CATO HOLDING CO — SEC Insider Profile, Roles & Companies

Insider at

04

VTGN buying Dec. 15, 2011

Insider transactions

05

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 15, 2011	VTGN	C	424,124	$471727.26	$200,070,852,420	3,310,836 Direct	+14.69%	Acquired	-100.0% (price as of 2026-10-23)
Dec. 15, 2011	VTGN	C	212,166	$2.50	$530,415	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	C	2,916	$2.10	$6,124	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	C	46,542	$1.75	$81,448	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	C	162,500	$2.00	$325,000	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	X	424,124	·	·	3,310,836 Direct	+14.69%	Acquired
Dec. 15, 2011	VTGN	X	212,166	$1.25	$265,208	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	X	2,916	$1.05	$3,062	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	X	46,542	$0.88	$40,957	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	X	162,500	$1.00	$162,500	0 Direct	-100.00%	Disposed
Dec. 15, 2011	VTGN	P	34,940	$2.27	$79,314	0 Direct	·	Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$265207.50	May 11, 2014	212,166	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$3061.80	March 21, 2013	2,916	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$40956.96	Dec. 31, 2013	46,542	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$162500.00	Aug. 18, 2012	162,500	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$2.50	May 11, 2014	212,166	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$2.10	March 21, 2013	2,916	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$1.75	Dec. 31, 2013	46,542	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$2.00	Aug. 18, 2012	162,500	Disposed
Dec. 15, 2011	VTGN	Warrant	Common Stock (1)	$1.75	Dec. 31, 2013	34,940	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
June 3, 2011	VTGN	Common Stock	1,448,694	Direct
June 3, 2011	VTGN	Common Stock	8,596	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (79,292)	79,292	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (5,802)	5,802	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (81,250)	81,250	Direct
June 3, 2011	VTGN	Common Stock	1,448,694	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (79,292)	79,292	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (5,802)	5,802	Direct
June 3, 2011	VTGN	Warrant→ Common Stock (81,250)	81,250	Direct