Chang Liu

CIK 1506599 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 12, 2013 · Latest: Feb. 1, 2023

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 13 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 26, 2026 CATY A 17,727 17,727 Direct Acquired (price as of 2026-08-21)
June 26, 2026 CATY A 8,863 8,863 Direct Acquired (price as of 2026-08-21)
June 26, 2026 CATY A 9,408 9,408 Direct Acquired (price as of 2026-08-21)
Nov. 29, 2013 BANC F 609 $12.69 $7,728 10,336 Direct -5.56% Disposed 48.6% (price as of 2026-08-21)
Dec. 29, 2012 BANC F 639 $11.91 $7,610 10,937 Direct -5.52% Disposed 58.3% (price as of 2026-08-21)
Nov. 29, 2012 BANC A 1,433 $11.84 $16,967 13,634 Direct +11.74% Acquired 59.2% (price as of 2026-08-21)
Nov. 29, 2012 BANC F 609 $11.84 $7,211 13,025 Direct -4.47% Disposed 59.2% (price as of 2026-08-21)
Oct. 1, 2012 BANC J 0 $12.23 12,201 Direct 0.00% Acquired 54.2% (price as of 2026-08-21)
Sept. 25, 2012 BANC A 8,000 $12.56 $100,480 15,601 Direct +105.25% Acquired 50.1% (price as of 2026-08-21)
Sept. 25, 2012 BANC F 3,400 $12.56 $42,704 12,201 Direct -21.79% Disposed 50.1% (price as of 2026-08-21)
Dec. 29, 2011 BANC A 4,512 8,210 Direct +122.01% Acquired (price as of 2026-08-21)
Nov. 29, 2010 BANC A 50,000 50,000 Direct Acquired (price as of 2026-08-21)
Nov. 29, 2010 BANC A 4,300 4,300 Direct Acquired (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 26, 2026 CATY Restricted Stock Units Common Stock (17,727) 17,727 Acquired
June 26, 2026 CATY Restricted Stock Units Common Stock (8,863) 8,863 Acquired
June 26, 2026 CATY Restricted Stock Units Common Stock (9,408) 9,408 Acquired
Nov. 29, 2010 BANC Stock Option (Right to Purchase) Common Stock (50,000) $11.88 Nov. 29, 2020 50,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Feb. 1, 2019 CATY Common Stock 500 Direct
Feb. 1, 2019 CATY Restricted Stock Units→ Common Stock (342) 342 Direct
Feb. 1, 2019 CATY Restricted Stock Units→ Common Stock (2,688) 2,688 Direct
Feb. 1, 2019 CATY Restricted Stock Units→ Common Stock (2,899) 2,899 Direct
Feb. 1, 2019 CATY Restricted Stock Units→ Common Stock (3,354) 3,354 Direct
Dec. 1, 2010 BANC Common Stock 0 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CATY

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $987,750 $1,999,949 $1,129,200 $29,092 $4,145,991
2024 $943,250 $1,901,973 $825,400 $17,250 $3,687,873
2023 $900,750 $1,841,907 $784,600 $16,500 $3,543,757
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2012 $248,077 $120,000 $11,398 $439,955

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.