Charles M Warden

CIK 1354802 · View on SEC EDGAR ↗

Insider

First SEC filing: July 24, 2014 · Latest: June 12, 2026

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 37 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

37 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 15, 2015 OCUL S 1,878 $22.00 $41,316 13,007 Indirect -12.62% Disposed -48.0% (price as of 2026-08-20)
June 15, 2015 OCUL S 318,122 $22.00 $6,998,684 2,202,377 Indirect -12.62% Disposed -48.0% (price as of 2026-08-20)
June 10, 2015 OCUL S 2,506 $22.00 $55,132 14,885 Indirect -14.41% Disposed -48.0% (price as of 2026-08-20)
June 10, 2015 OCUL S 424,494 $22.00 $9,338,868 2,520,499 Indirect -14.41% Disposed -48.0% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
June 10, 2026 OCUL Stock Option (Right to Buy) Common Stock (44,000) $8.74 June 9, 2036 44,000 Acquired
June 11, 2025 OCUL Stock Option (Right to Buy) Common Stock (44,000) $8.82 June 10, 2035 44,000 Acquired
July 24, 2024 OCUL Stock Option (Right to Buy) Common Stock (36,000) $7.91 July 23, 2034 36,000 Acquired
June 14, 2023 OCUL Stock Option (Right to Buy) Common Stock (36,000) $5.31 June 13, 2033 36,000 Acquired
June 16, 2022 OCUL Stock Option (Right to Buy) Common Stock (26,800) $3.43 June 15, 2032 26,800 Acquired
June 18, 2021 OCUL Stock Option (Right to Buy) Common Stock (18,000) $13.51 June 17, 2031 18,000 Acquired
June 25, 2020 OCUL Stock Option (Right to Buy) Common Stock (18,000) $8.75 June 24, 2030 18,000 Acquired
June 11, 2019 OCUL Stock Option (Right to Buy) Common Stock (18,000) $3.90 June 10, 2029 18,000 Acquired
June 14, 2018 OCUL Stock Option (Right to Buy) Common Stock (18,000) $8.14 June 13, 2028 18,000 Acquired
June 1, 2017 OCUL Stock Option (Right to Buy) Common Stock (13,500) $10.71 May 31, 2027 13,500 Acquired
June 2, 2016 OCUL Stock Option (Right to Buy) Common Stock (13,500) $12.05 June 1, 2026 13,500 Acquired
June 11, 2015 OCUL Stock Option (Right to Buy) Common Stock (5,681) $22.54 June 10, 2025 5,681 Acquired
July 30, 2014 OCUL Series D Preferred Stock Common Stock (7,880) — — 20,804 Disposed
July 30, 2014 OCUL Series D Preferred Stock Common Stock (1,334,484) — — 3,523,039 Disposed
July 30, 2014 OCUL Series C Preferred Stock Common Stock (5,444) — — 14,372 Disposed
July 30, 2014 OCUL Series C Preferred Stock Common Stock (921,900) — — 2,433,816 Disposed
July 30, 2014 OCUL Series B Preferred Stock Common Stock (3,622) — — 9,563 Disposed
July 30, 2014 OCUL Series B Preferred Stock Common Stock (613,296) — — 1,619,102 Disposed
July 30, 2014 OCUL Series A Preferred Stock Common Stock (445) — — 1,174 Disposed
July 30, 2014 OCUL Series A Preferred Stock Common Stock (75,313) — — 198,826 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 9 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
July 24, 2014 OCUL Series A Preferred Stock→ Common Stock (75,313) 75,313 Indirect
July 24, 2014 OCUL Series A Preferred Stock→ Common Stock (445) 445 Indirect
July 24, 2014 OCUL Series B Preferred Stock→ Common Stock (613,296) 613,296 Indirect
July 24, 2014 OCUL Series B Preferred Stock→ Common Stock (3,622) 3,622 Indirect
July 24, 2014 OCUL Series C Preferred Stock→ Common Stock (921,900) 921,900 Indirect
July 24, 2014 OCUL Series C Preferred Stock→ Common Stock (5,444) 5,444 Indirect
July 24, 2014 OCUL Series D Preferred Stock→ Common Stock (1,334,484) 1,334,484 Indirect
July 24, 2014 OCUL Series D Preferred Stock→ Common Stock (7,880) 7,880 Indirect
July 24, 2014 OCUL Stock Option (right to buy)→ Common Stock (11,363) 11,363 Direct