Charles J Fisher JR

CIK 1408469 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 19, 2017 · Latest: May 15, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 22 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 10, 2022 AEMD A 192,600 192,600 Direct Acquired (price as of 2026-08-21)
June 28, 2021 AEMD A 266,888 266,888 Direct Acquired (price as of 2026-08-21)
March 31, 2021 AEMD F 2,575 $2.03 $5,227 19,569 Direct -11.63% Disposed -100.0% (price as of 2026-08-21)
Dec. 31, 2020 AEMD F 2,575 $2.47 $6,360 22,144 Direct -10.42% Disposed -100.0% (price as of 2026-08-21)
Oct. 30, 2020 AEMD A 239,122 239,122 Direct Acquired (price as of 2026-08-21)
Sept. 30, 2020 AEMD F 2,389 $1.35 $3,225 24,719 Direct -8.81% Disposed -99.9% (price as of 2026-08-21)
June 30, 2020 AEMD F 2,389 $2.03 $4,850 26,179 Direct -8.36% Disposed -100.0% (price as of 2026-08-21)
April 3, 2020 AEMD A 929 27,108 Direct +3.55% Acquired (price as of 2026-08-21)
April 3, 2020 AEMD A 23,893 28,568 Direct +511.08% Acquired (price as of 2026-08-21)
March 31, 2020 AEMD F 244 $1.52 $371 4,675 Direct -4.96% Disposed -100.0% (price as of 2026-08-21)
Dec. 31, 2019 AEMD F 246 $0.84 $207 4,919 Direct -4.76% Disposed -99.9% (price as of 2026-08-21)
Sept. 30, 2019 AEMD F 3,684 $0.24 $884 77,469 Direct -4.54% Disposed -100.0% (price as of 2026-08-21)
June 30, 2019 AEMD F 3,684 $0.37 $1,363 81,153 Direct -4.34% Disposed -100.0% (price as of 2026-08-21)
April 1, 2019 AEMD A 36,842 36,842 Direct Acquired (price as of 2026-08-21)
June 14, 2018 AEMD A 26,799 58,714 Direct +83.97% Acquired (price as of 2026-08-21)
March 31, 2018 AEMD F 10,638 $1.19 $12,659 31,915 Direct -25.00% Disposed -100.0% (price as of 2026-08-21)
Dec. 31, 2017 AEMD F 10,638 $1.14 $12,127 42,553 Direct -20.00% Disposed -100.0% (price as of 2026-08-21)
May 13, 2008 XOMA A 25,000 25,000 Direct Acquired
Feb. 21, 2008 XOMA A 93,600 93,600 Direct Acquired
Feb. 21, 2008 XOMA A 93,600 93,600 Direct Acquired
Oct. 31, 2007 XOMA A 20,000 20,000 Direct Acquired
Oct. 31, 2007 XOMA A 20,000 20,000 Direct Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 10, 2022 AEMD Employee Stock Option (Right to Buy) Common Stock (192,600) $1.41 Feb. 9, 2032 192,600 Acquired
June 28, 2021 AEMD Employee Stock Option (Right to Buy) Common Stock (266,888) $5.17 June 27, 2031 266,888 Acquired
Oct. 30, 2020 AEMD Employee Stock Option (Right to Buy) Common Stock (239,122) $1.34 Oct. 29, 2030 239,122 Acquired
April 1, 2019 AEMD Restricted Stock Units (RSU) Common Stock (36,842) 36,842 Acquired
May 13, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (25,000) $2.10 May 13, 2018 25,000 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (93,600) $2.71 Feb. 21, 2018 93,600 Acquired
Feb. 21, 2008 XOMA Non-Qualified Share Option (right to buy) Common Shares (93,600) $2.71 Feb. 21, 2018 93,600 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $3.67 Oct. 31, 2017 20,000 Acquired
Oct. 31, 2007 XOMA Non-Qualified Share Option (right to buy) Common Shares (20,000) $3.67 Oct. 31, 2017 20,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 2 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 19, 2017 AEMD Restricted Stock Units→ Common Stock (53,191) 53,191 Direct
Aug. 1, 2007 XOMA Non-Qualified Share Option (right to buy)→ Common Shares (20,000) 20,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2024 $277,180 $228,153 $505,332
2023 $460,000 $460,000
2022 $436,250 $1,611,646 $430,000 $2,477,896

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.