Cathy Dodd
CIK 1808442 · View on SEC EDGAR ↗
First SEC filing: April 3, 2020 · Latest: April 3, 2020
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Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 6, 2021 | AVNT | S | 2,073 | $53.00 | $109,869 | 10,018 Direct | -17.14% | Disposed | -16.2% (price as of 2026-08-19) |
| May 5, 2021 | AVNT | S | 254 | $53.13 | $13,495 | 0 Indirect | -100.00% | Disposed | -16.4% (price as of 2026-08-19) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 14, 2022 | AVNT | Stock Appreciation Rights | Common Stock (10,250) | $52.64 | Feb. 14, 2032 | 10,250 | Acquired |
| Feb. 14, 2022 | AVNT | Restricted Stock Units | Common Stock (2,900) | — | Feb. 14, 2025 | 2,900 | Acquired |
| Feb. 11, 2022 | AVNT | Restricted Stock Units | Common Stock (1,713) | — | Feb. 11, 2022 | 1,713 | Disposed |
| May 5, 2021 | AVNT | Stock Appreciation Rights | Common Stock (4,140) | $24.98 | Feb. 10, 2026 | 4,140 | Disposed |
| May 5, 2021 | AVNT | Stock Appreciation Rights | Common Stock (2,300) | $36.04 | Feb. 17, 2024 | 2,300 | Disposed |
| May 1, 2021 | AVNT | Restricted Stock Units | Common Stock (2,602) | — | May 1, 2021 | 2,602 | Disposed |
| Feb. 14, 2021 | AVNT | Restricted Stock Units | Common Stock (1,174) | — | Feb. 14, 2021 | 1,174 | Disposed |
| Feb. 8, 2021 | AVNT | Stock Appreciation Rights | Common Stock (12,140) | $42.27 | Feb. 8, 2031 | 12,140 | Acquired |
| Feb. 8, 2021 | AVNT | Restricted Stock Units | Common Stock (3,030) | — | Feb. 8, 2024 | 3,030 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 13 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| April 3, 2020 | AVNT | Common Stock | 7,914 | Direct |
| April 3, 2020 | AVNT | Common Stock | 3,443 | Indirect |
| April 3, 2020 | AVNT | Restricted Stock Units→ Common Stock | — | Direct |
| April 3, 2020 | AVNT | Restricted Stock Units→ Common Stock | — | Direct |
| April 3, 2020 | AVNT | Restricted Stock Units→ Common Stock | — | Direct |
| April 3, 2020 | AVNT | Restricted Stock Units→ Common Stock | — | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (2,300) | 2,300 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (2,450) | 2,450 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (4,140) | 4,140 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (4,010) | 4,010 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (3,200) | 3,200 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (5,220) | 5,220 | Direct |
| April 3, 2020 | AVNT | Stock Appreciation Rights→ Common Stock (5,420) | 5,420 | Direct |