Charles G Goldman

Insider

First SEC filing: Feb. 8, 2007 · Latest: Feb. 8, 2007

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.
Compensation Executive pay disclosed in company proxy statements.

Insider at

SCHW selling Aug. 29, 2008

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 10 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

10 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 17, 2008	SCHW	F	1,595	$19.19	$30,608	47,487 Direct	-3.25%	Disposed	479.4% (price as of 2026-08-21)
Nov. 3, 2008	SCHW	A	13,563	$19.17	$260,003	49,082 Direct	+38.19%	Acquired	480.0% (price as of 2026-08-21)
Nov. 3, 2008	SCHW	A	133,163	—	—	133,163 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 1, 2008	SCHW	F	1,256	$19.19	$24,103	35,519 Direct	-3.42%	Disposed	479.4% (price as of 2026-08-21)
Aug. 29, 2008	SCHW	S	520	$24.05	$12,506	3,137 Indirect	-14.22%	Disposed	362.3% (price as of 2026-08-21)
Aug. 29, 2008	SCHW	S	600	$24.06	$14,436	2,537 Indirect	-19.13%	Disposed	362.2% (price as of 2026-08-21)
Nov. 2, 2007	SCHW	A	10,987	—	—	39,016 Direct	+39.20%	Acquired	(price as of 2026-08-21)
Nov. 1, 2007	SCHW	F	1,246	$22.81	$28,421	28,029 Direct	-4.26%	Disposed	387.5% (price as of 2026-08-21)
Nov. 1, 2007	SCHW	A	104,457	—	—	104,457 Direct	—	Acquired	(price as of 2026-08-21)
Oct. 1, 2007	SCHW	A	15,327	$22.02	$337,501	29,275 Direct	-34.36%	Disposed	405.0% (price as of 2026-08-21)
Oct. 1, 2007	SCHW	A	57,693	—	—	57,693 Direct	—	Acquired	(price as of 2026-08-21)
April 27, 2007	SCHW	S	1,325	$19.75	$26,169	1,416 Indirect	-48.34%	Disposed	463.0% (price as of 2026-08-21)
Feb. 25, 2007	SCHW	F	1,475	$18.96	$27,966	16,599 Direct	-8.16%	Disposed	486.5% (price as of 2026-08-21)
Jan. 25, 2005	SCHW	S	1,000	$11.27	$11,270	3,125 Indirect	-24.24%	Disposed	886.6% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Nov. 3, 2008	SCHW	Nonqualified Stock Option (Right to buy)	Common Stock (133,163)	$19.36	Nov. 3, 2018	133,163	Acquired
Nov. 1, 2007	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (104,457)	—	Nov. 1, 2014	104,457	Acquired
Oct. 1, 2007	SCHW	Nonqualified Stock Option (right to buy)	Common Stock (57,693)	$22.41	Oct. 1, 2014	57,693	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 25 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 8, 2007	SCHW	Common Stock	18,074	Direct
Feb. 8, 2007	SCHW	Common Stock	90	Indirect
Feb. 8, 2007	SCHW	Incentive Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
Feb. 8, 2007	SCHW	Incentive Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Feb. 8, 2007	SCHW	Incentive Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (36,497)	36,497	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (11,000)	11,000	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (50,000)	50,000	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (162,500)	162,500	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (162,500)	162,500	Direct
Feb. 8, 2007	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (45,045)	45,045	Direct
Jan. 7, 2005	SCHW	Common Stock	14,877	Direct
Jan. 7, 2005	SCHW	Common Stock	4,125	Indirect
Jan. 7, 2005	SCHW	Incentive Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
Jan. 7, 2005	SCHW	Incentive Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Jan. 7, 2005	SCHW	Incentive Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (91,241)	91,241	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (11,000)	11,000	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (7,500)	7,500	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (50,000)	50,000	Direct
Jan. 7, 2005	SCHW	Non-Qualified Stock Option (right to buy)→ Common Stock (5,000)	5,000	Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SCHW

Fiscal year	Salary	Bonus	Stock awards	Option awards	Non-equity incentive	Pension change	Other	Total
2007	$433,167	$53,539	—	—	$1,312,894	—	$70,388	$2,141,615

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.