Cayce G Roy
CIK 1294242 · View on SEC EDGAR ↗
First SEC filing: Oct. 16, 2009 · Latest: Oct. 25, 2013
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 8, 2014 | LQDT | S | 78,993 | $12.30 | $971,614 | 77,512 Direct | -50.47% | Disposed | 249.5% (price as of 2026-08-20) |
| May 7, 2014 | LQDT | S | 21,372 | $17.05 | $364,393 | 156,505 Direct | -12.02% | Disposed | 152.1% (price as of 2026-08-20) |
| April 14, 2014 | LQDT | S | 60,220 | $18.49 | $1,113,468 | 77,512 Direct | -43.72% | Disposed | 132.5% (price as of 2026-08-20) |
| Oct. 2, 2013 | LQDT | S | 1,217 | $32.51 | $39,565 | 2,000 Direct | -37.83% | Disposed | 32.2% (price as of 2026-08-20) |
| Oct. 1, 2013 | LQDT | S | 5,287 | $32.67 | $172,726 | 3,217 Direct | -62.17% | Disposed | 31.6% (price as of 2026-08-20) |
| Aug. 15, 2013 | LQDT | S | 10,000 | $32.55 | $325,500 | 2,000 Direct | -83.33% | Disposed | 32.1% (price as of 2026-08-20) |
| June 3, 2013 | LQDT | S | 4,212 | $39.80 | $167,638 | 2,000 Direct | -67.80% | Disposed | 8.0% (price as of 2026-08-20) |
| May 20, 2013 | LQDT | S | 700 | $38.32 | $26,824 | 2,000 Direct | -25.93% | Disposed | 12.2% (price as of 2026-08-20) |
| March 20, 2013 | LQDT | S | 2,569 | $29.50 | $75,786 | 0 Direct | -100.00% | Disposed | 45.7% (price as of 2026-08-20) |
| March 11, 2013 | LQDT | S | 20,000 | $31.36 | $627,200 | 0 Direct | -100.00% | Disposed | 37.1% (price as of 2026-08-20) |
| Oct. 1, 2012 | LQDT | S | 5,706 | $50.37 | $287,411 | 0 Direct | -100.00% | Disposed | -14.7% (price as of 2026-08-20) |
| Sept. 27, 2012 | LQDT | S | 3,119 | $49.42 | $154,141 | 5,706 Direct | -35.34% | Disposed | -13.0% (price as of 2026-08-20) |
| June 6, 2012 | LQDT | S | 10,000 | $62.73 | $627,300 | 0 Direct | -100.00% | Disposed | -31.5% (price as of 2026-08-20) |
| April 27, 2012 | LQDT | S 10b5-1 | 10,000 | $54.82 | $548,200 | 0 Direct | -100.00% | Disposed | -21.6% (price as of 2026-08-20) |
| April 17, 2012 | LQDT | S 10b5-1 | 10,000 | $52.82 | $528,200 | 0 Direct | -100.00% | Disposed | -18.6% (price as of 2026-08-20) |
| April 16, 2012 | LQDT | S 10b5-1 | 2,372 | $51.46 | $122,063 | 0 Direct | -100.00% | Disposed | -16.5% (price as of 2026-08-20) |
| April 12, 2012 | LQDT | S 10b5-1 | 10,000 | $50.04 | $500,400 | 0 Direct | -100.00% | Disposed | -14.1% (price as of 2026-08-20) |
| April 12, 2012 | LQDT | S 10b5-1 | 10,000 | $48.69 | $486,900 | 10,000 Direct | -50.00% | Disposed | -11.7% (price as of 2026-08-20) |
| March 9, 2012 | LQDT | S 10b5-1 | 10,000 | $44.82 | $448,200 | 0 Direct | -100.00% | Disposed | -4.1% (price as of 2026-08-20) |
| Feb. 17, 2012 | LQDT | S | 30,000 | $41.89 | $1,256,700 | 0 Direct | -100.00% | Disposed | 2.6% (price as of 2026-08-20) |
| Feb. 13, 2012 | LQDT | S 10b5-1 | 20,000 | $41.32 | $826,400 | 0 Direct | -100.00% | Disposed | 4.0% (price as of 2026-08-20) |
| Feb. 13, 2012 | LQDT | S 10b5-1 | 10,000 | $42.82 | $428,200 | 20,000 Direct | -33.33% | Disposed | 0.4% (price as of 2026-08-20) |
| Feb. 10, 2012 | LQDT | S | 10,000 | $38.70 | $387,000 | 0 Direct | -100.00% | Disposed | 11.1% (price as of 2026-08-20) |
| Jan. 10, 2012 | LQDT | S 10b5-1 | 10,000 | $39.82 | $398,200 | 0 Direct | -100.00% | Disposed | 8.0% (price as of 2026-08-20) |
| Dec. 20, 2011 | LQDT | S | 3,125 | $37.65 | $117,656 | 0 Direct | -100.00% | Disposed | 14.2% (price as of 2026-08-20) |
| Dec. 7, 2011 | LQDT | S 10b5-1 | 10,000 | $37.82 | $378,200 | 0 Direct | -100.00% | Disposed | 13.7% (price as of 2026-08-20) |
| Dec. 1, 2011 | LQDT | S 10b5-1 | 10,000 | $34.82 | $348,200 | 0 Direct | -100.00% | Disposed | 23.5% (price as of 2026-08-20) |
| Oct. 4, 2011 | LQDT | S | 2,231 | $28.46 | $63,494 | 0 Direct | -100.00% | Disposed | 51.1% (price as of 2026-08-20) |
| Oct. 3, 2011 | LQDT | S | 2,300 | $30.27 | $69,621 | 2,231 Direct | -50.76% | Disposed | 42.0% (price as of 2026-08-20) |
| Sept. 12, 2011 | LQDT | S | 25,000 | $28.95 | $723,750 | 0 Direct | -100.00% | Disposed | 48.5% (price as of 2026-08-20) |
| Oct. 1, 2010 | LQDT | S | 2,355 | $15.97 | $37,609 | 0 Direct | -100.00% | Disposed | 169.2% (price as of 2026-08-20) |
| Sept. 24, 2010 | LQDT | S 10b5-1 | 15,000 | $15.82 | $237,300 | 0 Direct | -100.00% | Disposed | 171.7% (price as of 2026-08-20) |
Showing latest 100 of 125 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| May 7, 2014 | LQDT | Employee Stock Option | Common Stock (21,372) | $10.82 | May 8, 2014 | 21,372 | Disposed |
| May 1, 2014 | LQDT | Employee Stock Option | Common Stock (22,611) | $10.82 | July 30, 2018 | 1,239 | Disposed |
| May 1, 2014 | LQDT | Employee Stock Option | Common Stock (77,754) | $10.82 | July 30, 2018 | 77,754 | Disposed |
| April 14, 2014 | LQDT | Employee Stock Option | Common Stock (137,974) | $10.82 | July 30, 2018 | 60,220 | Disposed |
| Nov. 27, 2013 | LQDT | Employee Stock Option | Common Stock (9,286) | $21.99 | Oct. 1, 2023 | 9,286 | Acquired |
| Nov. 27, 2013 | LQDT | Employee Stock Option | Common Stock (9,286) | $21.99 | Oct. 1, 2023 | 9,286 | Acquired |
| Nov. 27, 2013 | LQDT | Employee Stock Grant | Common Stock (4,383) | $21.99 | Oct. 1, 2023 | 4,383 | Acquired |
| Nov. 27, 2013 | LQDT | Employee Stock Grant | Common Stock (4,384) | $21.99 | Oct. 1, 2023 | 4,384 | Acquired |
| Aug. 15, 2013 | LQDT | Employee Stock Option | Common Stock (32,611) | $10.82 | July 30, 2018 | 10,000 | Disposed |
| June 3, 2013 | LQDT | Employee Stock Option | Common Stock (7,655) | $9.05 | Oct. 1, 2019 | 4,212 | Disposed |
| May 20, 2013 | LQDT | Employee Stock Option | Common Stock (10,355) | $9.05 | Oct. 1, 2019 | 2,700 | Disposed |
| March 11, 2013 | LQDT | Employee Stock Option | Common Stock (320,000) | $10.82 | July 30, 2018 | 20,000 | Disposed |
| Nov. 16, 2012 | LQDT | Employee Stock Option | Common Stock (2,127) | $38.09 | Oct. 1, 2022 | 2,127 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Option | Common Stock (2,127) | $38.09 | Oct. 1, 2022 | 2,127 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Grant | Common Stock (3,191) | $38.09 | Oct. 1, 2022 | 3,191 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Grant | Common Stock (3,191) | $38.09 | Oct. 1, 2022 | 3,191 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Option | Common Stock (3,399) | $38.09 | Oct. 1, 2022 | 3,399 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Option | Common Stock (3,400) | $38.09 | Oct. 1, 2022 | 3,400 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Grant | Common Stock (1,918) | $38.09 | Oct. 1, 2022 | 1,918 | Acquired |
| Nov. 16, 2012 | LQDT | Employee Stock Grant | Common Stock (1,918) | $38.09 | Oct. 1, 2022 | 1,918 | Acquired |
| June 6, 2012 | LQDT | Employee Stock Option | Common Stock (15,355) | $9.05 | Oct. 1, 2019 | 5,000 | Disposed |
| June 6, 2012 | LQDT | Employee Stock Option | Common Stock (12,856) | $15.47 | Oct. 1, 2020 | 5,000 | Disposed |
| April 27, 2012 | LQDT | Employee Stock Option | Common Stock (42,611) | $10.82 | July 30, 2018 | 10,000 | Disposed |
| April 17, 2012 | LQDT | Employee Stock Option | Common Stock (52,611) | $10.82 | July 30, 2018 | 10,000 | Disposed |
| April 12, 2012 | LQDT | Employee Stock Option | Common Stock (72,611) | $10.82 | July 30, 2018 | 20,000 | Disposed |
| March 9, 2012 | LQDT | Employee Stock Option | Common Stock (82,611) | $10.82 | July 30, 2018 | 10,000 | Disposed |
| Feb. 17, 2012 | LQDT | Employee Stock Option | Common Stock (112,611) | $10.82 | July 30, 2018 | 30,000 | Disposed |
| Feb. 13, 2012 | LQDT | Employee Stock Option | Common Stock (142,611) | $10.82 | July 30, 2015 | 30,000 | Disposed |
| Feb. 9, 2012 | LQDT | Employee Stock Option | Common Stock (152,611) | $10.82 | July 30, 2015 | 10,000 | Disposed |
| Jan. 10, 2012 | LQDT | Employee Stock Option | Common Stock (162,611) | $10.82 | July 30, 2015 | 10,000 | Disposed |
| Dec. 7, 2011 | LQDT | Employee Stock Option | Common Stock (172,611) | $10.82 | July 30, 2015 | 10,000 | Disposed |
| Dec. 1, 2011 | LQDT | Employee Stock Option | Common Stock (182,611) | $10.82 | July 30, 2015 | 10,000 | Disposed |
| Nov. 23, 2011 | LQDT | Employee Stock Option | Common Stock (7,806) | $31.11 | Oct. 1, 2021 | 7,806 | Acquired |
| Nov. 23, 2011 | LQDT | Employee Stock Grant | Common Stock (4,704) | $31.11 | Oct. 1, 2021 | 4,704 | Acquired |
| Sept. 12, 2011 | LQDT | Employee Stock Option | Common Stock (193,485) | $10.82 | July 30, 2015 | 10,874 | Disposed |
| Sept. 12, 2011 | LQDT | Employee Stock Option | Common Stock (29,481) | $9.05 | Oct. 1, 2019 | 14,126 | Disposed |
| Nov. 30, 2010 | LQDT | Employee Stock Option | Common Stock (25,000) | $15.47 | Oct. 1, 2020 | 25,000 | Acquired |
| Nov. 30, 2010 | LQDT | Employee Stock Option | Common Stock (12,856) | $15.47 | Oct. 1, 2020 | 12,856 | Acquired |
| Nov. 30, 2010 | LQDT | Employee Stock Grant | Common Stock (8,700) | $15.47 | Oct. 1, 2020 | 8,700 | Acquired |
| Oct. 1, 2010 | LQDT | Restricted Stock Grant | Common Stock (9,422) | $9.05 | Oct. 1, 2019 | 2,355 | Disposed |
| Sept. 24, 2010 | LQDT | Employee Stock Option | Common Stock (208,485) | $10.82 | July 30, 2018 | 15,000 | Disposed |
| Sept. 13, 2010 | LQDT | Employee Stock Option | Common Stock (220,985) | $10.82 | July 30, 2018 | 12,500 | Disposed |
| June 18, 2010 | LQDT | Employee Stock Option | Common Stock (245,985) | $10.82 | July 30, 2018 | 25,000 | Disposed |
| June 10, 2010 | LQDT | Employee Stock Option | Common Stock (259,166) | $10.82 | July 30, 2018 | 13,181 | Disposed |
| March 15, 2010 | LQDT | Restricted Share Grant | Common Stock (4,000) | $9.05 | Oct. 1, 2019 | 4,000 | Disposed |
| March 2, 2010 | LQDT | Employee Stock Option | Common Stock (259,945) | $10.82 | July 30, 2018 | 779 | Disposed |
| Feb. 22, 2010 | LQDT | Employee Stock Option | Common Stock (265,000) | $10.82 | July 30, 2018 | 5,055 | Disposed |
| Feb. 19, 2010 | LQDT | Employee Stock Option | Common Stock (280,000) | $10.82 | July 30, 2018 | 15,000 | Disposed |
| Dec. 1, 2009 | LQDT | Employee Stock Option | Common Stock (4,000) | $9.05 | Oct. 1, 2019 | 4,000 | Acquired |
| Dec. 1, 2009 | LQDT | Employee Stock Option | Common Stock (29,481) | $9.05 | Oct. 1, 2019 | 29,481 | Acquired |
| Dec. 1, 2009 | LQDT | Employee Stock Option | Common Stock (9,422) | $9.05 | Oct. 1, 2019 | 9,422 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 4 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Oct. 16, 2009 | LQDT | Employee Stock Option (right to buy)→ Common stock (320,000) | 320,000 | Direct |
| Oct. 16, 2009 | LQDT | Employee Stock Option (right to buy)→ Common stock (280,000) | 280,000 | Direct |
| Oct. 13, 2009 | LQDT | Employee Stock Option (right to buy)→ Common stock (320,000) | 320,000 | Direct |
| Oct. 13, 2009 | LQDT | Employee Stock Option (right to buy)→ Common stock (280,000) | 280,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2013 | $300,900 | — | $243,090 | $60,361 | $83,771 | — | $10,913 | $699,035 |
| 2012 | $289,327 | — | $147,564 | $112,811 | $290,079 | — | $28,329 | $868,110 |
| 2011 | $272,950 | — | $521,339 | $99,414 | $133,947 | — | $70,000 | $1,097,650 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.