Charles O Rossotti

CIK 1237642 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 81 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

81 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 27, 2011 BAC P 10,000 $11.55 $115,500 39,929 Direct +33.41% Acquired 454.6% (price as of 2026-08-19)
May 27, 2011 BAC P 10,000 $11.56 $115,600 29,929 Direct +50.18% Acquired 454.2% (price as of 2026-08-19)
Feb. 4, 2009 BAC P 10,000 $4.91 $49,100 19,929 Direct +100.72% Acquired 1204.7% (price as of 2026-08-19)
April 18, 2006 AES S 2,200 $16.94 $37,268 40,000 Indirect -5.21% Disposed -13.0% (price as of 2026-08-19)
April 18, 2006 AES S 3,300 $16.93 $55,869 42,200 Indirect -7.25% Disposed -12.9% (price as of 2026-08-19)
April 18, 2006 AES S 3,200 $16.92 $54,144 45,500 Indirect -6.57% Disposed -12.9% (price as of 2026-08-19)
April 18, 2006 AES S 700 $16.91 $11,837 48,700 Indirect -1.42% Disposed -12.8% (price as of 2026-08-19)
April 18, 2006 AES S 19,000 $16.90 $321,100 49,400 Indirect -27.78% Disposed -12.8% (price as of 2026-08-19)
April 18, 2006 AES S 6,100 $16.89 $103,029 68,400 Indirect -8.19% Disposed -12.7% (price as of 2026-08-19)
April 18, 2006 AES S 8,800 $16.88 $148,544 74,500 Indirect -10.56% Disposed -12.6% (price as of 2026-08-19)
April 18, 2006 AES S 6,200 $16.87 $104,594 83,300 Indirect -6.93% Disposed -12.6% (price as of 2026-08-19)
April 18, 2006 AES S 2,100 $16.86 $35,406 89,500 Indirect -2.29% Disposed -12.5% (price as of 2026-08-19)
April 18, 2006 AES S 6,600 $16.85 $111,210 91,600 Indirect -6.72% Disposed -12.5% (price as of 2026-08-19)
April 18, 2006 AES S 3,300 $16.84 $55,572 98,200 Indirect -3.25% Disposed -12.4% (price as of 2026-08-19)
April 18, 2006 AES S 4,000 $16.83 $67,320 101,500 Indirect -3.79% Disposed -12.4% (price as of 2026-08-19)
April 18, 2006 AES S 2,100 $16.82 $35,322 105,500 Indirect -1.95% Disposed -12.3% (price as of 2026-08-19)
April 18, 2006 AES S 400 $16.81 $6,724 107,600 Indirect -0.37% Disposed -12.3% (price as of 2026-08-19)
April 18, 2006 AES S 6,800 $16.80 $114,240 108,000 Indirect -5.92% Disposed -12.2% (price as of 2026-08-19)
April 18, 2006 AES S 200 $16.79 $3,358 114,800 Indirect -0.17% Disposed -12.2% (price as of 2026-08-19)

Showing latest 100 of 120 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
April 20, 2017 AES Units Common Stock (40,902) — — 40,902 Acquired
April 21, 2016 AES Units Common Stock (42,043) — — 42,043 Acquired
April 23, 2015 AES Units Common Stock (35,094) — — 35,094 Acquired
April 17, 2014 AES Units Common Stock (32,756) — — 32,756 Acquired
April 18, 2013 AES Units Common Stock (37,012) — — 37,012 Acquired
March 20, 2013 AES Stock Option (Right to Buy) Common Stock (17,725) $6.70 May 13, 2013 17,725 Disposed
March 20, 2013 AES Stock Option (Right to Buy) Common Stock (4,187) $3.62 March 31, 2013 4,187 Disposed
May 9, 2012 BAC Phantom Stock Common Stock (34,929) — — 34,929 Acquired
April 19, 2012 AES Units Common Stock (22,759) — — 22,759 Acquired
March 23, 2012 BAC Phantom Stock Common Stock (353) — — 353 Acquired
May 11, 2011 BAC Phantom Stock Common Stock (22,041) — — 22,041 Acquired
April 21, 2011 AES Units Common Stock (19,281) — — 19,281 Acquired
March 25, 2011 BAC Phantom Stock Common Stock (128) — — 128 Acquired
April 28, 2010 BAC Phantom Stock Common Stock (15,186) — — 15,186 Acquired
April 22, 2010 AES Units Common Stock (20,327) — — 20,327 Acquired
March 26, 2010 BAC Phantom Stock Common Stock (35) — — 35 Acquired
Nov. 1, 2009 BAC Phantom Stock Common Stock (1,032) $0.00 — 1,032 Acquired
Sept. 25, 2009 BAC Phantom Stock Common Stock (17) $0.00 — 17 Acquired
June 26, 2009 BAC Phantom Stock Common Stock (22) $0.00 — 22 Acquired
April 29, 2009 BAC Phantom Stock Common Stock (27,650) $0.00 — 27,650 Acquired
April 23, 2009 AES Units Common Stock (32,714) — — 32,714 Acquired
Jan. 1, 2009 65100 ML Stock Units [F4] Common Stock (7,220) — — 7,220 Disposed
Jan. 1, 2009 65100 Stock Option (Right to Buy) Common Stock (2,512) $50.51 Oct. 1, 2014 2,512 Disposed
Dec. 18, 2008 65100 ML Stock Units [F1] Common Stock (608) — — 608 Acquired
Nov. 28, 2008 65100 ML Stock Units [F1] Common Stock (586) — — 586 Acquired
Oct. 31, 2008 65100 ML Stock Units [F1] Common Stock (410) — — 410 Acquired
Sept. 30, 2008 65100 ML Stock Units [F1] Common Stock (310) — — 310 Acquired
Aug. 29, 2008 65100 ML Stock Units [F1] Common Stock (267) — — 267 Acquired
July 31, 2008 65100 ML Stock Units [F1] Common Stock (281) — — 281 Acquired
June 30, 2008 65100 ML Stock Units [F1] Common Stock (232) — — 232 Acquired
May 30, 2008 65100 ML Stock Units [F1] Common Stock (170) — — 170 Acquired
April 30, 2008 65100 ML Stock Units [F1] Common Stock (149) — — 149 Acquired
April 24, 2008 AES Units Common Stock (12,358) — — 12,358 Acquired
March 31, 2008 65100 ML Stock Units [F1] Common Stock (186) — — 186 Acquired
Feb. 29, 2008 65100 ML Stock Units [F1] Common Stock (148) — — 148 Acquired
Jan. 31, 2008 65100 ML Stock Units [F1] Common Stock (134) — — 134 Acquired
Dec. 31, 2007 65100 ML Stock Units [F1] Common Stock (141) — — 141 Acquired
Nov. 30, 2007 65100 ML Stock Units [F1] Common Stock (124) — — 124 Acquired
Oct. 31, 2007 65100 ML Stock Units [F1] Common Stock (114) — — 114 Acquired
Oct. 12, 2007 AES Units Common Stock (10,208) — — 10,208 Acquired
Sept. 28, 2007 65100 ML Stock Units [F1] Common Stock (104) — — 104 Acquired
Aug. 31, 2007 65100 ML Stock Units [F1] Common Stock (101) — — 101 Acquired
July 31, 2007 65100 ML Stock Units [F1] Common Stock (98) — — 98 Acquired
June 29, 2007 65100 ML Stock Units [F1] Common Stock (88) — — 88 Acquired
May 31, 2007 65100 ML Stock Units [F1] Common Stock (79) — — 79 Acquired
April 30, 2007 65100 ML Stock Units [F3] Common Stock (68) — — 68 Acquired
March 30, 2007 65100 ML Stock Units [F1] Common Stock (76) — — 76 Acquired
Feb. 28, 2007 65100 ML Stock Units [F1] Common Stock (74) — — 74 Acquired
Jan. 31, 2007 65100 ML Stock Units [F1] Common Stock (67) — — 67 Acquired
Dec. 31, 2006 65100 ML Stock Units [F1] Common Stock (66) — — 66 Acquired
Nov. 30, 2006 65100 ML Stock Units [F1] Common Stock (70) — — 70 Acquired
Oct. 31, 2006 65100 ML Stock Units [F1] Common Stock (71) — — 71 Acquired
Sept. 30, 2006 65100 ML Stock Units [F1] Common Stock (79) — — 79 Acquired
Aug. 31, 2006 65100 ML Stock Units [F1] Common Stock (85) — — 85 Acquired
July 31, 2006 65100 ML Stock Units [F1] Common Stock (86) — — 86 Acquired
June 30, 2006 65100 ML Stock Units [F1] Common Stock (89) — — 89 Acquired
May 31, 2006 65100 ML Stock Units [F1] Common Stock (86) — — 86 Acquired
May 11, 2006 AES Units Common Stock (9,070) — — 9,070 Acquired
April 28, 2006 65100 ML Stock Units [F3] Common Stock (80) — — 80 Acquired
March 31, 2006 65100 ML Stock Units [F1] Common Stock (79) — — 79 Acquired
Feb. 28, 2006 65100 ML Stock Units [F1] Common Stock (80) — — 80 Acquired
Jan. 31, 2006 65100 ML Stock Units [F1] Common Stock (83) — — 83 Acquired
Dec. 30, 2005 65100 ML Stock Units [F1] Common Stock (92) — — 92 Acquired
Nov. 30, 2005 65100 ML Stock Units [F1] Common Stock (93) — — 93 Acquired
Oct. 31, 2005 65100 ML Stock Units [F1] Common Stock (96) — — 96 Acquired
Sept. 30, 2005 65100 ML Stock Units [F1] Common Stock (101) — — 101 Acquired
Aug. 31, 2005 65100 ML Stock Units [F1] Common Stock (110) — — 110 Acquired
July 29, 2005 65100 ML Stock Units [F1] Common Stock (105) — — 105 Acquired
June 30, 2005 65100 ML Stock Units [F1] Common Stock (112) — — 112 Acquired
May 31, 2005 65100 ML Stock Units [F1] Common Stock (115) — — 115 Acquired
April 29, 2005 65100 ML Stock Units [F1] Common Stock (116) — — 116 Acquired
April 28, 2005 AES Units Common Stock (9,975) — — 9,975 Acquired
March 31, 2005 65100 ML Stock Units [F1] Common Stock (110) — — 110 Acquired
Feb. 28, 2005 65100 ML Stock Units [F1] Common Stock (106) — — 106 Acquired
Jan. 31, 2005 65100 ML Stock Units [F1] Common Stock (104) — — 104 Acquired
Oct. 1, 2004 65100 Stock Option - Right To Acquire [F2] Common Stock (2,512) $50.51 Oct. 1, 2014 2,512 Acquired
April 28, 2004 AES Common Stock Common Stock (18,636) — — 18,636 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Nov. 16, 2010 BAH Class A Common Stock [F1] 59,580 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (3,330) 3,330 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (4,340) 4,340 Direct
Nov. 16, 2010 BAH Stock Option (right to buy)→ Class A Common Stock (2,330) 2,330 Direct
Feb. 2, 2009 BAC Common Stock 3,867 Direct
Feb. 2, 2009 BAC Stock Unit Plan→ Common Stock (6,206) 6,206 Direct