Charles E Rawley III
Insider
First SEC filing: Oct. 3, 2006 · Latest: Oct. 3, 2006
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Oct. 2, 2006 | YUM | M | 15,548 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Oct. 2, 2006 | YUM | F | 6,594 | $52.05 | $343,218 | 9,094 Direct | -42.03% | Disposed | 627.5% (price as of 2026-10-02) |
| Oct. 2, 2006 | YUM | M | 15,548 | $52.05 | $809,273 | 15,688 Direct | +11105.71% | Acquired | 627.5% (price as of 2026-10-02) |
| Sept. 26, 2006 | YUM | S 10b5-1 | 1,600 | $53.00 | $84,800 | 140 Direct | -91.95% | Disposed | 614.5% (price as of 2026-10-02) |
| Sept. 25, 2006 | YUM | M | 76 | $16.78 | $1,275 | 47,563 Direct | -0.16% | Disposed | 2156.8% (price as of 2026-10-02) |
| Sept. 25, 2006 | YUM | S 10b5-1 | 4,473 | $53.00 | $237,069 | 1,740 Direct | -71.99% | Disposed | 614.5% (price as of 2026-10-02) |
| Sept. 25, 2006 | YUM | S 10b5-1 | 2,151 | $53.00 | $114,003 | 6,213 Direct | -25.72% | Disposed | 614.5% (price as of 2026-10-02) |
| Sept. 25, 2006 | YUM | S 10b5-1 | 76 | $53.00 | $4,028 | 8,364 Direct | -0.90% | Disposed | 614.5% (price as of 2026-10-02) |
| Sept. 25, 2006 | YUM | M | 76 | $16.78 | $1,275 | 8,440 Direct | +0.91% | Acquired | 2156.8% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | M | 13,252 | $16.78 | $222,369 | 47,639 Direct | -21.76% | Disposed | 2156.8% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 6,352 | $53.00 | $336,656 | 8,364 Direct | -43.16% | Disposed | 614.5% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 1,000 | $53.10 | $53,100 | 14,716 Direct | -6.36% | Disposed | 613.2% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 600 | $53.02 | $31,812 | 15,716 Direct | -3.68% | Disposed | 614.2% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 600 | $53.03 | $31,818 | 16,316 Direct | -3.55% | Disposed | 614.1% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 1,200 | $53.04 | $63,648 | 16,916 Direct | -6.62% | Disposed | 614.0% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | S 10b5-1 | 3,500 | $53.05 | $185,675 | 18,116 Direct | -16.19% | Disposed | 613.8% (price as of 2026-10-02) |
| Sept. 20, 2006 | YUM | M | 13,252 | $16.78 | $222,369 | 21,616 Direct | +158.44% | Acquired | 2156.8% (price as of 2026-10-02) |
| July 3, 2006 | YUM | M | 10,546 | · | · | 15,548 Direct | -40.42% | Disposed | (price as of 2026-10-02) |
| July 3, 2006 | YUM | F | 4,473 | $50.27 | $224,858 | 8,364 Direct | -34.84% | Disposed | 653.3% (price as of 2026-10-02) |
| July 3, 2006 | YUM | M | 10,546 | $50.27 | $530,147 | 12,837 Direct | +460.32% | Acquired | 653.3% (price as of 2026-10-02) |
| May 8, 2006 | YUM | M | 1,675 | $16.78 | $28,106 | 60,891 Direct | -2.68% | Disposed | 2156.8% (price as of 2026-10-02) |
| May 8, 2006 | YUM | S 10b5-1 | 1,675 | $53.00 | $88,775 | 2,291 Direct | -42.23% | Disposed | 614.5% (price as of 2026-10-02) |
| May 8, 2006 | YUM | M | 1,675 | $16.78 | $28,106 | 3,966 Direct | +73.11% | Acquired | 2156.8% (price as of 2026-10-02) |
| May 5, 2006 | YUM | M | 58,328 | $15.14 | $883,086 | 0 Direct | -100.00% | Disposed | 2401.2% (price as of 2026-10-02) |
| May 5, 2006 | YUM | S 10b5-1 | 58,328 | $52.25 | $3,047,638 | 2,291 Direct | -96.22% | Disposed | 624.8% (price as of 2026-10-02) |
| May 5, 2006 | YUM | M | 58,328 | $15.14 | $883,086 | 60,619 Direct | +2545.96% | Acquired | 2401.2% (price as of 2026-10-02) |
| April 3, 2006 | YUM | M | 3,736 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| April 3, 2006 | YUM | F | 1,585 | $48.86 | $77,443 | 2,291 Direct | -40.89% | Disposed | 675.0% (price as of 2026-10-02) |
| April 3, 2006 | YUM | M | 3,736 | $48.86 | $182,541 | 3,876 Direct | +2668.57% | Acquired | 675.0% (price as of 2026-10-02) |
| Feb. 10, 2006 | YUM | M | 30,000 | $15.14 | $454,200 | 58,328 Direct | -33.96% | Disposed | 2401.2% (price as of 2026-10-02) |
| Feb. 10, 2006 | YUM | S 10b5-1 | 30,000 | $50.00 | $1,500,000 | 140 Direct | -99.54% | Disposed | 657.4% (price as of 2026-10-02) |
| Feb. 10, 2006 | YUM | M | 30,000 | $15.14 | $454,200 | 30,140 Direct | +21428.57% | Acquired | 2401.2% (price as of 2026-10-02) |
| Jan. 27, 2006 | YUM | M | 445 | · | · | 14,997 Direct | -2.88% | Disposed | (price as of 2026-10-02) |
| Jan. 27, 2006 | YUM | F | 445 | $50.23 | $22,352 | 140 Direct | -76.07% | Disposed | 653.9% (price as of 2026-10-02) |
| Jan. 27, 2006 | YUM | M | 445 | · | · | 585 Direct | +317.86% | Acquired | (price as of 2026-10-02) |
| Jan. 26, 2006 | YUM | A | 11,683 | $48.94 | $571,766 | 11,683 Direct | · | Acquired | 673.8% (price as of 2026-10-02) |
| Jan. 26, 2006 | YUM | A | 31,079 | $48.94 | $1,521,006 | 31,079 Direct | · | Acquired | 673.8% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 1,902 | $50.69 | $96,412 | 13,867 Direct | -12.06% | Disposed | 647.1% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 2,093 | $50.68 | $106,073 | 11,774 Direct | -15.09% | Disposed | 647.2% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 995 | $50.67 | $50,417 | 10,779 Direct | -8.45% | Disposed | 647.4% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 527 | $50.66 | $26,698 | 10,252 Direct | -4.89% | Disposed | 647.5% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 2,283 | $50.65 | $115,634 | 7,969 Direct | -22.27% | Disposed | 647.7% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 483 | $50.64 | $24,459 | 7,486 Direct | -6.06% | Disposed | 647.8% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 322 | $50.63 | $16,303 | 7,164 Direct | -4.30% | Disposed | 647.9% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 146 | $50.62 | $7,391 | 7,018 Direct | -2.04% | Disposed | 648.1% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 454 | $50.61 | $22,977 | 6,564 Direct | -6.47% | Disposed | 648.2% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 907 | $50.60 | $45,894 | 5,657 Direct | -13.82% | Disposed | 648.4% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 1,654 | $50.59 | $83,676 | 4,003 Direct | -29.24% | Disposed | 648.5% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 468 | $50.58 | $23,671 | 3,535 Direct | -11.69% | Disposed | 648.7% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 1,156 | $50.57 | $58,459 | 2,379 Direct | -32.70% | Disposed | 648.8% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 2,239 | $50.56 | $113,204 | 140 Direct | -94.12% | Disposed | 649.0% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 88,328 Direct | -25.35% | Disposed | 2401.2% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 1,888 | $50.70 | $95,722 | 15,769 Direct | -10.69% | Disposed | 646.9% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 2,371 | $50.71 | $120,233 | 17,657 Direct | -11.84% | Disposed | 646.8% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 3,234 | $50.72 | $164,028 | 20,028 Direct | -13.90% | Disposed | 646.6% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 834 | $50.73 | $42,309 | 23,262 Direct | -3.46% | Disposed | 646.5% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 1,346 | $50.74 | $68,296 | 24,096 Direct | -5.29% | Disposed | 646.3% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 2,224 | $50.75 | $112,868 | 25,442 Direct | -8.04% | Disposed | 646.2% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 498 | $50.76 | $25,278 | 27,666 Direct | -1.77% | Disposed | 646.0% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 161 | $50.77 | $8,174 | 28,164 Direct | -0.57% | Disposed | 645.9% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 176 | $50.78 | $8,937 | 28,325 Direct | -0.62% | Disposed | 645.7% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 234 | $50.79 | $11,885 | 28,501 Direct | -0.81% | Disposed | 645.6% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 351 | $50.80 | $17,831 | 28,735 Direct | -1.21% | Disposed | 645.4% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 132 | $50.81 | $6,707 | 29,086 Direct | -0.45% | Disposed | 645.3% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 161 | $50.82 | $8,182 | 29,218 Direct | -0.55% | Disposed | 645.2% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 263 | $50.83 | $13,368 | 29,379 Direct | -0.89% | Disposed | 645.0% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 307 | $50.84 | $15,608 | 29,642 Direct | -1.03% | Disposed | 644.9% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 15 | $50.85 | $763 | 29,949 Direct | -0.05% | Disposed | 644.7% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 59 | $50.86 | $3,001 | 29,964 Direct | -0.20% | Disposed | 644.6% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 59 | $50.88 | $3,002 | 30,023 Direct | -0.20% | Disposed | 644.3% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 15 | $50.89 | $763 | 30,082 Direct | -0.05% | Disposed | 644.1% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | S 10b5-1 | 43 | $50.92 | $2,190 | 30,097 Direct | -0.14% | Disposed | 643.7% (price as of 2026-10-02) |
| Nov. 8, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 30,140 Direct | +21428.57% | Acquired | 2401.2% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 118,328 Direct | -20.23% | Disposed | 2401.2% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 24,200 | $50.00 | $1,210,000 | 140 Direct | -99.42% | Disposed | 657.4% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 100 | $50.01 | $5,001 | 24,340 Direct | -0.41% | Disposed | 657.2% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 1,300 | $50.05 | $65,065 | 24,440 Direct | -5.05% | Disposed | 656.6% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 600 | $50.11 | $30,066 | 25,740 Direct | -2.28% | Disposed | 655.7% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 2,500 | $50.12 | $125,300 | 26,340 Direct | -8.67% | Disposed | 655.6% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 200 | $50.14 | $10,028 | 28,840 Direct | -0.69% | Disposed | 655.3% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | S 10b5-1 | 1,100 | $50.17 | $55,187 | 29,040 Direct | -3.65% | Disposed | 654.8% (price as of 2026-10-02) |
| Oct. 12, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 30,140 Direct | +21428.57% | Acquired | 2401.2% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 2,500 | $50.05 | $125,125 | 20,940 Direct | -10.67% | Disposed | 656.6% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 148,328 Direct | -16.82% | Disposed | 2401.2% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 14,500 | $50.00 | $725,000 | 140 Direct | -99.04% | Disposed | 657.4% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 1,700 | $50.01 | $85,017 | 14,640 Direct | -10.40% | Disposed | 657.2% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 1,800 | $50.02 | $90,036 | 16,340 Direct | -9.92% | Disposed | 657.1% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 2,800 | $50.04 | $140,112 | 18,140 Direct | -13.37% | Disposed | 656.8% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 2,100 | $50.06 | $105,126 | 23,440 Direct | -8.22% | Disposed | 656.5% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 1,400 | $50.08 | $70,112 | 25,540 Direct | -5.20% | Disposed | 656.2% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 2,300 | $50.09 | $115,207 | 26,940 Direct | -7.87% | Disposed | 656.0% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 600 | $50.10 | $30,060 | 29,240 Direct | -2.01% | Disposed | 655.9% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | S 10b5-1 | 300 | $50.11 | $15,033 | 29,840 Direct | -1.00% | Disposed | 655.7% (price as of 2026-10-02) |
| Sept. 20, 2005 | YUM | M | 30,000 | $15.14 | $454,200 | 30,140 Direct | +21428.57% | Acquired | 2401.2% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | M | 10,092 | $13.62 | $137,453 | 0 Direct | -100.00% | Disposed | 2680.4% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | S 10b5-1 | 548 | $51.63 | $28,293 | 140 Direct | -79.65% | Disposed | 633.5% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | S 10b5-1 | 190 | $51.48 | $9,781 | 688 Direct | -21.64% | Disposed | 635.6% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | S 10b5-1 | 664 | $51.49 | $34,189 | 878 Direct | -43.06% | Disposed | 635.5% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | S 10b5-1 | 24 | $51.50 | $1,236 | 1,542 Direct | -1.53% | Disposed | 635.3% (price as of 2026-10-02) |
| Aug. 1, 2005 | YUM | S 10b5-1 | 237 | $51.51 | $12,208 | 1,566 Direct | -13.14% | Disposed | 635.2% (price as of 2026-10-02) |
Showing latest 100 of 432 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Oct. 2, 2006 | YUM | Phantom Stock | Common Stock | · | · | 15,548 | Disposed |
| Sept. 25, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock | $16.78 | Jan. 25, 2011 | 76 | Disposed |
| Sept. 20, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock | $16.78 | Jan. 25, 2011 | 13,252 | Disposed |
| July 3, 2006 | YUM | Phantom Stock | Common Stock | · | · | 10,546 | Disposed |
| May 8, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock | $16.78 | Jan. 25, 2011 | 1,675 | Disposed |
| May 5, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock | $15.14 | Jan. 27, 2010 | 58,328 | Disposed |
| April 3, 2006 | YUM | Phantom Stock | Common Stock | · | · | 3,736 | Disposed |
| Feb. 10, 2006 | YUM | Employee Stock Option (right to buy) | Common Stock | $15.14 | Jan. 27, 2010 | 30,000 | Disposed |
| Jan. 27, 2006 | YUM | Phantom Stock | Common Stock | · | · | 445 | Disposed |
| Jan. 26, 2006 | YUM | Phantom Stock | Common Stock | · | · | 11,683 | Acquired |
| Jan. 26, 2006 | YUM | YUM Stock Appreciation Right | Common Stock | $48.94 | Jan. 26, 2016 | 31,079 | Acquired |
| Nov. 8, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $15.14 | Jan. 27, 2010 | 30,000 | Disposed |
| Oct. 12, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $15.14 | Jan. 27, 2010 | 30,000 | Disposed |
| Sept. 20, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $15.14 | Jan. 27, 2010 | 30,000 | Disposed |
| Aug. 1, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 10,092 | Disposed |
| July 1, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 20,000 | Disposed |
| June 1, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 20,000 | Disposed |
| May 2, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 20,000 | Disposed |
| April 1, 2005 | YUM | Phantom Stock | Common Stock | · | Sept. 9, 2003 | 28,656 | Disposed |
| April 1, 2005 | YUM | Phantom Stock | Common Stock | · | · | 8,096 | Disposed |
| April 1, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 20,000 | Disposed |
| March 1, 2005 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.62 | Jan. 20, 2008 | 20,000 | Disposed |
| Jan. 28, 2005 | YUM | Phantom Stock | Common Stock | · | · | 12,782 | Acquired |
| Jan. 28, 2005 | YUM | Stock Option (Right to Buy) | Common Stock | $45.06 | Jan. 28, 2015 | 32,520 | Acquired |
| Dec. 9, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $13.74 | June 30, 2006 | 1,712 | Disposed |
| Dec. 9, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $8.90 | June 30, 2005 | 1,478 | Disposed |
| Dec. 9, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 29,462 | Disposed |
| Nov. 1, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 25,000 | Disposed |
| Oct. 1, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 25,000 | Disposed |
| Sept. 3, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 21,350 | Disposed |
| Sept. 2, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 950 | Disposed |
| Sept. 1, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 37,700 | Disposed |
| May 3, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 8,000 | Disposed |
| April 1, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 8,000 | Disposed |
| April 1, 2004 | YUM | Phantom Stock | Common Stock | · | · | 31,048 | Disposed |
| March 5, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $5.95 | July 1, 2004 | 1,384 | Disposed |
| March 1, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 8,000 | Disposed |
| Feb. 2, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.01 | Jan. 25, 2006 | 4,908 | Disposed |
| Feb. 2, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.41 | Jan. 25, 2006 | 3,092 | Disposed |
| Jan. 27, 2004 | YUM | Employee Stock Option (right-to-buy) | Common Stock | $34.46 | Jan. 27, 2014 | 43,945 | Acquired |
| Jan. 27, 2004 | YUM | Phantom Stock | Common Stock | · | · | 15,442 | Acquired |
| Jan. 26, 2004 | YUM | Phantom Stock | Common Stock | · | · | 184 | Disposed |
| Jan. 2, 2004 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.01 | Jan. 25, 2006 | 8,000 | Disposed |
| Dec. 1, 2003 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.01 | Jan. 25, 2006 | 8,000 | Disposed |
| Nov. 3, 2003 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.01 | Jan. 25, 2006 | 8,000 | Disposed |
| Oct. 8, 2003 | YUM | Employee Stock Option (right to buy) | Common Stock | $11.01 | Jan. 25, 2006 | 8,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).