Catherine Freeman

CIK 1391431 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 28, 2007 · Latest: Feb. 28, 2007

On this page

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 4 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 23, 2007 AES A 1,852 $22.52 $41,707 3,794 Direct +95.37% Acquired -34.6% (price as of 2026-08-20)
Feb. 23, 2007 AES A 3,366 19,880 Direct +20.38% Acquired (price as of 2026-08-20)
Feb. 23, 2007 AES A 7,375 33,808 Direct +27.90% Acquired (price as of 2026-08-20)
Feb. 23, 2007 AES A 577 $22.52 $12,994 4,789 Indirect +13.70% Acquired -34.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 23, 2007 AES Units Common Stock (1,852) 1,852 Acquired
Feb. 23, 2007 AES Restricted Stock Units Common Stock (3,366) 3,366 Acquired
Feb. 23, 2007 AES Stock Option Grant (Right to buy) Common Stock (7,375) $22.28 7,375 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 8 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 28, 2007 AES Common Stock 4,212 Indirect
Feb. 28, 2007 AES Stock Option Grant (Right to buy)→ Common Stock (6,188) 6,188 Direct
Feb. 28, 2007 AES Stock Option Grant (Right to buy)→ Common Stock (7,840) 7,840 Direct
Feb. 28, 2007 AES Stock Option Grant (Right to buy)→ Common Stock (12,405) 12,405 Direct
Feb. 28, 2007 AES Restricted Stock Units→ Common Stock (4,524) 4,524 Direct
Feb. 28, 2007 AES Restricted Stock Units→ Common Stock (5,889) 5,889 Direct
Feb. 28, 2007 AES Restricted Stock Units→ Common Stock (6,101) 6,101 Direct
Feb. 28, 2007 AES Units→ Common Stock (1,942) 1,942 Direct