Charles A Carroll

CIK 1130449 · View on SEC EDGAR ↗

Insider

First SEC filing: April 1, 2004 · Latest: April 1, 2004

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Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 5 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

5 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Jan. 31, 2001 52234 P 400 $1.60 $640 26,000 Direct +1.56% Acquired
Jan. 29, 2001 52234 P 900 $1.46 $1,314 25,600 Direct +3.64% Acquired
Jan. 29, 2001 52234 P 1,200 $1.46 $1,752 24,700 Direct +5.11% Acquired
Jan. 24, 2001 52234 P 500 $1.42 $710 23,500 Direct +2.17% Acquired
Jan. 23, 2001 52234 P 2,000 $1.40 $2,800 23,000 Direct +9.52% Acquired
Jan. 17, 2001 52234 P 2,500 $1.27 $3,175 21,000 Direct +13.51% Acquired
Dec. 14, 2000 52234 P 500 $1.27 $635 18,500 Direct +2.78% Acquired
Dec. 14, 2000 52234 P 500 $1.27 $635 18,000 Direct +2.86% Acquired
Dec. 1, 2000 52234 P 1,500 $1.40 $2,100 17,500 Direct +9.38% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 2, 2004 52234 Non-Incentive Stock Option Class A Common Stock (2,500) $1.51 Dec. 9, 2007 2,500 Disposed
March 2, 2004 52234 Non-Incentive Stock Option Class A Common Stock (15,000) $1.50 Dec. 11, 2005 15,000 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).