Charles A. Ruffel
CIK 1739929 · View on SEC EDGAR ↗
Insider
First SEC filing: Jan. 4, 2024 · Latest: Jan. 4, 2024
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 40 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
40 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 17, 2023 | SCHW | P | 833 | $60.55 | $50,438 | 3,386 Indirect | +32.63% | Acquired | 83.4% (price as of 2026-08-20) |
| Feb. 16, 2023 | SCHW | S | 5,176 | $80.88 | $418,635 | 12,073 Direct | -30.01% | Disposed | 37.3% (price as of 2026-08-20) |
| Feb. 4, 2021 | SCHW | P | 3,636 | $54.08 | $196,635 | 9,092 Indirect | +66.64% | Acquired | 105.4% (price as of 2026-08-20) |
| July 22, 2020 | SCHW | P | 2,854 | $34.91 | $99,633 | 5,409 Indirect | +111.70% | Acquired | 218.2% (price as of 2026-08-20) |
| April 27, 2020 | SCHW | P | 2,460 | $36.74 | $90,380 | 2,460 Indirect | — | Acquired | 202.3% (price as of 2026-08-20) |
| May 3, 2019 | SCHW | P | 2,500 | $46.10 | $115,250 | 2,500 Indirect | — | Acquired | 140.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| July 1, 2026 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,280) | $95.78 | July 1, 2036 | 1,280 | Acquired |
| Jan. 2, 2024 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,634) | $69.10 | Jan. 2, 2034 | 1,634 | Acquired |
| Oct. 2, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,938) | $53.55 | Oct. 2, 2033 | 1,938 | Acquired |
| July 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,847) | $57.72 | July 3, 2033 | 1,847 | Acquired |
| May 22, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (5,464) | $51.97 | May 22, 2033 | 5,464 | Acquired |
| April 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,875) | $51.57 | April 3, 2033 | 1,875 | Acquired |
| Jan. 3, 2023 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,292) | $81.94 | Jan. 3, 2033 | 1,292 | Acquired |
| Oct. 3, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,404) | $73.21 | Oct. 3, 2032 | 1,404 | Acquired |
| July 1, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,691) | $63.92 | July 1, 2032 | 1,691 | Acquired |
| May 19, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,703) | $62.66 | May 19, 2032 | 4,703 | Acquired |
| April 1, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,324) | $83.54 | April 1, 2032 | 1,324 | Acquired |
| Jan. 13, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,185) | $41.58 | Jan. 2, 2029 | 1,185 | Disposed |
| Jan. 13, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,613) | $44.13 | April 1, 2029 | 1,613 | Disposed |
| Jan. 6, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,998) | $59.32 | May 17, 2028 | 2,998 | Disposed |
| Jan. 3, 2022 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,375) | $85.76 | Jan. 3, 2032 | 1,375 | Acquired |
| Oct. 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,600) | $74.42 | Oct. 1, 2031 | 1,600 | Acquired |
| July 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,696) | $73.57 | July 1, 2031 | 1,696 | Acquired |
| May 17, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (4,390) | $73.00 | May 17, 2031 | 4,390 | Acquired |
| April 1, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,640) | $66.44 | April 1, 2031 | 1,640 | Acquired |
| Jan. 4, 2021 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,063) | $52.76 | Jan. 4, 2031 | 2,063 | Acquired |
| Oct. 1, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,406) | $37.73 | Oct. 1, 2030 | 1,406 | Acquired |
| July 1, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,348) | $33.02 | July 1, 2030 | 1,348 | Acquired |
| May 14, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (6,655) | $33.40 | May 14, 2030 | 6,655 | Acquired |
| April 1, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,385) | $32.96 | April 1, 2030 | 1,385 | Acquired |
| Jan. 2, 2020 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,431) | $48.23 | Jan. 2, 2030 | 1,431 | Acquired |
| Oct. 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,732) | $37.76 | Oct. 1, 2029 | 1,732 | Acquired |
| July 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,718) | $40.76 | July 1, 2029 | 1,718 | Acquired |
| May 17, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (8,584) | $43.21 | May 17, 2029 | 8,584 | Acquired |
| April 1, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,613) | $44.13 | April 1, 2029 | 1,613 | Acquired |
| Jan. 2, 2019 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (1,185) | $41.58 | Jan. 2, 2029 | 1,185 | Acquired |
| May 17, 2018 | SCHW | Nonqualified Stock Option (right to buy) | Common Stock (2,998) | $59.32 | May 17, 2028 | 2,998 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).