Carrie E Dwyer
Insider
First SEC filing: July 6, 2004 · Latest: Jan. 24, 2011
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| April 17, 2014 | SCHW | S | 8,805 | $27.11 | $238,704 | 0 Indirect | -100.00% | Disposed | 256.7% (price as of 2026-10-02) |
| March 19, 2014 | SCHW | M | 9,687 | $18.66 | $180,759 | 102,404 Indirect | +10.45% | Acquired | 418.2% (price as of 2026-10-02) |
| March 19, 2014 | SCHW | S 10b5-1 | 9,687 | $27.35 | $264,939 | 92,717 Indirect | -9.46% | Disposed | 253.6% (price as of 2026-10-02) |
| March 19, 2014 | SCHW | M | 9,687 | · | · | 9,907 Direct | -49.44% | Disposed | (price as of 2026-10-02) |
| March 6, 2014 | SCHW | S 10b5-1 | 8,277 | $27.01 | $223,562 | 92,717 Indirect | -8.20% | Disposed | 258.0% (price as of 2026-10-02) |
| March 6, 2014 | SCHW | S 10b5-1 | 8,277 | $27.01 | $223,562 | 92,717 Indirect | -8.20% | Disposed | 258.0% (price as of 2026-10-02) |
| March 4, 2014 | SCHW | M | 10,089 | · | · | 30,267 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2014 | SCHW | M | 7,608 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 4, 2014 | SCHW | S 10b5-1 | 10,089 | $26.81 | $270,486 | 100,994 Indirect | -9.08% | Disposed | 260.7% (price as of 2026-10-02) |
| March 4, 2014 | SCHW | S 10b5-1 | 7,608 | $26.82 | $204,047 | 111,083 Indirect | -6.41% | Disposed | 260.6% (price as of 2026-10-02) |
| March 4, 2014 | SCHW | M | 7,608 | $18.25 | $138,846 | 118,691 Indirect | +6.85% | Acquired | 429.9% (price as of 2026-10-02) |
| March 4, 2014 | SCHW | M | 10,089 | $16.40 | $165,460 | 111,083 Indirect | +9.99% | Acquired | 489.6% (price as of 2026-10-02) |
| March 3, 2014 | SCHW | A | 23,742 | · | · | 23,742 Direct | · | Acquired | (price as of 2026-10-02) |
| March 3, 2014 | SCHW | M | 10,331 | · | · | 20,662 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| March 3, 2014 | SCHW | S 10b5-1 | 10,331 | $25.93 | $267,883 | 100,994 Indirect | -9.28% | Disposed | 272.9% (price as of 2026-10-02) |
| March 3, 2014 | SCHW | M | 10,331 | $13.91 | $143,704 | 111,325 Indirect | +10.23% | Acquired | 595.2% (price as of 2026-10-02) |
| March 3, 2014 | SCHW | M | 10,927 | $25.96 | $283,665 | 100,994 Indirect | +12.13% | Acquired | 272.5% (price as of 2026-10-02) |
| Nov. 11, 2013 | SCHW | M | 42,218 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 11, 2013 | SCHW | S 10b5-1 | 42,218 | $24.17 | $1,020,409 | 90,067 Indirect | -31.91% | Disposed | 300.1% (price as of 2026-10-02) |
| Nov. 11, 2013 | SCHW | M | 42,218 | $23.33 | $984,946 | 132,285 Indirect | +46.87% | Acquired | 314.5% (price as of 2026-10-02) |
| Nov. 6, 2013 | SCHW | S | 5,022 | $23.12 | $116,109 | 90,067 Indirect | -5.28% | Disposed | 318.3% (price as of 2026-10-02) |
| Nov. 4, 2013 | SCHW | M | 20,316 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 4, 2013 | SCHW | S 10b5-1 | 20,316 | $23.08 | $468,893 | 95,089 Indirect | -17.60% | Disposed | 319.0% (price as of 2026-10-02) |
| Nov. 4, 2013 | SCHW | M | 20,316 | $17.38 | $353,092 | 115,405 Indirect | +21.37% | Acquired | 456.4% (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | A | 24,016 | · | · | 24,016 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | A | 5,022 | · | · | 130,926 Indirect | +3.99% | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 12,500 | · | · | 37,500 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 13,823 | · | · | 27,647 Direct | -33.33% | Disposed | (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 9,514 | · | · | 9,897 Direct | -49.01% | Disposed | (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | S 10b5-1 | 35,837 | $22.90 | $820,667 | 90,067 Indirect | -28.46% | Disposed | 322.3% (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 9,514 | $15.43 | $146,801 | 125,904 Indirect | +8.17% | Acquired | 526.7% (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 12,500 | $13.64 | $170,500 | 116,390 Indirect | +12.03% | Acquired | 608.9% (price as of 2026-10-02) |
| Nov. 1, 2013 | SCHW | M | 13,823 | $11.75 | $162,420 | 103,890 Indirect | +15.35% | Acquired | 723.0% (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 61,229 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 17,172 | · | · | 19,594 Direct | -46.71% | Disposed | (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 17,557 | · | · | 7,608 Direct | -69.77% | Disposed | (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | S 10b5-1 | 95,958 | $23.33 | $2,238,700 | 90,067 Indirect | -51.58% | Disposed | 314.5% (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 17,172 | $18.66 | $320,430 | 186,025 Indirect | +10.17% | Acquired | 418.2% (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 17,557 | $18.25 | $320,415 | 168,853 Indirect | +11.60% | Acquired | 429.9% (price as of 2026-10-02) |
| Oct. 15, 2013 | SCHW | M | 61,229 | $19.36 | $1,185,393 | 151,296 Indirect | +67.98% | Acquired | 399.5% (price as of 2026-10-02) |
| Aug. 2, 2013 | SCHW | M | 8,885 | · | · | 9,375 Direct | -48.66% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2013 | SCHW | S | 8,885 | $22.60 | $200,801 | 90,067 Indirect | -8.98% | Disposed | 327.9% (price as of 2026-10-02) |
| Aug. 2, 2013 | SCHW | M | 8,885 | $15.00 | $133,275 | 98,952 Indirect | +9.86% | Acquired | 544.7% (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | A | 25,880 | · | · | 25,880 Direct | · | Acquired | (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | M | 13,055 | · | · | 39,165 Direct | -25.00% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | M | 12,076 | · | · | 24,367 Direct | -33.14% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | S | 13,055 | $22.68 | $296,087 | 90,067 Indirect | -12.66% | Disposed | 326.4% (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | S | 12,076 | $22.69 | $274,004 | 103,122 Indirect | -10.48% | Disposed | 326.2% (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | M | 12,076 | $15.05 | $181,744 | 115,198 Indirect | +11.71% | Acquired | 542.5% (price as of 2026-10-02) |
| Aug. 1, 2013 | SCHW | M | 13,055 | $12.45 | $162,535 | 103,122 Indirect | +14.49% | Acquired | 676.7% (price as of 2026-10-02) |
| July 8, 2013 | SCHW | M | 45,756 | · | · | 20,316 Direct | -69.25% | Disposed | (price as of 2026-10-02) |
| July 8, 2013 | SCHW | S 10b5-1 | 45,756 | $22.22 | $1,016,698 | 90,067 Indirect | -33.69% | Disposed | 335.2% (price as of 2026-10-02) |
| July 8, 2013 | SCHW | M | 45,756 | $17.38 | $795,239 | 135,823 Indirect | +50.80% | Acquired | 456.4% (price as of 2026-10-02) |
| June 28, 2013 | SCHW | M | 15,191 | · | · | 19,411 Direct | -43.90% | Disposed | (price as of 2026-10-02) |
| June 28, 2013 | SCHW | M | 11,418 | · | · | 36,443 Direct | -23.86% | Disposed | (price as of 2026-10-02) |
| June 28, 2013 | SCHW | S 10b5-1 | 26,609 | $21.26 | $565,707 | 90,067 Indirect | -22.81% | Disposed | 354.8% (price as of 2026-10-02) |
| June 28, 2013 | SCHW | M | 11,418 | $15.05 | $171,841 | 116,676 Indirect | +10.85% | Acquired | 542.5% (price as of 2026-10-02) |
| June 28, 2013 | SCHW | M | 15,191 | $15.43 | $234,397 | 105,258 Indirect | +16.87% | Acquired | 526.7% (price as of 2026-10-02) |
| June 26, 2013 | SCHW | M | 400 | · | · | 47,861 Direct | -0.83% | Disposed | (price as of 2026-10-02) |
| June 26, 2013 | SCHW | S 10b5-1 | 400 | $21.26 | $8,504 | 90,067 Indirect | -0.44% | Disposed | 354.8% (price as of 2026-10-02) |
| June 26, 2013 | SCHW | M | 400 | $15.05 | $6,020 | 90,467 Indirect | +0.44% | Acquired | 542.5% (price as of 2026-10-02) |
| June 25, 2013 | SCHW | M | 13,027 | · | · | 18,260 Direct | -41.64% | Disposed | (price as of 2026-10-02) |
| June 25, 2013 | SCHW | S 10b5-1 | 13,027 | $20.97 | $273,176 | 90,067 Indirect | -12.64% | Disposed | 361.1% (price as of 2026-10-02) |
| June 25, 2013 | SCHW | M | 13,027 | $15.00 | $195,405 | 103,094 Indirect | +14.46% | Acquired | 544.7% (price as of 2026-10-02) |
| June 20, 2013 | SCHW | M | 300 | · | · | 31,287 Direct | -0.95% | Disposed | (price as of 2026-10-02) |
| June 20, 2013 | SCHW | S 10b5-1 | 300 | $20.95 | $6,285 | 90,067 Indirect | -0.33% | Disposed | 361.6% (price as of 2026-10-02) |
| June 20, 2013 | SCHW | M | 300 | $15.00 | $4,500 | 90,367 Indirect | +0.33% | Acquired | 544.7% (price as of 2026-10-02) |
| June 19, 2013 | SCHW | M | 7,830 | · | · | 30,993 Direct | -20.17% | Disposed | (price as of 2026-10-02) |
| June 19, 2013 | SCHW | S 10b5-1 | 7,830 | $20.73 | $162,316 | 90,067 Indirect | -8.00% | Disposed | 366.5% (price as of 2026-10-02) |
| June 19, 2013 | SCHW | M | 7,830 | $13.91 | $108,915 | 97,897 Indirect | +8.69% | Acquired | 595.2% (price as of 2026-10-02) |
| June 18, 2013 | SCHW | M | 2,500 | · | · | 38,823 Direct | -6.05% | Disposed | (price as of 2026-10-02) |
| June 18, 2013 | SCHW | S 10b5-1 | 2,500 | $20.72 | $51,800 | 90,067 Indirect | -2.70% | Disposed | 366.7% (price as of 2026-10-02) |
| June 18, 2013 | SCHW | M | 2,500 | $13.91 | $34,775 | 92,567 Indirect | +2.78% | Acquired | 595.2% (price as of 2026-10-02) |
| June 3, 2013 | SCHW | M | 13,823 | $19.85 | $274,387 | 41,470 Direct | -25.00% | Disposed | 387.2% (price as of 2026-10-02) |
| June 3, 2013 | SCHW | S 10b5-1 | 13,823 | $19.85 | $274,387 | 90,067 Indirect | -13.31% | Disposed | 387.2% (price as of 2026-10-02) |
| June 3, 2013 | SCHW | M | 13,823 | $11.75 | $162,420 | 103,890 Indirect | +15.35% | Acquired | 723.0% (price as of 2026-10-02) |
| May 29, 2013 | SCHW | M | 42,523 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| May 29, 2013 | SCHW | S | 42,523 | $19.92 | $847,058 | 90,067 Indirect | -32.07% | Disposed | 385.4% (price as of 2026-10-02) |
| May 29, 2013 | SCHW | M | 42,523 | $18.29 | $777,746 | 132,590 Indirect | +47.21% | Acquired | 428.7% (price as of 2026-10-02) |
| May 17, 2013 | SCHW | S | 18,000 | $19.09 | $343,620 | 90,067 Indirect | -16.66% | Disposed | 406.5% (price as of 2026-10-02) |
| March 21, 2013 | SCHW | S | 6,079 | $17.63 | $107,173 | 108,067 Indirect | -5.33% | Disposed | 448.5% (price as of 2026-10-02) |
| March 1, 2013 | SCHW | A | 40,356 | · | · | 40,356 Direct | · | Acquired | (price as of 2026-10-02) |
| March 1, 2013 | SCHW | A | 4,454 | · | · | 114,146 Indirect | +4.06% | Acquired | (price as of 2026-10-02) |
| Jan. 31, 2013 | SCHW | S | 7,000 | $16.56 | $115,920 | 109,692 Indirect | -6.00% | Disposed | 483.9% (price as of 2026-10-02) |
| Nov. 1, 2012 | SCHW | A | 50,000 | · | · | 50,000 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2012 | SCHW | A | 7,076 | · | · | 116,692 Indirect | +6.46% | Acquired | (price as of 2026-10-02) |
| Aug. 1, 2012 | SCHW | A | 52,220 | · | · | 52,220 Direct | · | Acquired | (price as of 2026-10-02) |
| March 1, 2012 | SCHW | A | 41,323 | · | · | 41,323 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 3, 2011 | SCHW | F | 1,339 | $12.46 | $16,684 | 5,572 Direct | -19.37% | Disposed | 676.1% (price as of 2026-10-02) |
| Nov. 2, 2011 | SCHW | M | 2,317 | · | · | 216,531 Indirect | +1.08% | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2011 | SCHW | A | 55,293 | · | · | 55,293 Direct | · | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2011 | SCHW | M | 2,590 | · | · | 214,214 Indirect | +1.22% | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2011 | SCHW | F | 1,026 | $11.87 | $12,179 | 6,911 Direct | -12.93% | Disposed | 714.7% (price as of 2026-10-02) |
| Aug. 31, 2011 | SCHW | S | 16,500 | $12.43 | $205,095 | 211,624 Indirect | -7.23% | Disposed | 678.0% (price as of 2026-10-02) |
| Aug. 30, 2011 | SCHW | S | 13,500 | $12.50 | $168,750 | 228,124 Indirect | -5.59% | Disposed | 673.6% (price as of 2026-10-02) |
| Aug. 1, 2011 | SCHW | A | 49,331 | · | · | 49,331 Direct | · | Acquired | (price as of 2026-10-02) |
| April 21, 2011 | SCHW | M | 78,667 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 21, 2011 | SCHW | M | 25,593 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 21, 2011 | SCHW | M | 127,965 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 21, 2011 | SCHW | M | 19,666 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
Showing latest 100 of 497 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| March 19, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.66 | March 1, 2021 | 9,687 | Disposed |
| March 4, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $16.40 | March 1, 2023 | 10,089 | Disposed |
| March 4, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.25 | March 1, 2020 | 7,608 | Disposed |
| March 3, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $25.86 | March 3, 2024 | 23,742 | Acquired |
| March 3, 2014 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.91 | March 1, 2022 | 10,331 | Disposed |
| Nov. 11, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $23.33 | Nov. 1, 2014 | 42,218 | Disposed |
| Nov. 4, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $17.38 | Nov. 2, 2019 | 20,316 | Disposed |
| Nov. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $23.12 | Nov. 1, 2023 | 24,016 | Acquired |
| Nov. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.64 | Nov. 1, 2022 | 12,500 | Disposed |
| Nov. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $11.75 | Nov. 1, 2021 | 13,823 | Disposed |
| Nov. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.43 | Nov. 1, 2020 | 9,514 | Disposed |
| Oct. 15, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $19.36 | Nov. 3, 2018 | 61,229 | Disposed |
| Oct. 15, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.66 | March 1, 2021 | 17,172 | Disposed |
| Oct. 15, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.25 | March 1, 2020 | 17,557 | Disposed |
| Aug. 2, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.00 | Aug. 2, 2020 | 8,885 | Disposed |
| Aug. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $22.67 | Aug. 1, 2023 | 25,880 | Acquired |
| Aug. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $12.45 | Aug. 1, 2022 | 13,055 | Disposed |
| Aug. 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.05 | Aug. 1, 2021 | 12,076 | Disposed |
| July 8, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $17.38 | Nov. 2, 2019 | 45,756 | Disposed |
| June 28, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.43 | Nov. 1, 2020 | 15,191 | Disposed |
| June 28, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.05 | Aug. 1, 2021 | 11,418 | Disposed |
| June 26, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.05 | Aug. 1, 2021 | 400 | Disposed |
| June 25, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.00 | Aug. 2, 2020 | 13,027 | Disposed |
| June 20, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.00 | Aug. 2, 2020 | 300 | Disposed |
| June 19, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.91 | March 1, 2022 | 7,830 | Disposed |
| June 18, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.91 | March 1, 2022 | 2,500 | Disposed |
| June 3, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $11.75 | Nov. 1, 2021 | 13,823 | Disposed |
| May 29, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.29 | Oct. 30, 2013 | 42,523 | Disposed |
| March 1, 2013 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $16.40 | March 1, 2023 | 40,356 | Acquired |
| Nov. 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.64 | Nov. 1, 2022 | 50,000 | Acquired |
| Aug. 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $12.45 | Aug. 1, 2022 | 52,220 | Acquired |
| March 1, 2012 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $13.91 | March 1, 2022 | 41,323 | Acquired |
| Nov. 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $11.75 | Nov. 1, 2021 | 55,293 | Acquired |
| Aug. 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $15.05 | Aug. 1, 2021 | 49,331 | Acquired |
| April 21, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $9.26 | Nov. 8, 2012 | 78,667 | Disposed |
| April 21, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $9.72 | Sept. 24, 2011 | 25,593 | Disposed |
| April 21, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $14.32 | July 18, 2011 | 127,965 | Disposed |
| April 21, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $12.50 | Feb. 27, 2012 | 19,666 | Disposed |
| April 21, 2011 | SCHW | Incentive Stock Option (right to buy) | Common Stock | $12.50 | Feb. 27, 2012 | 6,555 | Disposed |
| March 1, 2011 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.66 | March 1, 2021 | 42,271 | Acquired |
| March 1, 2010 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $18.25 | March 1, 2020 | 37,454 | Acquired |
| Dec. 27, 2009 | SCHW | Nonqualified Stock Option (Right to buy) | Common Stock | $8.76 | Sept. 30, 2011 | 239,257 | Disposed |
| Nov. 2, 2009 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | $17.38 | Nov. 2, 2019 | 105,422 | Acquired |
| Feb. 27, 2009 | SCHW | Nonqualified Stock Option (Right to buy) | Common Stock | $8.76 | Sept. 30, 2011 | 239,257 | Disposed |
| Nov. 3, 2008 | SCHW | Nonqualified Stock Option (Right to buy) | Common Stock | $19.36 | Nov. 3, 2018 | 112,677 | Acquired |
| Feb. 15, 2008 | SCHW | Incentive Stock Option (Right to buy) | Common Stock | $8.32 | Feb. 23, 2008 | 24,544 | Disposed |
| Feb. 15, 2008 | SCHW | Nonqualified Stock Option (Right to buy) | Common Stock | $8.32 | Feb. 23, 2008 | 32,096 | Disposed |
| Nov. 1, 2007 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock | · | Nov. 1, 2014 | 83,566 | Acquired |
| Dec. 1, 2006 | SCHW | Incentive Stock Option (right to buy) | Common Stock | $4.33 | Dec. 11, 2006 | 30,869 | Disposed |
| Dec. 1, 2006 | SCHW | Non-Qualified Stock Option (right to buy) | Common Stock | $4.33 | Dec. 11, 2006 | 57,131 | Disposed |
| Oct. 30, 2006 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock | · | Oct. 30, 2013 | 81,081 | Acquired |
| May 31, 2006 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock | $4.33 | Dec. 11, 2006 | 50,000 | Disposed |
| May 31, 2006 | SCHW | Incentive Stock Option (Right to Buy) | Common Stock | $4.33 | Dec. 11, 2006 | 25,000 | Disposed |
| Sept. 7, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock | · | Sept. 7, 2012 | 150,000 | Acquired |
| Sept. 7, 2005 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock | · | Sept. 7, 2012 | 150,000 | Acquired |
| Sept. 30, 2004 | SCHW | Non-Qualified Stock Option (Right to Buy) | Common Stock | $9.19 | Sept. 30, 2011 | 228,103 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 25 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| July 6, 2004 | SCHW | Common Stock | 228,555 | Direct |
| July 6, 2004 | SCHW | Common Stock | 58,940 | Indirect |
| July 6, 2004 | SCHW | Common Stock | 3,225 | Indirect |
| July 6, 2004 | SCHW | Common Stock | 3,225 | Indirect |
| July 6, 2004 | SCHW | Common Stock | 1,045 | Indirect |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 107,131 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 55,869 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 23,400 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 30,600 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 4,287 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 25,713 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 15,000 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 3,791 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 93,710 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 8,000 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 75,000 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 4,784 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 25,216 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 6,000 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 90,000 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 32,000 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 24,400 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 18,750 | Direct |
| July 6, 2004 | SCHW | Incentive Stock Options | 6,250 | Direct |
| July 6, 2004 | SCHW | Non-Qualified Stock Options | 75,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2008 | $500,000 | · | $512,349 | $570,751 | $2,474,399 | · | $63,699 | $4,121,198 |
| 2007 | $498,333,490,000 | · | · | · | $27,017,151,276,875 | · | $20,575,770,592 | $43,280,382,561,953 |
| 2006 | $490,000 | · | · | · | $1,276,875 | · | · | $2,561,953 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.