Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 2, 2024 UPST S 10b5-1 3,697 $70.21 $259,566 19,573 Direct -15.89% Disposed -65.3% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 4,743 $70.97 $336,611 14,830 Direct -24.23% Disposed -65.7% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 910 $72.02 $65,538 13,920 Direct -6.14% Disposed -66.2% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 300 $73.04 $21,912 13,620 Direct -2.16% Disposed -66.7% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 350 $74.78 $26,173 13,270 Direct -2.57% Disposed -67.4% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 2,422 $70.30 $170,267 10,848 Direct -18.25% Disposed -65.4% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 1,770 $71.11 $125,865 9,078 Direct -16.32% Disposed -65.8% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 500 $72.06 $36,030 8,578 Direct -5.51% Disposed -66.2% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 100 $73.04 $7,304 8,478 Direct -1.17% Disposed -66.7% (price as of 2026-10-05)
Dec. 2, 2024 UPST S 10b5-1 200 $74.43 $14,886 8,278 Direct -2.36% Disposed -67.3% (price as of 2026-10-05)
Nov. 29, 2024 UPST S 10b5-1 12,075 $77.82 $939,676 16,195 Direct -42.71% Disposed -68.7% (price as of 2026-10-05)
Nov. 29, 2024 UPST S 10b5-1 2,925 $78.46 $229,496 13,270 Direct -18.06% Disposed -69.0% (price as of 2026-10-05)
Nov. 19, 2021 UPST S 5,000 $211.76 $1,058,800 1,491 Direct -77.03% Disposed -88.5% (price as of 2026-10-05)
May 28, 2021 URBN S 20,000 $39.02 $780,400 0 Direct -100.00% Disposed 109.1% (price as of 2026-10-05)
May 28, 2021 URBN S 10,000 $39.06 $390,600 0 Direct -100.00% Disposed 108.9% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 2, 2024 UPST Stock Option (Right to buy) Common Stock (10,000) $8.41 April 16, 2030 10,000 Disposed
June 6, 2022 URBN Director Restricted Stock Unit Common Shares (3,900) · · 3,900 Disposed
Nov. 19, 2021 UPST Stock Option (Right to buy) Common Stock (5,000) $8.41 April 16, 2030 5,000 Disposed
June 8, 2021 URBN Director Restricted Stock Units Common Shares (3,900) · · 3,900 Acquired
June 2, 2021 URBN Director Restricted Stock Unit Common Shares (8,300) · · 8,300 Disposed
May 28, 2021 URBN Director Stock Option - right to buy Common Shares (20,000) $23.74 June 3, 2026 20,000 Disposed
May 28, 2021 URBN Director Stock Option - right to buy Common Shares (10,000) $19.46 Aug. 21, 2024 10,000 Disposed
June 2, 2020 URBN Director Restricted Stock Units Common Shares (8,300) · · 8,300 Acquired
June 4, 2019 URBN Director Stock Option - right to buy Common Shares (20,000) $23.74 June 3, 2026 20,000 Acquired
June 5, 2018 URBN Director Stock Option - right to buy Common Shares (20,000) $46.42 June 4, 2025 20,000 Acquired
Aug. 22, 2017 URBN Director Stock Option - right to buy Common Shares (20,000) $19.46 Aug. 21, 2024 20,000 Acquired
Dec. 21, 2013 TRIP Restricted Stock Units Common Stock (1,807) $0.00 Dec. 21, 2014 1,807 Disposed
Dec. 21, 2012 TRIP Restricted Stock Units Common Stock (1,807) $0.00 Dec. 21, 2014 1,807 Disposed
Dec. 21, 2011 TRIP Restricted Stock Units Common Stock (5,421) $0.00 Dec. 21, 2014 5,421 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 15, 2020 UPST Stock Option (Right to buy)→ Common Stock (128,295) 128,295 Direct
Aug. 24, 2017 URBN Common Shares 0 Direct