Carrie E Dwyer

CIK 1296424 · View on SEC EDGAR ↗

Insider

First SEC filing: July 6, 2004 · Latest: Jan. 24, 2011

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 71 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

71 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
April 17, 2014 SCHW S 8,805 $27.11 $238,704 0 Indirect -100.00% Disposed 312.9% (price as of 2026-08-19)
March 19, 2014 SCHW S 10b5-1 9,687 $27.35 $264,939 92,717 Indirect -9.46% Disposed 309.3% (price as of 2026-08-19)
March 6, 2014 SCHW S 10b5-1 8,277 $27.01 $223,562 92,717 Indirect -8.20% Disposed 314.4% (price as of 2026-08-19)
March 6, 2014 SCHW S 10b5-1 8,277 $27.01 $223,562 92,717 Indirect -8.20% Disposed 314.4% (price as of 2026-08-19)
March 4, 2014 SCHW S 10b5-1 10,089 $26.81 $270,486 100,994 Indirect -9.08% Disposed 317.5% (price as of 2026-08-19)
March 4, 2014 SCHW S 10b5-1 7,608 $26.82 $204,047 111,083 Indirect -6.41% Disposed 317.4% (price as of 2026-08-19)
March 3, 2014 SCHW S 10b5-1 10,331 $25.93 $267,883 100,994 Indirect -9.28% Disposed 331.7% (price as of 2026-08-19)
Nov. 11, 2013 SCHW S 10b5-1 42,218 $24.17 $1,020,409 90,067 Indirect -31.91% Disposed 363.1% (price as of 2026-08-19)
Nov. 6, 2013 SCHW S 5,022 $23.12 $116,109 90,067 Indirect -5.28% Disposed 384.1% (price as of 2026-08-19)
Nov. 4, 2013 SCHW S 10b5-1 20,316 $23.08 $468,893 95,089 Indirect -17.60% Disposed 385.0% (price as of 2026-08-19)
Nov. 1, 2013 SCHW S 10b5-1 35,837 $22.90 $820,667 90,067 Indirect -28.46% Disposed 388.8% (price as of 2026-08-19)
Oct. 15, 2013 SCHW S 10b5-1 95,958 $23.33 $2,238,700 90,067 Indirect -51.58% Disposed 379.8% (price as of 2026-08-19)
Aug. 2, 2013 SCHW S 8,885 $22.60 $200,801 90,067 Indirect -8.98% Disposed 395.3% (price as of 2026-08-19)
Aug. 1, 2013 SCHW S 13,055 $22.68 $296,087 90,067 Indirect -12.66% Disposed 393.5% (price as of 2026-08-19)
Aug. 1, 2013 SCHW S 12,076 $22.69 $274,004 103,122 Indirect -10.48% Disposed 393.3% (price as of 2026-08-19)
July 8, 2013 SCHW S 10b5-1 45,756 $22.22 $1,016,698 90,067 Indirect -33.69% Disposed 403.8% (price as of 2026-08-19)
June 28, 2013 SCHW S 10b5-1 26,609 $21.26 $565,707 90,067 Indirect -22.81% Disposed 426.5% (price as of 2026-08-19)
June 26, 2013 SCHW S 10b5-1 400 $21.26 $8,504 90,067 Indirect -0.44% Disposed 426.5% (price as of 2026-08-19)
June 25, 2013 SCHW S 10b5-1 13,027 $20.97 $273,176 90,067 Indirect -12.64% Disposed 433.8% (price as of 2026-08-19)
June 20, 2013 SCHW S 10b5-1 300 $20.95 $6,285 90,067 Indirect -0.33% Disposed 434.3% (price as of 2026-08-19)
June 19, 2013 SCHW S 10b5-1 7,830 $20.73 $162,316 90,067 Indirect -8.00% Disposed 440.0% (price as of 2026-08-19)
June 18, 2013 SCHW S 10b5-1 2,500 $20.72 $51,800 90,067 Indirect -2.70% Disposed 440.2% (price as of 2026-08-19)
June 3, 2013 SCHW S 10b5-1 13,823 $19.85 $274,387 90,067 Indirect -13.31% Disposed 463.9% (price as of 2026-08-19)
May 29, 2013 SCHW S 42,523 $19.92 $847,058 90,067 Indirect -32.07% Disposed 461.9% (price as of 2026-08-19)
May 17, 2013 SCHW S 18,000 $19.09 $343,620 90,067 Indirect -16.66% Disposed 486.4% (price as of 2026-08-19)
March 21, 2013 SCHW S 6,079 $17.63 $107,173 108,067 Indirect -5.33% Disposed 534.9% (price as of 2026-08-19)
Jan. 31, 2013 SCHW S 7,000 $16.56 $115,920 109,692 Indirect -6.00% Disposed 575.9% (price as of 2026-08-19)
Aug. 31, 2011 SCHW S 16,500 $12.43 $205,095 211,624 Indirect -7.23% Disposed 800.5% (price as of 2026-08-19)
Aug. 30, 2011 SCHW S 13,500 $12.50 $168,750 228,124 Indirect -5.59% Disposed 795.5% (price as of 2026-08-19)

Showing latest 100 of 497 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 19, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (9,687) $18.66 March 1, 2021 9,687 Disposed
March 4, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (10,089) $16.40 March 1, 2023 10,089 Disposed
March 4, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (7,608) $18.25 March 1, 2020 7,608 Disposed
March 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (23,742) $25.86 March 3, 2024 23,742 Acquired
March 3, 2014 SCHW Nonqualified Stock Option (right to buy) Common Stock (10,331) $13.91 March 1, 2022 10,331 Disposed
Nov. 11, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (42,218) $23.33 Nov. 1, 2014 42,218 Disposed
Nov. 4, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (20,316) $17.38 Nov. 2, 2019 20,316 Disposed
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (24,016) $23.12 Nov. 1, 2023 24,016 Acquired
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (12,500) $13.64 Nov. 1, 2022 12,500 Disposed
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,823) $11.75 Nov. 1, 2021 13,823 Disposed
Nov. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (9,514) $15.43 Nov. 1, 2020 9,514 Disposed
Oct. 15, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (61,229) $19.36 Nov. 3, 2018 61,229 Disposed
Oct. 15, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (17,172) $18.66 March 1, 2021 17,172 Disposed
Oct. 15, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (17,557) $18.25 March 1, 2020 17,557 Disposed
Aug. 2, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (8,885) $15.00 Aug. 2, 2020 8,885 Disposed
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (25,880) $22.67 Aug. 1, 2023 25,880 Acquired
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,055) $12.45 Aug. 1, 2022 13,055 Disposed
Aug. 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (12,076) $15.05 Aug. 1, 2021 12,076 Disposed
July 8, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (45,756) $17.38 Nov. 2, 2019 45,756 Disposed
June 28, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (15,191) $15.43 Nov. 1, 2020 15,191 Disposed
June 28, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (11,418) $15.05 Aug. 1, 2021 11,418 Disposed
June 26, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (400) $15.05 Aug. 1, 2021 400 Disposed
June 25, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,027) $15.00 Aug. 2, 2020 13,027 Disposed
June 20, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (300) $15.00 Aug. 2, 2020 300 Disposed
June 19, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (7,830) $13.91 March 1, 2022 7,830 Disposed
June 18, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (2,500) $13.91 March 1, 2022 2,500 Disposed
June 3, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (13,823) $11.75 Nov. 1, 2021 13,823 Disposed
May 29, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (42,523) $18.29 Oct. 30, 2013 42,523 Disposed
March 1, 2013 SCHW Nonqualified Stock Option (right to buy) Common Stock (40,356) $16.40 March 1, 2023 40,356 Acquired
Nov. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (50,000) $13.64 Nov. 1, 2022 50,000 Acquired
Aug. 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (52,220) $12.45 Aug. 1, 2022 52,220 Acquired
March 1, 2012 SCHW Nonqualified Stock Option (right to buy) Common Stock (41,323) $13.91 March 1, 2022 41,323 Acquired
Nov. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (55,293) $11.75 Nov. 1, 2021 55,293 Acquired
Aug. 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (49,331) $15.05 Aug. 1, 2021 49,331 Acquired
April 21, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (78,667) $9.26 Nov. 8, 2012 78,667 Disposed
April 21, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (25,593) $9.72 Sept. 24, 2011 25,593 Disposed
April 21, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (127,965) $14.32 July 18, 2011 127,965 Disposed
April 21, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (19,666) $12.50 Feb. 27, 2012 19,666 Disposed
April 21, 2011 SCHW Incentive Stock Option (right to buy) Common Stock (6,555) $12.50 Feb. 27, 2012 6,555 Disposed
March 1, 2011 SCHW Nonqualified Stock Option (right to buy) Common Stock (42,271) $18.66 March 1, 2021 42,271 Acquired
March 1, 2010 SCHW Nonqualified Stock Option (right to buy) Common Stock (37,454) $18.25 March 1, 2020 37,454 Acquired
Dec. 27, 2009 SCHW Nonqualified Stock Option (Right to buy) Common Stock (239,257) $8.76 Sept. 30, 2011 239,257 Disposed
Nov. 2, 2009 SCHW Nonqualified Stock Option (right to buy) Common Stock (105,422) $17.38 Nov. 2, 2019 105,422 Acquired
Feb. 27, 2009 SCHW Nonqualified Stock Option (Right to buy) Common Stock (239,257) $8.76 Sept. 30, 2011 239,257 Disposed
Nov. 3, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (112,677) $19.36 Nov. 3, 2018 112,677 Acquired
Feb. 15, 2008 SCHW Incentive Stock Option (Right to buy) Common Stock (24,544) $8.32 Feb. 23, 2008 24,544 Disposed
Feb. 15, 2008 SCHW Nonqualified Stock Option (Right to buy) Common Stock (32,096) $8.32 Feb. 23, 2008 32,096 Disposed
Nov. 1, 2007 SCHW Nonqualified Stock Option (right to buy) Common Stock (83,566) — Nov. 1, 2014 83,566 Acquired
Dec. 1, 2006 SCHW Incentive Stock Option (right to buy) Common Stock (30,869) $4.33 Dec. 11, 2006 30,869 Disposed
Dec. 1, 2006 SCHW Non-Qualified Stock Option (right to buy) Common Stock (57,131) $4.33 Dec. 11, 2006 57,131 Disposed
Oct. 30, 2006 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (81,081) — Oct. 30, 2013 81,081 Acquired
May 31, 2006 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (50,000) $4.33 Dec. 11, 2006 50,000 Disposed
May 31, 2006 SCHW Incentive Stock Option (Right to Buy) Common Stock (25,000) $4.33 Dec. 11, 2006 25,000 Disposed
Sept. 7, 2005 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (150,000) — Sept. 7, 2012 150,000 Acquired
Sept. 7, 2005 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (150,000) — Sept. 7, 2012 150,000 Acquired
Sept. 30, 2004 SCHW Non-Qualified Stock Option (Right to Buy) Common Stock (228,103) $9.19 Sept. 30, 2011 228,103 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 25 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 6, 2004 SCHW Common Stock 228,555 Direct
July 6, 2004 SCHW Common Stock 58,940 Indirect
July 6, 2004 SCHW Common Stock 3,225 Indirect
July 6, 2004 SCHW Common Stock 3,225 Indirect
July 6, 2004 SCHW Common Stock 1,045 Indirect
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (107,131) 107,131 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (55,869) 55,869 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (23,400) 23,400 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (30,600) 30,600 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (4,287) 4,287 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (25,713) 25,713 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (15,000) 15,000 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (3,791) 3,791 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (93,710) 93,710 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (8,000) 8,000 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (75,000) 75,000 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (4,784) 4,784 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (25,216) 25,216 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (6,000) 6,000 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (90,000) 90,000 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (32,000) 32,000 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (24,400) 24,400 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (18,750) 18,750 Direct
July 6, 2004 SCHW Incentive Stock Options→ Common Stock (6,250) 6,250 Direct
July 6, 2004 SCHW Non-Qualified Stock Options→ Common Stock (75,000) 75,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

General Counsel
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2008 $500,000 — $512,349 $570,751 $2,474,399 — $63,699 $4,121,198
2007 $498,333,490,000 — — — $27,017,151,276,875 — $20,575,770,592 $43,280,382,561,953
2006 $490,000 — — — $1,276,875 — — $2,561,953

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.