Charles Evan Ballantyne

Insider

First SEC filing: April 12, 2023 · Latest: April 12, 2023

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 9 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

9 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 10, 2023	GANX	A	50,000	—	—	50,000 Direct	—	Acquired	(price as of 2026-08-21)
April 10, 2023	GANX	A	100,000	—	—	100,000 Direct	—	Acquired	(price as of 2026-08-21)
June 14, 2016	AGEN	A	75,000	$4.16	$312,000	75,000 Direct	—	Acquired	-90.4% (price as of 2026-08-21)
June 14, 2016	AGEN	A	14,000	—	—	14,000 Direct	—	Acquired	(price as of 2026-08-21)
April 26, 2016	AGEN	A	21,902	$4.15	$90,893	31,902 Direct	+219.02%	Acquired	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	D	7,107	$4.15	$29,494	24,795 Direct	-22.28%	Disposed	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	A	21,683	$4.15	$89,984	21,683 Direct	—	Acquired	-90.4% (price as of 2026-08-21)
April 26, 2016	AGEN	D	7,035	$4.15	$29,195	14,648 Direct	-32.44%	Disposed	-90.4% (price as of 2026-08-21)
Sept. 25, 2015	AGEN	P	10,000	$5.05	$50,500	10,000 Direct	—	Acquired	-92.1% (price as of 2026-08-21)
June 17, 2015	AGEN	A	150,000	$9.78	$1,467,000	150,000 Direct	—	Acquired	-95.9% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 10, 2023	GANX	Restricted Stock Units	Common Stock (50,000)	—	—	50,000	Acquired
April 10, 2023	GANX	Employee Stock Option (right to buy)	Common Stock (100,000)	$4.79	April 10, 2033	100,000	Acquired
June 14, 2016	AGEN	Stock Option, right to buy	Common Stock (75,000)	$4.16	March 31, 2026	75,000	Acquired
June 14, 2016	AGEN	Restricted Stock Unit	Common Stock	—	March 31, 2019	14,000	Acquired
June 17, 2015	AGEN	Stock Option, right to buy	Commmon Stock (150,000)	$9.78	June 17, 2025	150,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2016	$235,981	—	—	—	—	—	—	$483,876
2015	$179,038	$86,100	—	—	—	—	—	$1,425,944

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.