Charles E Rawley III

Insider

First SEC filing: Oct. 3, 2006 · Latest: Oct. 3, 2006

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

YUM selling Sept. 26, 2006

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 31 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

31 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 2, 2006	YUM	M	15,548	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Oct. 2, 2006	YUM	F	6,594	$52.05	$343,218	9,094 Direct	-42.03%	Disposed	684.9% (price as of 2026-08-19)
Oct. 2, 2006	YUM	M	15,548	$52.05	$809,273	15,688 Direct	+11105.71%	Acquired	684.9% (price as of 2026-08-19)
Sept. 26, 2006	YUM	S 10b5-1	1,600	$53.00	$84,800	140 Direct	-91.95%	Disposed	670.9% (price as of 2026-08-19)
Sept. 25, 2006	YUM	M	76	$16.78	$1,275	47,563 Direct	-0.16%	Disposed	2334.8% (price as of 2026-08-19)
Sept. 25, 2006	YUM	S 10b5-1	4,473	$53.00	$237,069	1,740 Direct	-71.99%	Disposed	670.9% (price as of 2026-08-19)
Sept. 25, 2006	YUM	S 10b5-1	2,151	$53.00	$114,003	6,213 Direct	-25.72%	Disposed	670.9% (price as of 2026-08-19)
Sept. 25, 2006	YUM	S 10b5-1	76	$53.00	$4,028	8,364 Direct	-0.90%	Disposed	670.9% (price as of 2026-08-19)
Sept. 25, 2006	YUM	M	76	$16.78	$1,275	8,440 Direct	+0.91%	Acquired	2334.8% (price as of 2026-08-19)
Sept. 20, 2006	YUM	M	13,252	$16.78	$222,369	47,639 Direct	-21.76%	Disposed	2334.8% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	6,352	$53.00	$336,656	8,364 Direct	-43.16%	Disposed	670.9% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	1,000	$53.10	$53,100	14,716 Direct	-6.36%	Disposed	669.4% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	600	$53.02	$31,812	15,716 Direct	-3.68%	Disposed	670.6% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	600	$53.03	$31,818	16,316 Direct	-3.55%	Disposed	670.4% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	1,200	$53.04	$63,648	16,916 Direct	-6.62%	Disposed	670.3% (price as of 2026-08-19)
Sept. 20, 2006	YUM	S 10b5-1	3,500	$53.05	$185,675	18,116 Direct	-16.19%	Disposed	670.2% (price as of 2026-08-19)
Sept. 20, 2006	YUM	M	13,252	$16.78	$222,369	21,616 Direct	+158.44%	Acquired	2334.8% (price as of 2026-08-19)
July 3, 2006	YUM	M	10,546	—	—	15,548 Direct	-40.42%	Disposed	(price as of 2026-08-19)
July 3, 2006	YUM	F	4,473	$50.27	$224,858	8,364 Direct	-34.84%	Disposed	712.7% (price as of 2026-08-19)
July 3, 2006	YUM	M	10,546	$50.27	$530,147	12,837 Direct	+460.32%	Acquired	712.7% (price as of 2026-08-19)
May 8, 2006	YUM	M	1,675	$16.78	$28,106	60,891 Direct	-2.68%	Disposed	2334.8% (price as of 2026-08-19)
May 8, 2006	YUM	S 10b5-1	1,675	$53.00	$88,775	2,291 Direct	-42.23%	Disposed	670.9% (price as of 2026-08-19)
May 8, 2006	YUM	M	1,675	$16.78	$28,106	3,966 Direct	+73.11%	Acquired	2334.8% (price as of 2026-08-19)
May 5, 2006	YUM	M	58,328	$15.14	$883,086	0 Direct	-100.00%	Disposed	2598.6% (price as of 2026-08-19)
May 5, 2006	YUM	S 10b5-1	58,328	$52.25	$3,047,638	2,291 Direct	-96.22%	Disposed	681.9% (price as of 2026-08-19)
May 5, 2006	YUM	M	58,328	$15.14	$883,086	60,619 Direct	+2545.96%	Acquired	2598.6% (price as of 2026-08-19)
April 3, 2006	YUM	M	3,736	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
April 3, 2006	YUM	F	1,585	$48.86	$77,443	2,291 Direct	-40.89%	Disposed	736.2% (price as of 2026-08-19)
April 3, 2006	YUM	M	3,736	$48.86	$182,541	3,876 Direct	+2668.57%	Acquired	736.2% (price as of 2026-08-19)
Feb. 10, 2006	YUM	M	30,000	$15.14	$454,200	58,328 Direct	-33.96%	Disposed	2598.6% (price as of 2026-08-19)
Feb. 10, 2006	YUM	S 10b5-1	30,000	$50.00	$1,500,000	140 Direct	-99.54%	Disposed	717.1% (price as of 2026-08-19)
Feb. 10, 2006	YUM	M	30,000	$15.14	$454,200	30,140 Direct	+21428.57%	Acquired	2598.6% (price as of 2026-08-19)
Jan. 27, 2006	YUM	M	445	—	—	14,997 Direct	-2.88%	Disposed	(price as of 2026-08-19)
Jan. 27, 2006	YUM	F	445	$50.23	$22,352	140 Direct	-76.07%	Disposed	713.4% (price as of 2026-08-19)
Jan. 27, 2006	YUM	M	445	—	—	585 Direct	+317.86%	Acquired	(price as of 2026-08-19)
Jan. 26, 2006	YUM	A	11,683	$48.94	$571,766	11,683 Direct	—	Acquired	734.8% (price as of 2026-08-19)
Jan. 26, 2006	YUM	A	31,079	$48.94	$1,521,006	31,079 Direct	—	Acquired	734.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	1,902	$50.69	$96,412	13,867 Direct	-12.06%	Disposed	706.0% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	2,093	$50.68	$106,073	11,774 Direct	-15.09%	Disposed	706.2% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	995	$50.67	$50,417	10,779 Direct	-8.45%	Disposed	706.3% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	527	$50.66	$26,698	10,252 Direct	-4.89%	Disposed	706.5% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	2,283	$50.65	$115,634	7,969 Direct	-22.27%	Disposed	706.6% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	483	$50.64	$24,459	7,486 Direct	-6.06%	Disposed	706.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	322	$50.63	$16,303	7,164 Direct	-4.30%	Disposed	707.0% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	146	$50.62	$7,391	7,018 Direct	-2.04%	Disposed	707.1% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	454	$50.61	$22,977	6,564 Direct	-6.47%	Disposed	707.3% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	907	$50.60	$45,894	5,657 Direct	-13.82%	Disposed	707.4% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	1,654	$50.59	$83,676	4,003 Direct	-29.24%	Disposed	707.6% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	468	$50.58	$23,671	3,535 Direct	-11.69%	Disposed	707.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	1,156	$50.57	$58,459	2,379 Direct	-32.70%	Disposed	707.9% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	2,239	$50.56	$113,204	140 Direct	-94.12%	Disposed	708.1% (price as of 2026-08-19)
Nov. 8, 2005	YUM	M	30,000	$15.14	$454,200	88,328 Direct	-25.35%	Disposed	2598.6% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	1,888	$50.70	$95,722	15,769 Direct	-10.69%	Disposed	705.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	2,371	$50.71	$120,233	17,657 Direct	-11.84%	Disposed	705.7% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	3,234	$50.72	$164,028	20,028 Direct	-13.90%	Disposed	705.5% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	834	$50.73	$42,309	23,262 Direct	-3.46%	Disposed	705.4% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	1,346	$50.74	$68,296	24,096 Direct	-5.29%	Disposed	705.2% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	2,224	$50.75	$112,868	25,442 Direct	-8.04%	Disposed	705.1% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	498	$50.76	$25,278	27,666 Direct	-1.77%	Disposed	704.9% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	161	$50.77	$8,174	28,164 Direct	-0.57%	Disposed	704.7% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	176	$50.78	$8,937	28,325 Direct	-0.62%	Disposed	704.6% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	234	$50.79	$11,885	28,501 Direct	-0.81%	Disposed	704.4% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	351	$50.80	$17,831	28,735 Direct	-1.21%	Disposed	704.3% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	132	$50.81	$6,707	29,086 Direct	-0.45%	Disposed	704.1% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	161	$50.82	$8,182	29,218 Direct	-0.55%	Disposed	703.9% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	263	$50.83	$13,368	29,379 Direct	-0.89%	Disposed	703.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	307	$50.84	$15,608	29,642 Direct	-1.03%	Disposed	703.6% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	15	$50.85	$763	29,949 Direct	-0.05%	Disposed	703.5% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	59	$50.86	$3,001	29,964 Direct	-0.20%	Disposed	703.3% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	59	$50.88	$3,002	30,023 Direct	-0.20%	Disposed	703.0% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	15	$50.89	$763	30,082 Direct	-0.05%	Disposed	702.8% (price as of 2026-08-19)
Nov. 8, 2005	YUM	S 10b5-1	43	$50.92	$2,190	30,097 Direct	-0.14%	Disposed	702.4% (price as of 2026-08-19)
Nov. 8, 2005	YUM	M	30,000	$15.14	$454,200	30,140 Direct	+21428.57%	Acquired	2598.6% (price as of 2026-08-19)
Oct. 12, 2005	YUM	M	30,000	$15.14	$454,200	118,328 Direct	-20.23%	Disposed	2598.6% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	24,200	$50.00	$1,210,000	140 Direct	-99.42%	Disposed	717.1% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	100	$50.01	$5,001	24,340 Direct	-0.41%	Disposed	717.0% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	1,300	$50.05	$65,065	24,440 Direct	-5.05%	Disposed	716.3% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	600	$50.11	$30,066	25,740 Direct	-2.28%	Disposed	715.3% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	2,500	$50.12	$125,300	26,340 Direct	-8.67%	Disposed	715.2% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	200	$50.14	$10,028	28,840 Direct	-0.69%	Disposed	714.8% (price as of 2026-08-19)
Oct. 12, 2005	YUM	S 10b5-1	1,100	$50.17	$55,187	29,040 Direct	-3.65%	Disposed	714.4% (price as of 2026-08-19)
Oct. 12, 2005	YUM	M	30,000	$15.14	$454,200	30,140 Direct	+21428.57%	Acquired	2598.6% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	2,500	$50.05	$125,125	20,940 Direct	-10.67%	Disposed	716.3% (price as of 2026-08-19)
Sept. 20, 2005	YUM	M	30,000	$15.14	$454,200	148,328 Direct	-16.82%	Disposed	2598.6% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	14,500	$50.00	$725,000	140 Direct	-99.04%	Disposed	717.1% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	1,700	$50.01	$85,017	14,640 Direct	-10.40%	Disposed	717.0% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	1,800	$50.02	$90,036	16,340 Direct	-9.92%	Disposed	716.8% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	2,800	$50.04	$140,112	18,140 Direct	-13.37%	Disposed	716.5% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	2,100	$50.06	$105,126	23,440 Direct	-8.22%	Disposed	716.2% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	1,400	$50.08	$70,112	25,540 Direct	-5.20%	Disposed	715.8% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	2,300	$50.09	$115,207	26,940 Direct	-7.87%	Disposed	715.7% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	600	$50.10	$30,060	29,240 Direct	-2.01%	Disposed	715.5% (price as of 2026-08-19)
Sept. 20, 2005	YUM	S 10b5-1	300	$50.11	$15,033	29,840 Direct	-1.00%	Disposed	715.3% (price as of 2026-08-19)
Sept. 20, 2005	YUM	M	30,000	$15.14	$454,200	30,140 Direct	+21428.57%	Acquired	2598.6% (price as of 2026-08-19)
Aug. 1, 2005	YUM	M	10,092	$13.62	$137,453	0 Direct	-100.00%	Disposed	2899.7% (price as of 2026-08-19)
Aug. 1, 2005	YUM	S 10b5-1	548	$51.63	$28,293	140 Direct	-79.65%	Disposed	691.3% (price as of 2026-08-19)
Aug. 1, 2005	YUM	S 10b5-1	190	$51.48	$9,781	688 Direct	-21.64%	Disposed	693.6% (price as of 2026-08-19)
Aug. 1, 2005	YUM	S 10b5-1	664	$51.49	$34,189	878 Direct	-43.06%	Disposed	693.5% (price as of 2026-08-19)
Aug. 1, 2005	YUM	S 10b5-1	24	$51.50	$1,236	1,542 Direct	-1.53%	Disposed	693.3% (price as of 2026-08-19)
Aug. 1, 2005	YUM	S 10b5-1	237	$51.51	$12,208	1,566 Direct	-13.14%	Disposed	693.2% (price as of 2026-08-19)

Showing latest 100 of 432 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 2, 2006	YUM	Phantom Stock	Common Stock (15,548)	—	—	15,548	Disposed
Sept. 25, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (76)	$16.78	Jan. 25, 2011	76	Disposed
Sept. 20, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (13,252)	$16.78	Jan. 25, 2011	13,252	Disposed
July 3, 2006	YUM	Phantom Stock	Common Stock (10,546)	—	—	10,546	Disposed
May 8, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (1,675)	$16.78	Jan. 25, 2011	1,675	Disposed
May 5, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (58,328)	$15.14	Jan. 27, 2010	58,328	Disposed
April 3, 2006	YUM	Phantom Stock	Common Stock (3,736)	—	—	3,736	Disposed
Feb. 10, 2006	YUM	Employee Stock Option (right to buy)	Common Stock (30,000)	$15.14	Jan. 27, 2010	30,000	Disposed
Jan. 27, 2006	YUM	Phantom Stock	Common Stock (445)	—	—	445	Disposed
Jan. 26, 2006	YUM	Phantom Stock	Common Stock (11,683)	—	—	11,683	Acquired
Jan. 26, 2006	YUM	YUM Stock Appreciation Right	Common Stock (31,079)	$48.94	Jan. 26, 2016	31,079	Acquired
Nov. 8, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (30,000)	$15.14	Jan. 27, 2010	30,000	Disposed
Oct. 12, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (30,000)	$15.14	Jan. 27, 2010	30,000	Disposed
Sept. 20, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (30,000)	$15.14	Jan. 27, 2010	30,000	Disposed
Aug. 1, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (10,092)	$13.62	Jan. 20, 2008	10,092	Disposed
July 1, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (20,000)	$13.62	Jan. 20, 2008	20,000	Disposed
June 1, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (20,000)	$13.62	Jan. 20, 2008	20,000	Disposed
May 2, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (20,000)	$13.62	Jan. 20, 2008	20,000	Disposed
April 1, 2005	YUM	Phantom Stock	Common Stock (28,656)	—	Sept. 9, 2003	28,656	Disposed
April 1, 2005	YUM	Phantom Stock	Common Stock (8,096)	—	—	8,096	Disposed
April 1, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (20,000)	$13.62	Jan. 20, 2008	20,000	Disposed
March 1, 2005	YUM	Employee Stock Option (right to buy)	Common Stock (20,000)	$13.62	Jan. 20, 2008	20,000	Disposed
Jan. 28, 2005	YUM	Phantom Stock	Common Stock (12,782)	—	—	12,782	Acquired
Jan. 28, 2005	YUM	Stock Option (Right to Buy)	Common Stock (32,520)	$45.06	Jan. 28, 2015	32,520	Acquired
Dec. 9, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (1,712)	$13.74	June 30, 2006	1,712	Disposed
Dec. 9, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (1,478)	$8.90	June 30, 2005	1,478	Disposed
Dec. 9, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (29,462)	$11.41	Jan. 25, 2006	29,462	Disposed
Nov. 1, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (25,000)	$11.41	Jan. 25, 2006	25,000	Disposed
Oct. 1, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (25,000)	$11.41	Jan. 25, 2006	25,000	Disposed
Sept. 3, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (21,350)	$11.41	Jan. 25, 2006	21,350	Disposed
Sept. 2, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (950)	$11.41	Jan. 25, 2006	950	Disposed
Sept. 1, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (37,700)	$11.41	Jan. 25, 2006	37,700	Disposed
May 3, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.41	Jan. 25, 2006	8,000	Disposed
April 1, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.41	Jan. 25, 2006	8,000	Disposed
April 1, 2004	YUM	Phantom Stock	Common Stock (31,048)	—	—	31,048	Disposed
March 5, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (1,384)	$5.95	July 1, 2004	1,384	Disposed
March 1, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.41	Jan. 25, 2006	8,000	Disposed
Feb. 2, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (4,908)	$11.01	Jan. 25, 2006	4,908	Disposed
Feb. 2, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (3,092)	$11.41	Jan. 25, 2006	3,092	Disposed
Jan. 27, 2004	YUM	Employee Stock Option (right-to-buy)	Common Stock (43,945)	$34.46	Jan. 27, 2014	43,945	Acquired
Jan. 27, 2004	YUM	Phantom Stock	Common Stock (15,442)	—	—	15,442	Acquired
Jan. 26, 2004	YUM	Phantom Stock	Common Stock (184)	—	—	184	Disposed
Jan. 2, 2004	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.01	Jan. 25, 2006	8,000	Disposed
Dec. 1, 2003	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.01	Jan. 25, 2006	8,000	Disposed
Nov. 3, 2003	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.01	Jan. 25, 2006	8,000	Disposed
Oct. 8, 2003	YUM	Employee Stock Option (right to buy)	Common Stock (8,000)	$11.01	Jan. 25, 2006	8,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).