Catherine M Vaczy
CIK 1177176 · View on SEC EDGAR ↗
First SEC filing: March 16, 2020 · Latest: March 16, 2020
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 21, 2008 | LSTA | P | 7,500 | — | — | 7,500 Direct | — | Acquired | (price as of 2026-08-20) |
| May 21, 2008 | LSTA | P | 7,500 | — | — | 145,001 Direct | +5.45% | Acquired | (price as of 2026-08-20) |
| Feb. 6, 2007 | LSTA | P | 20,000 | — | — | 20,000 Direct | — | Acquired | (price as of 2026-08-20) |
| Feb. 6, 2007 | LSTA | P | 20,000 | — | — | 787,737 Direct | +2.61% | Acquired | (price as of 2026-08-20) |
| Dec. 22, 2005 | LSTA | P | 416,666 | $0.06 | $25,000 | 5,706,488 Direct | +7.88% | Acquired | -100.0% (price as of 2026-08-20) |
| Nov. 30, 2005 | LSTA | P | 1,700,000 | — | — | 5,289,822 Direct | +47.36% | Acquired | (price as of 2026-08-20) |
| Oct. 3, 2005 | LSTA | P | 260,817 | $0.04 | $10,433 | 3,589,822 Direct | +7.83% | Acquired | -100.0% (price as of 2026-08-20) |
| Aug. 12, 2005 | LSTA | P | 412,339 | $0.06 | $24,740 | 3,329,005 Direct | +14.14% | Acquired | -100.0% (price as of 2026-08-20) |
| July 18, 2005 | LSTA | P | 1,250,000 | $0.06 | $75,000 | 2,916,666 Direct | +75.00% | Acquired | -100.0% (price as of 2026-08-20) |
| April 20, 2005 | LSTA | P | None | — | — | — Direct | — | Acquired | (price as of 2026-08-20) |
| April 20, 2005 | LSTA | P | None | — | — | — Direct | — | Acquired | (price as of 2026-08-20) |
| April 20, 2005 | LSTA | P | 1,666,666 | $0.06 | $100,000 | 1,666,666 Direct | — | Acquired | -100.0% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Jan. 2, 2015 | LSTA | Stock Option (right to purchase) [F2] | Common Stock, par value $0.001 per share (45,000) | $3.73 | Jan. 1, 2025 | 45,000 | Acquired |
| Aug. 1, 2014 | LSTA | Stock Option (right to purchase) [F1] | Common Stock, par value $0.001 per share (25,000) | $6.21 | July 31, 2024 | 25,000 | Acquired |
| Jan. 2, 2014 | LSTA | Stock Options (right to purchase) [F2] | Common Stock, par value $0.001 per share (45,000) | $7.77 | Jan. 1, 2024 | 45,000 | Acquired |
| July 12, 2013 | LSTA | Stock Options (right to purchase) [F1] | Common Stock, par value $0.001 per share (240,000) | $0.53 | July 11, 2023 | 240,000 | Acquired |
| Jan. 2, 2013 | LSTA | Stock Option (right to purchase) [F1] | Common Stock, par value $0.001 per share (250,000) | $0.62 | Jan. 1, 2023 | 250,000 | Acquired |
| Aug. 16, 2012 | LSTA | Stock Option (Right to Buy) [F1] | Common stock, par value $0.001 per share (9,500) | $1.90 | — | 9,500 | Disposed |
| June 25, 2012 | LSTA | Stock Option (Right to Buy) | Common Stock, par value $0.001 per share (64,583) | $0.44 | June 24, 2022 | 64,583 | Acquired |
| April 26, 2012 | LSTA | Stock Option (Right to Buy) [F1,F2] | Common stock, par value $0.001 per share (58,025) | $0.36 | April 25, 2022 | 58,025 | Acquired |
| Jan. 6, 2012 | LSTA | Stock Options (Right to Buy) [F3] | Common Stock, par value $0.001 per share (150,000) | $0.52 | Jan. 5, 2022 | 150,000 | Acquired |
| Jan. 4, 2012 | LSTA | Stock Options (Right to Buy) [F2] | Common Stock, par value $0.001 per share (200,000) | $0.52 | Jan. 3, 2022 | 200,000 | Acquired |
| April 4, 2011 | LSTA | Stock Options (right to buy) [F1] | Common Stock, par value $0.001 per share (250,000) | $1.74 | April 3, 2021 | 250,000 | Acquired |
| July 7, 2010 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (350,000) | $1.75 | July 6, 2020 | 350,000 | Acquired |
| Nov. 4, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (100,000) | $1.66 | Nov. 3, 2019 | 100,000 | Acquired |
| Oct. 30, 2009 | LSTA | Common Stock Warrants (right to buy) | Common Stock, par value $0.001 per share (2,000) | $6.18 | Feb. 5, 2014 | 2,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (1,500) | $10.00 | April 19, 2015 | 1,500 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (1,500) | $1.90 | April 19, 2015 | 1,500 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $4.95 | Sept. 26, 2017 | 10,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $1.90 | Sept. 26, 2017 | 10,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (53,955) | $1.90 | Oct. 29, 2016 | 53,955 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $1.90 | Sept. 26, 2017 | 10,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $4.95 | Sept. 26, 2017 | 10,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (15,000) | $1.90 | Sept. 26, 2017 | 15,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (15,000) | $4.95 | Sept. 26, 2017 | 15,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $1.90 | Dec. 4, 2016 | 10,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $6.00 | Dec. 4, 2016 | 10,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (5,000) | $1.90 | Dec. 4, 2016 | 5,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (5,000) | $6.00 | Dec. 4, 2016 | 5,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $1.90 | June 1, 2016 | 10,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (10,000) | $5.30 | June 1, 2016 | 10,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (2,000) | $1.90 | Dec. 21, 2015 | 2,000 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (2,000) | $6.00 | Dec. 21, 2015 | 2,000 | Disposed |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (7,500) | $1.90 | July 19, 2015 | 7,500 | Acquired |
| Oct. 30, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (7,500) | $6.00 | July 19, 2015 | 7,500 | Disposed |
| Oct. 30, 2009 | LSTA | Common Stock Warrants (right to buy) | Common Stock, par value $0.001 per share (2,000) | $8.00 | Feb. 5, 2014 | 2,000 | Disposed |
| Oct. 29, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (100,000) | $2.04 | Oct. 28, 2019 | 100,000 | Acquired |
| July 8, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $0.001 per share (200,000) | $1.71 | July 8, 2019 | 200,000 | Acquired |
| May 21, 2009 | LSTA | Stock Options (right to buy) | Common Stock, par value $.001 per share (75,000) | $1.95 | May 20, 2019 | 75,000 | Acquired |
| Oct. 31, 2008 | LSTA | Stock Options (right to buy) | Common Stock, par value $.001 per share (5,000) | $1.13 | Oct. 30, 2018 | 5,000 | Acquired |
| May 21, 2008 | LSTA | Warrants (right to buy) | Common Stock, par value $.001 per share (7,500) | $1.75 | May 20, 2013 | 7,500 | Acquired |
| Feb. 27, 2008 | LSTA | Stock Options (right to buy) | Common Stock, par value $.001 per share (36,000) | $1.63 | Feb. 26, 2018 | 36,000 | Acquired |
| Dec. 19, 2007 | LSTA | Stock Options (right to buy) [F2] | Common Stock, par value $.001 per share (12,000) | $1.70 | Dec. 18, 2017 | 12,000 | Acquired |
| Sept. 27, 2007 | LSTA | Stock Options (right to buy) | Common Stock, par value $.001 per share (35,000) | $4.95 | Sept. 26, 2017 | 35,000 | Acquired |
| Feb. 6, 2007 | LSTA | Warrants (right to buy) | Common Stock (20,000) | $0.80 | Feb. 5, 2014 | 20,000 | Acquired |
| Aug. 30, 2006 | LSTA | Warrants (right to buy) | Common Stock | $0.08 | Aug. 30, 2011 | 208,333 | Acquired |
| Aug. 30, 2006 | LSTA | 9% Convertible Promissory Notes due 2006 | Common Stock | $0.04 | Oct. 6, 2006 | 284,090 | Disposed |
| Aug. 30, 2006 | LSTA | 9% Convertible Promissory Notes due 2006 | Common Stock | — | Oct. 6, 2006 | 284,090 | Acquired |
| Aug. 30, 2006 | LSTA | 9% Convertible Promissory Notes due 2006 | Common Stock | — | Oct. 6, 2006 | 208,333 | Disposed |
| Aug. 30, 2006 | LSTA | 9% Convertible Promissory Notes due 2006 | Common Stock | $0.06 | Oct. 6, 2006 | 208,333 | Acquired |
| June 2, 2006 | LSTA | Stock option (right to buy) | Common Stock (1,000,000) | $0.05 | June 1, 2016 | 1,000,000 | Acquired |
| Dec. 22, 2005 | LSTA | Employee Stock Option (right to buy) | Common Stock (200,000) | $0.06 | Dec. 21, 2015 | 200,000 | Acquired |
| July 20, 2005 | LSTA | Stock option (right to buy) | Common Stock | $0.06 | July 20, 2015 | — | Acquired |
| April 20, 2005 | LSTA | Convertible promissory note | Common stock, par value $0.001 per share | — | April 20, 2006 | — | Acquired |
| April 20, 2005 | LSTA | Employee stock option (right to buy) | Common stock, par value $0.001 per share | $0.10 | April 19, 2015 | 150,000 | Acquired |
| April 20, 2005 | LSTA | Option (right to buy) | Common stock, par value $0.001 per share | — | July 18, 2005 | — | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| March 16, 2020 | GNPX | Stock Option (right to buy)→ Common Stock (540,000) | 540,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
LSTA
General Counsel| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2009 | $177,722 | $55,000 | $327,750 | $954,610 | — | — | $18,921 | $1,534,003 |
| 2008 | $167,722 | $10,000 | — | $61,636 | — | — | $11,500 | $250,858 |
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2024 | $301,035 | — | — | — | — | — | $148,094 | $449,129 |
| 2023 | $478,187 | $0 | $418,950 | — | — | — | $36,140 | $933,278 |
| 2022 | $458,500 | $184,800 | — | — | — | — | $61,635 | $1,208,360 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.