Charles Andrew Smith
CIK 1453799 · View on SEC EDGAR ↗
First SEC filing: Sept. 8, 2017 · Latest: Sept. 8, 2017
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Sept. 27, 2023 | PTEN | S | 10,000 | $15.10 | $151,000 | 504,413 Direct | -1.94% | Disposed | -19.1% (price as of 2026-08-20) |
| Sept. 19, 2023 | PTEN | S | 10,000 | $15.90 | $159,000 | 514,413 Direct | -1.91% | Disposed | -23.1% (price as of 2026-08-20) |
| April 14, 2022 | PTEN | S 10b5-1 | 17,213 | $17.67 | $304,154 | 249,803 Direct | -6.45% | Disposed | -30.8% (price as of 2026-08-20) |
| April 13, 2022 | PTEN | S 10b5-1 | 20,350 | $17.36 | $353,276 | 267,016 Direct | -7.08% | Disposed | -29.6% (price as of 2026-08-20) |
| April 12, 2022 | PTEN | S 10b5-1 | 37,119 | $16.95 | $629,167 | 287,366 Direct | -11.44% | Disposed | -27.9% (price as of 2026-08-20) |
| April 4, 2022 | PTEN | S 10b5-1 | 318 | $16.55 | $5,263 | 339,336 Direct | -0.09% | Disposed | -26.2% (price as of 2026-08-20) |
| March 10, 2022 | PTEN | S | 50,000 | $16.20 | $810,000 | 340,273 Direct | -12.81% | Disposed | -24.6% (price as of 2026-08-20) |
| March 7, 2022 | PTEN | S | 75,000 | $15.95 | $1,196,250 | 390,273 Direct | -16.12% | Disposed | -23.4% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 8, 2019 | PTEN | Restricted Stock Units | Common Stock, $.01 par value per share (47,059) | $0.00 | — | 47,059 | Disposed |
| Sept. 8, 2018 | PTEN | Restricted Stock Units | Common Stock, $.01 par value per share (47,058) | $0.00 | — | 47,058 | Disposed |
| Sept. 8, 2017 | PTEN | Restricted Stock Units | Common Stock, $.01 par value per share (94,117) | — | — | 94,117 | Acquired |
| Feb. 6, 2017 | KEX | Employee Stock Option (Right to Buy) | Common Stock (6,780) | $68.50 | Feb. 6, 2024 | 6,780 | Acquired |
| Feb. 1, 2016 | KEX | Employee Stock Option (Right to Buy) | Common Stock (8,970) | $51.23 | Feb. 1, 2023 | 8,970 | Acquired |
| Feb. 2, 2015 | KEX | Employee Stock Option (Right to Buy) | Common Stock (5,559) | $74.99 | Feb. 2, 2022 | 5,559 | Acquired |
| Feb. 25, 2014 | KEX | Employee Stock Option (Right to Buy) | Common Stock (3,555) | $101.46 | Feb. 25, 2021 | 3,555 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 1 holding
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Sept. 8, 2017 | PTEN | Common Stock, $.01 par value per share | 0 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2025 | $680,000 | — | — | — | $1,042,290 | — | $17,500 | $3,839,733 |
| 2024 | $680,000 | $360,000 | — | — | $798,000 | — | $13,800 | $4,076,912 |
| 2023 | $450,000 | — | — | — | $603,058 | — | $13,200 | $3,142,928 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.