feb. 21, 2018 | VOYA | A | 11,937 | — | — | 34,848 Direct | +52.10% | Acquired | (price as of 2026-08-21) |
| Feb. 21, 2018 | VOYA | A | 10,288 | — | — | 29,274 Direct | +54.19% | Acquired | (price as of 2026-08-21) |
| July 31, 2017 | VOYA | M | 890 | — | — | 20,712 Direct | -4.12% | Disposed | (price as of 2026-08-21) |
| July 31, 2017 | VOYA | F | 436 | $39.24 | $17,109 | 6,504 Direct | -6.28% | Disposed | 150.7% (price as of 2026-08-21) |
| July 31, 2017 | VOYA | M | 890 | — | — | 6,940 Direct | +14.71% | Acquired | (price as of 2026-08-21) |
| March 7, 2017 | VOYA | M | 2,923 | — | — | 21,602 Direct | -11.92% | Disposed | (price as of 2026-08-21) |
| March 7, 2017 | VOYA | F | 1,001 | $41.09 | $41,131 | 6,050 Direct | -14.20% | Disposed | 139.4% (price as of 2026-08-21) |
| March 7, 2017 | VOYA | M | 2,923 | — | — | 7,051 Direct | +70.81% | Acquired | (price as of 2026-08-21) |
| March 6, 2017 | VOYA | M | 1,696 | — | — | 22,911 Direct | -6.89% | Disposed | (price as of 2026-08-21) |
| March 6, 2017 | VOYA | M | 2,073 | — | — | 24,525 Direct | -7.79% | Disposed | (price as of 2026-08-21) |
| March 6, 2017 | VOYA | F | 1,326 | $41.35 | $54,830 | 4,128 Direct | -24.31% | Disposed | 137.9% (price as of 2026-08-21) |
| March 6, 2017 | VOYA | M | 3,870 | — | — | 5,454 Direct | +244.32% | Acquired | (price as of 2026-08-21) |
| Feb. 22, 2017 | VOYA | A | 14,037 | — | — | 24,607 Direct | +132.80% | Acquired | (price as of 2026-08-21) |
| Feb. 22, 2017 | VOYA | A | 11,065 | — | — | 26,598 Direct | +71.24% | Acquired | (price as of 2026-08-21) |
| Oct. 31, 2016 | VOYA | M | 1,726 | — | — | 15,533 Direct | -10.00% | Disposed | (price as of 2026-08-21) |
| Oct. 31, 2016 | VOYA | F | 593 | $30.55 | $18,116 | 1,584 Direct | -27.24% | Disposed | 222.1% (price as of 2026-08-21) |
| Oct. 31, 2016 | VOYA | M | 1,726 | — | — | 2,177 Direct | +382.71% | Acquired | (price as of 2026-08-21) |
| March 15, 2013 | 355429 | F | 10,657 | $31.93 | $340,278 | 98,642 Direct | -9.75% | Disposed | |
| March 15, 2013 | 355429 | F | 4,074 | $31.50 | $128,331 | 109,299 Direct | -3.59% | Disposed | |
| March 5, 2013 | 355429 | F | 80 | $31.78 | $2,542 | 113,373 Direct | -0.07% | Disposed | |
| Feb. 25, 2013 | 355429 | A | 8,100 | — | — | 113,188 Direct | +7.71% | Acquired | |
| Feb. 7, 2013 | 355429 | A | 923 | $27.28 | $25,179 | 9,783 Indirect | +10.42% | Acquired | |
| May 3, 2012 | 355429 | A | 7,073 | $28.70 | $202,995 | 8,816 Indirect | +405.79% | Acquired | |
| May 3, 2012 | 355429 | F | 187 | $28.70 | $5,367 | 105,088 Direct | -0.18% | Disposed | |
| May 3, 2012 | 355429 | A | 451 | $28.70 | $12,944 | 105,275 Direct | +0.43% | Acquired | |
| March 19, 2012 | 355429 | A | 260 | $29.83 | $7,756 | 1,743 Indirect | +17.53% | Acquired | |
| March 6, 2012 | 355429 | F | 8,600 | $27.25 | $234,350 | 104,824 Direct | -7.58% | Disposed | |
| March 6, 2012 | 355429 | A | 4,258 | — | — | 113,424 Direct | +3.90% | Acquired | |
| March 6, 2012 | 355429 | A | 7,900 | — | — | 109,166 Direct | +7.80% | Acquired | |
| March 6, 2012 | 355429 | A | 10,700 | — | — | 101,266 Direct | +11.81% | Acquired | |
| March 6, 2012 | 355429 | A | 23,171 | — | — | 90,566 Direct | +34.38% | Acquired | |
| March 6, 2012 | 355429 | A | 27,184 | — | — | 67,395 Direct | +67.60% | Acquired | |
| March 6, 2012 | 355429 | A | 27,184 | $27.25 | $740,764 | 40,211 Direct | +208.67% | Acquired | |
| Feb. 27, 2012 | 355429 | A | 7,900 | — | — | 7,900 Direct | — | Acquired | |
| Feb. 22, 2012 | 355429 | M | 295 | $28.34 | $8,360 | 1,188 Indirect | -19.89% | Disposed | |
| Feb. 22, 2012 | 355429 | F | 88 | $28.34 | $2,494 | 13,027 Direct | -0.67% | Disposed | |
| Feb. 22, 2012 | 355429 | M | 295 | $28.34 | $8,360 | 13,115 Direct | +2.30% | Acquired | |
| May 17, 2011 | 355429 | F | 997 | $26.04 | $25,962 | 12,820 Direct | -7.22% | Disposed | |
| May 17, 2011 | 355429 | A | 3,300 | $26.04 | $85,932 | 13,817 Direct | +31.38% | Acquired | |
| March 23, 2011 | 355429 | M | 565 | — | — | 0 Direct | -100.00% | Disposed | |
| March 23, 2011 | 355429 | F | 197 | $28.18 | $5,551 | 10,517 Direct | -1.84% | Disposed | |
| March 23, 2011 | 355429 | A | 565 | — | — | 10,714 Direct | +5.57% | Acquired | |
| Feb. 28, 2011 | 355429 | A | 10,700 | — | — | 10,700 Direct | — | Acquired | |
| May 11, 2010 | 355429 | F | 760 | $23.96 | $18,210 | 87,731 Direct | -0.86% | Disposed | |
| May 11, 2010 | 355429 | A | 2,381 | $23.96 | $57,049 | 88,491 Direct | +2.77% | Acquired | |
| Feb. 26, 2010 | 355429 | J | 158 | — | — | 23,058 Direct | +0.69% | Acquired | |
| Feb. 26, 2010 | 355429 | A | 22,900 | — | — | 22,900 Direct | — | Acquired | |
| March 4, 2009 | 355429 | J | 1,930 | — | — | 51,930 Direct | +3.86% | Acquired | |
| March 4, 2009 | 355429 | A | 50,000 | — | — | 50,000 Direct | — | Acquired | |
| Feb. 28, 2008 | 355429 | J | 338 | — | — | 4,238 Direct | +8.67% | Acquired | |
| Feb. 28, 2008 | 355429 | A | 3,900 | — | — | 3,900 Direct | — | Acquired | |
| March 5, 2007 | 355429 | M | 1,092 | — | — | 555 Direct | -66.30% | Disposed | |
| March 5, 2007 | 355429 | F | 499 | — | — | 1,647 Direct | -23.25% | Disposed | |
| March 5, 2007 | 355429 | J | 146 | — | — | 2,146 Direct | +7.30% | Acquired | |
| March 5, 2007 | 355429 | A | 2,000 | — | — | 2,000 Direct | — | Acquired |
Showing latest 100 of 128 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 29, 2019 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| March 15, 2019 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| March 7, 2019 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (1,189) | — | — | 1,189 | Acquired |
| March 7, 2019 | VOYA | Performance Stock Unit | Common Stock (9,545) | — | — | 7,177 | Disposed |
| March 7, 2019 | VOYA | Restricted Stock Units | Common Stock (2,924) | — | — | 2,924 | Disposed |
| Feb. 22, 2019 | VOYA | Restricted Stock Units | Common Stock (3,688) | — | — | 3,688 | Disposed |
| Feb. 21, 2019 | VOYA | Restricted Stock Units | Common Stock (3,429) | — | — | 3,429 | Disposed |
| Dec. 31, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (11) | — | — | 11 | Acquired |
| Dec. 14, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (11) | — | — | 11 | Acquired |
| Nov. 30, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Nov. 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Oct. 31, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Oct. 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| Sept. 28, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| Sept. 14, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| Aug. 31, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| Aug. 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| July 31, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| July 13, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| June 29, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (10) | — | — | 10 | Acquired |
| June 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| May 31, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| May 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| April 30, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| April 13, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| March 29, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (9) | — | — | 9 | Acquired |
| March 15, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (8) | — | — | 8 | Acquired |
| March 7, 2018 | VOYA | Restricted Stock Units | Common Stock (2,924) | — | — | 2,924 | Disposed |
| March 6, 2018 | VOYA | Deferred Savings Plan Issuer Stock Units | Common Stock (1,044) | — | — | 1,044 | Acquired |
| March 6, 2018 | VOYA | Performance Stock Unit | Common Stock (2,223) | — | — | 1,697 | Disposed |
| March 6, 2018 | VOYA | Restricted Stock Units | Common Stock (2,073) | — | — | 2,073 | Disposed |
| Feb. 22, 2018 | VOYA | Restricted Stock Units | Common Stock (3,688) | — | — | 3,688 | Disposed |
| Feb. 21, 2018 | VOYA | Performance Stock Unit | Common Stock | — | — | 12,976 | Acquired |
| Feb. 21, 2018 | VOYA | Performance Stock Unit | Common Stock (11,937) | — | — | 11,937 | Acquired |
| Feb. 21, 2018 | VOYA | Restricted Stock Units | Common Stock (10,288) | — | — | 10,288 | Acquired |
| July 31, 2017 | VOYA | Restricted Stock Units | Common Stock (890) | — | — | 890 | Disposed |
| March 7, 2017 | VOYA | Restricted Stock Units | Common Stock (2,923) | — | — | 2,923 | Disposed |
| March 6, 2017 | VOYA | Performance Stock Unit | Common Stock (1,797) | — | — | 1,696 | Disposed |
| March 6, 2017 | VOYA | Restricted Stock Units | Common Stock (2,073) | — | — | 2,073 | Disposed |
| Feb. 22, 2017 | VOYA | Performance Stock Unit | Common Stock | — | — | 14,037 | Acquired |
| Feb. 22, 2017 | VOYA | Restricted Stock Units | Common Stock (11,065) | — | — | 11,065 | Acquired |
| Oct. 31, 2016 | VOYA | Restricted Stock Units | Common Stock (1,726) | — | — | 1,726 | Disposed |
| Feb. 27, 2012 | 355429 | Restricted Stock Units | Common Stock (7,900) | — | — | 7,900 | Acquired |
| March 23, 2011 | 355429 | Restricted Stock Units [F4] | Common Stock (565) | — | March 5, 2011 | 565 | Disposed |
| Feb. 28, 2011 | 355429 | Restricted Stock Units [F3] | Common Stock (10,700) | — | Feb. 28, 2015 | 10,700 | Acquired |
| Feb. 26, 2010 | 355429 | Restricted Stock Units [F4] | Common Stock (158) | — | Feb. 26, 2014 | 158 | Acquired |
| Feb. 26, 2010 | 355429 | Restricted Stock Units [F4] | Common Stock (22,900) | — | Feb. 26, 2014 | 22,900 | Acquired |
| Feb. 26, 2010 | 355429 | SAR [F4] | Common Stock (7,483) | $18.36 | Feb. 26, 2020 | 7,483 | Acquired |
| Feb. 26, 2010 | 355429 | SAR [F4] | Common Stock (7,483) | $18.36 | Feb. 26, 2020 | 7,483 | Acquired |
| Feb. 26, 2010 | 355429 | SAR [F4] | Common Stock (7,484) | $18.36 | Feb. 26, 2020 | 7,484 | Acquired |
| March 4, 2009 | 355429 | Restricted Stock Units [F4] | Common Stock (1,930) | — | March 4, 2013 | 1,930 | Acquired |
| March 4, 2009 | 355429 | Restricted Stock Units [F4] | Common Stock (50,000) | — | March 4, 2013 | 50,000 | Acquired |
| March 4, 2009 | 355429 | SAR [F4] | Common Stock (27,777) | $3.50 | March 4, 2020 | 27,777 | Acquired |
| March 4, 2009 | 355429 | SAR [F4] | Common Stock (27,778) | $3.50 | March 4, 2020 | 27,778 | Acquired |
| March 4, 2009 | 355429 | SAR [F4] | Common Stock (27,778) | $3.50 | March 4, 2020 | 27,778 | Acquired |
| Feb. 29, 2008 | 355429 | SAR14c [F5] | SAR (3,325) | $38.59 | Feb. 28, 2018 | 3,325 | Acquired |
| Feb. 29, 2008 | 355429 | SAR14b [F5] | SAR (3,325) | $38.59 | Feb. 28, 2018 | 3,325 | Acquired |
| Feb. 29, 2008 | 355429 | SAR14a [F5] | SAR (3,325) | $38.59 | Feb. 28, 2018 | 3,325 | Acquired |
| Feb. 29, 2008 | 355429 | SAR14 [F5] | SAR (3,325) | $38.59 | Feb. 28, 2018 | 3,325 | Acquired |
| Feb. 28, 2008 | 355429 | Restricted Stock Units [F4] | Common Stock (338) | — | Feb. 28, 2018 | 338 | Acquired |
| Feb. 28, 2008 | 355429 | Restricted Stock Units [F4] | Common Stock (3,900) | — | Feb. 28, 2018 | 3,900 | Acquired |
| June 28, 2007 | 355429 | SAR12c | SAR (750) | $48.05 | June 28, 2017 | 750 | Acquired |
| June 28, 2007 | 355429 | SAR12b | SAR (750) | $48.05 | June 28, 2017 | 750 | Acquired |
| June 28, 2007 | 355429 | SAR12a | SAR (750) | $48.05 | June 28, 2017 | 750 | Acquired |
| June 28, 2007 | 355429 | SAR12 [F2] | SAR (750) | $48.05 | June 28, 2017 | 750 | Acquired |
| March 5, 2007 | 355429 | Restricted Stock Units [F4] | Common Stock (1,092) | — | March 5, 2011 | 1,092 | Disposed |
| March 5, 2007 | 355429 | Restricted Stock Units [F4] | Common Stock (499) | — | March 5, 2011 | 499 | Disposed |
| March 5, 2007 | 355429 | Restricted Stock Units [F4] | Common Stock (146) | — | March 5, 2011 | 146 | Acquired |
| March 5, 2007 | 355429 | Restricted Stock Units [F4] | Common Stock (2,000) | — | March 5, 2011 | 2,000 | Acquired |
| March 5, 2007 | 355429 | SAR 11c [F2] | SAR (1,025) | $43.46 | March 5, 2017 | 1,025 | Acquired |
| March 5, 2007 | 355429 | SAR 11b [F2] | SAR (1,025) | $43.46 | March 5, 2017 | 1,025 | Acquired |
| March 5, 2007 | 355429 | SAR 11a [F2] | SAR (1,025) | $43.46 | March 5, 2017 | 1,025 | Acquired |
| March 5, 2007 | 355429 | SAR 11 [F2] | SAR (1,025) | $43.46 | March 5, 2017 | 1,025 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 26, 2016 | VOYA | Common Stock | 451 | Direct |
| Sept. 26, 2016 | VOYA | Performance Stock Unit→ Common Stock | — | Direct |
| Sept. 26, 2016 | VOYA | Restricted Stock Units→ Common Stock (17,259) | 17,259 | Direct |
| Sept. 26, 2016 | VOYA | 2015 Performance-Based Stock Options→ Common Stock (39,700) | 39,700 | Direct |