Charles O Rossotti
Insider
First SEC filing: Jan. 5, 2009 · Latest: Jan. 5, 2009
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net: $0
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Aug. 4, 2025 | BAH | A | 3,097 | · | · | 9,096 Direct | +51.63% | Acquired | (price as of 2026-10-02) |
| June 4, 2025 | BAH | G | 8,088 | · | · | 5,999 Direct | -57.41% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2024 | BAH | A | 2,414 | · | · | 14,087 Direct | +20.68% | Acquired | (price as of 2026-10-02) |
| June 4, 2024 | BAH | G | 14,000 | · | · | 11,673 Direct | -54.53% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2023 | BAH | A | 2,595 | · | · | 25,673 Direct | +11.24% | Acquired | (price as of 2026-10-02) |
| June 5, 2023 | BAH | G | 13,000 | · | · | 23,078 Direct | -36.03% | Disposed | (price as of 2026-10-02) |
| June 1, 2023 | BAH | G | 6,500 | · | · | 36,078 Direct | -15.27% | Disposed | (price as of 2026-10-02) |
| Aug. 15, 2022 | BAH | G | 7,459 | · | · | 42,578 Direct | -14.91% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2022 | BAH | A | 3,332 | · | · | 50,037 Direct | +7.13% | Acquired | (price as of 2026-10-02) |
| May 26, 2022 | BAH | G | 15,500 | · | · | 46,705 Direct | -24.92% | Disposed | (price as of 2026-10-02) |
| May 25, 2022 | BAH | G | 7,750 | · | · | 62,205 Direct | -11.08% | Disposed | (price as of 2026-10-02) |
| Aug. 10, 2021 | BAH | G | 12,225 | · | · | 76,065 Direct | -13.85% | Disposed | (price as of 2026-10-02) |
| Aug. 10, 2021 | BAH | G | 6,110 | · | · | 69,955 Direct | -8.03% | Disposed | (price as of 2026-10-02) |
| Aug. 3, 2021 | BAH | A | 3,867 | · | · | 88,290 Direct | +4.58% | Acquired | (price as of 2026-10-02) |
| Nov. 16, 2020 | BAH | G | 1,384 | · | · | 84,423 Direct | -1.61% | Disposed | (price as of 2026-10-02) |
| Aug. 4, 2020 | BAH | A | 3,010 | · | · | 85,807 Direct | +3.64% | Acquired | (price as of 2026-10-02) |
| May 29, 2020 | BAH | G | 7,598 | · | · | 82,797 Direct | -8.41% | Disposed | (price as of 2026-10-02) |
| Nov. 12, 2019 | BAH | G | 16,170 | · | · | 90,395 Direct | -15.17% | Disposed | (price as of 2026-10-02) |
| Aug. 1, 2019 | BAH | A | 3,626 | · | · | 113,913 Direct | +3.29% | Acquired | (price as of 2026-10-02) |
| May 31, 2019 | BAH | G | 7,348 | · | · | 106,565 Direct | -6.45% | Disposed | (price as of 2026-10-02) |
| Feb. 7, 2019 | BAH | M | 10,000 | $6.08 | $60,800 | 120,287 Direct | +9.07% | Acquired | 1007.7% (price as of 2026-10-02) |
| Feb. 7, 2019 | BAH | S | 10,000 | $53.26 | $532,600 | 110,287 Direct | -8.31% | Disposed | 26.5% (price as of 2026-10-02) |
| Feb. 7, 2019 | BAH | M | 10,000 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| Nov. 9, 2018 | BAH | G | 4,800 | · | · | 110,287 Direct | -4.17% | Disposed | (price as of 2026-10-02) |
| Nov. 8, 2018 | BAH | G | 204 | · | · | 115,087 Direct | -0.18% | Disposed | (price as of 2026-10-02) |
| Nov. 7, 2018 | BAH | G | 2,754 | · | · | 115,291 Direct | -2.33% | Disposed | (price as of 2026-10-02) |
| Aug. 2, 2018 | BAH | A | 5,269 | · | · | 118,045 Direct | +4.67% | Acquired | (price as of 2026-10-02) |
| Aug. 10, 2017 | BAH | A | 6,428 | · | · | 112,776 Direct | +6.04% | Acquired | (price as of 2026-10-02) |
| April 20, 2017 | AES | A | 40,902 | · | · | 344,175 Direct | +13.49% | Acquired | (price as of 2026-10-02) |
| Aug. 5, 2016 | BAH | A | 6,947 | · | · | 106,348 Direct | +6.99% | Acquired | (price as of 2026-10-02) |
| April 21, 2016 | AES | A | 42,043 | · | · | 303,273 Direct | +16.09% | Acquired | (price as of 2026-10-02) |
| Aug. 7, 2015 | BAH | A | 7,474 | · | · | 99,401 Direct | +8.13% | Acquired | (price as of 2026-10-02) |
| April 23, 2015 | AES | A | 35,094 | · | · | 261,230 Direct | +15.52% | Acquired | (price as of 2026-10-02) |
| Aug. 8, 2014 | BAH | A | 8,499 | · | · | 91,927 Direct | +10.19% | Acquired | (price as of 2026-10-02) |
| April 17, 2014 | AES | A | 32,756 | · | · | 226,136 Direct | +16.94% | Acquired | (price as of 2026-10-02) |
| Aug. 21, 2013 | BAH | A | 8,730 | · | · | 83,428 Direct | +11.69% | Acquired | (price as of 2026-10-02) |
| April 18, 2013 | AES | A | 37,012 | · | · | 193,380 Direct | +23.67% | Acquired | (price as of 2026-10-02) |
| March 20, 2013 | AES | M | 17,725 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 20, 2013 | AES | M | 4,187 | · | · | 0 Direct | -100.00% | Disposed | (price as of 2026-10-02) |
| March 20, 2013 | AES | M | 17,725 | $6.70 | $118,758 | 31,912 Direct | +124.94% | Acquired | 122.5% (price as of 2026-10-02) |
| March 20, 2013 | AES | M | 4,187 | $3.62 | $15,157 | 14,187 Direct | +41.87% | Acquired | 311.9% (price as of 2026-10-02) |
| Aug. 2, 2012 | BAH | A | 2,887 | · | · | 74,698 Direct | +4.02% | Acquired | (price as of 2026-10-02) |
| May 9, 2012 | BAC | A | 34,929 | · | · | 101,391 Direct | +52.55% | Acquired | (price as of 2026-10-02) |
| April 19, 2012 | AES | A | 22,759 | · | · | 156,368 Direct | +17.03% | Acquired | (price as of 2026-10-02) |
| April 1, 2012 | BAH | A | 2,936 | · | · | 71,811 Direct | +4.26% | Acquired | (price as of 2026-10-02) |
| March 23, 2012 | BAC | A | 353 | · | · | 66,462 Direct | +0.53% | Acquired | (price as of 2026-10-02) |
| May 27, 2011 | BAC | P | 10,000 | $11.55 | $115,500 | 39,929 Direct | +33.41% | Acquired | 365.4% (price as of 2026-10-02) |
| May 27, 2011 | BAC | P | 10,000 | $11.56 | $115,600 | 29,929 Direct | +50.18% | Acquired | 365.0% (price as of 2026-10-02) |
| May 11, 2011 | BAC | A | 22,041 | · | · | 66,109 Direct | +50.02% | Acquired | (price as of 2026-10-02) |
| April 21, 2011 | AES | A | 19,281 | $13.01 | $250,846 | 133,609 Direct | +16.86% | Acquired | 14.6% (price as of 2026-10-02) |
| April 1, 2011 | BAH | A | 9,295 | · | · | 68,875 Direct | +15.60% | Acquired | (price as of 2026-10-02) |
| March 25, 2011 | BAC | A | 128 | · | · | 44,068 Direct | +0.29% | Acquired | (price as of 2026-10-02) |
| April 28, 2010 | BAC | A | 15,186 | · | · | 43,940 Direct | +52.81% | Acquired | (price as of 2026-10-02) |
| April 22, 2010 | AES | A | 20,327 | $12.34 | $250,835 | 114,328 Direct | +21.62% | Acquired | 20.8% (price as of 2026-10-02) |
| March 26, 2010 | BAC | A | 35 | · | · | 28,755 Direct | +0.12% | Acquired | (price as of 2026-10-02) |
| Nov. 1, 2009 | BAC | A | 1,032 | · | · | 28,720 Direct | +3.73% | Acquired | (price as of 2026-10-02) |
| Sept. 25, 2009 | BAC | A | 17 | · | · | 27,688 Direct | +0.06% | Acquired | (price as of 2026-10-02) |
| June 26, 2009 | BAC | A | 22 | · | · | 27,671 Direct | +0.08% | Acquired | (price as of 2026-10-02) |
| April 29, 2009 | BAC | A | 27,650 | · | · | 27,650 Direct | · | Acquired | (price as of 2026-10-02) |
| April 23, 2009 | AES | A | 32,714 | $6.69 | $218,857 | 94,001 Direct | +53.38% | Acquired | 122.9% (price as of 2026-10-02) |
| Feb. 4, 2009 | BAC | P | 10,000 | $4.91 | $49,100 | 19,929 Direct | +100.72% | Acquired | 994.7% (price as of 2026-10-02) |
| Feb. 1, 2009 | BAC | A | 6,062 | $6.58 | $39,888 | 9,929 Direct | +156.76% | Acquired | 716.9% (price as of 2026-10-02) |
| Jan. 1, 2009 | 65100 | D | 4,500 | · | · | 0 Direct | -100.00% | Disposed | |
| Jan. 1, 2009 | 65100 | D | 18,173 | $24.08 | $437,606 | 0 Direct | -100.00% | Disposed | |
| Jan. 1, 2009 | 65100 | D | 7,220 | $12.22 | $88,228 | 0 Direct | -100.00% | Disposed | |
| Jan. 1, 2009 | 65100 | D | 2,512 | · | · | 0 Direct | -100.00% | Disposed | |
| Dec. 18, 2008 | 65100 | A | 608 | $12.32 | $7,491 | 7,220 Direct | +9.20% | Acquired | |
| Nov. 28, 2008 | 65100 | A | 586 | $12.78 | $7,489 | 6,449 Direct | +9.99% | Acquired | |
| Oct. 31, 2008 | 65100 | A | 410 | $18.28 | $7,495 | 5,863 Direct | +7.52% | Acquired | |
| Sept. 30, 2008 | 65100 | A | 310 | $24.17 | $7,493 | 5,452 Direct | +6.03% | Acquired | |
| Aug. 29, 2008 | 65100 | A | 267 | $28.01 | $7,479 | 5,079 Direct | +5.55% | Acquired | |
| July 31, 2008 | 65100 | A | 281 | $26.65 | $7,489 | 4,811 Direct | +6.20% | Acquired | |
| June 30, 2008 | 65100 | A | 232 | $32.21 | $7,473 | 4,530 Direct | +5.40% | Acquired | |
| May 30, 2008 | 65100 | A | 170 | $44.04 | $7,487 | 4,297 Direct | +4.12% | Acquired | |
| April 30, 2008 | 65100 | A | 149 | $50.15 | $7,472 | 4,094 Direct | +3.78% | Acquired | |
| April 24, 2008 | 65100 | A | 3,930 | · | · | 17,530 Direct | +28.90% | Acquired | |
| April 24, 2008 | AES | A | 12,358 | $17.71 | $218,860 | 61,287 Indirect | +25.26% | Acquired | -15.8% (price as of 2026-10-02) |
| March 31, 2008 | 65100 | A | 186 | $40.12 | $7,462 | 3,945 Direct | +4.95% | Acquired | |
| Feb. 29, 2008 | 65100 | A | 148 | $50.34 | $7,450 | 3,732 Direct | +4.13% | Acquired | |
| Jan. 31, 2008 | 65100 | A | 134 | $55.65 | $7,457 | 3,583 Direct | +3.89% | Acquired | |
| Dec. 31, 2007 | 65100 | A | 141 | $53.14 | $7,493 | 3,449 Direct | +4.26% | Acquired | |
| Nov. 30, 2007 | 65100 | A | 124 | $60.43 | $7,493 | 3,307 Direct | +3.90% | Acquired | |
| Oct. 31, 2007 | 65100 | A | 114 | $65.70 | $7,490 | 3,164 Direct | +3.74% | Acquired | |
| Oct. 12, 2007 | AES | A | 10,208 | $21.44 | $218,860 | 48,929 Indirect | +26.36% | Acquired | -30.5% (price as of 2026-10-02) |
| Sept. 28, 2007 | 65100 | A | 104 | $71.52 | $7,438 | 3,050 Direct | +3.53% | Acquired | |
| Aug. 31, 2007 | 65100 | A | 101 | $73.86 | $7,460 | 2,945 Direct | +3.55% | Acquired | |
| July 31, 2007 | 65100 | A | 98 | $76.35 | $7,482 | 2,831 Direct | +3.59% | Acquired | |
| June 29, 2007 | 65100 | A | 88 | $84.40 | $7,427 | 2,732 Direct | +3.33% | Acquired | |
| May 31, 2007 | 65100 | A | 79 | $93.86 | $7,415 | 2,643 Direct | +3.08% | Acquired | |
| April 30, 2007 | 65100 | A | 68 | $90.65 | $6,164 | 2,554 Direct | +2.74% | Acquired | |
| April 27, 2007 | 65100 | A | 2,053 | · | · | 13,406 Direct | +18.08% | Acquired | |
| March 30, 2007 | 65100 | A | 76 | $81.55 | $6,198 | 2,485 Direct | +3.15% | Acquired | |
| Feb. 28, 2007 | 65100 | A | 74 | $83.59 | $6,186 | 2,399 Direct | +3.18% | Acquired | |
| Jan. 31, 2007 | 65100 | A | 67 | $92.60 | $6,204 | 2,324 Direct | +2.97% | Acquired | |
| Dec. 31, 2006 | 65100 | A | 66 | $93.47 | $6,169 | 2,257 Direct | +3.01% | Acquired | |
| Nov. 30, 2006 | 65100 | A | 70 | $88.57 | $6,200 | 2,190 Direct | +3.30% | Acquired | |
| Oct. 31, 2006 | 65100 | A | 71 | $87.55 | $6,216 | 2,114 Direct | +3.48% | Acquired | |
| Sept. 30, 2006 | 65100 | A | 79 | $78.77 | $6,223 | 2,042 Direct | +4.02% | Acquired | |
| Aug. 31, 2006 | 65100 | A | 85 | $73.42 | $6,241 | 1,963 Direct | +4.53% | Acquired | |
| July 31, 2006 | 65100 | A | 86 | $72.25 | $6,214 | 1,872 Direct | +4.82% | Acquired |
Showing latest 100 of 150 transactions
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Feb. 7, 2019 | BAH | Employee Stock Option (right to buy) | Class A Common Stock | $6.08 | May 7, 2019 | 10,000 | Disposed |
| April 20, 2017 | AES | Units | Common Stock | · | · | 40,902 | Acquired |
| April 21, 2016 | AES | Units | Common Stock | · | · | 42,043 | Acquired |
| April 23, 2015 | AES | Units | Common Stock | · | · | 35,094 | Acquired |
| April 17, 2014 | AES | Units | Common Stock | · | · | 32,756 | Acquired |
| April 18, 2013 | AES | Units | Common Stock | · | · | 37,012 | Acquired |
| March 20, 2013 | AES | Stock Option (Right to Buy) | Common Stock | $6.70 | May 13, 2013 | 17,725 | Disposed |
| March 20, 2013 | AES | Stock Option (Right to Buy) | Common Stock | $3.62 | March 31, 2013 | 4,187 | Disposed |
| May 9, 2012 | BAC | Phantom Stock | Common Stock | · | · | 34,929 | Acquired |
| April 19, 2012 | AES | Units | Common Stock | · | · | 22,759 | Acquired |
| March 23, 2012 | BAC | Phantom Stock | Common Stock | · | · | 353 | Acquired |
| May 11, 2011 | BAC | Phantom Stock | Common Stock | · | · | 22,041 | Acquired |
| April 21, 2011 | AES | Units | Common Stock | · | · | 19,281 | Acquired |
| March 25, 2011 | BAC | Phantom Stock | Common Stock | · | · | 128 | Acquired |
| April 28, 2010 | BAC | Phantom Stock | Common Stock | · | · | 15,186 | Acquired |
| April 22, 2010 | AES | Units | Common Stock | · | · | 20,327 | Acquired |
| March 26, 2010 | BAC | Phantom Stock | Common Stock | · | · | 35 | Acquired |
| Nov. 1, 2009 | BAC | Phantom Stock | Common Stock | $0.00 | · | 1,032 | Acquired |
| Sept. 25, 2009 | BAC | Phantom Stock | Common Stock | $0.00 | · | 17 | Acquired |
| June 26, 2009 | BAC | Phantom Stock | Common Stock | $0.00 | · | 22 | Acquired |
| April 29, 2009 | BAC | Phantom Stock | Common Stock | $0.00 | · | 27,650 | Acquired |
| April 23, 2009 | AES | Units | Common Stock | · | · | 32,714 | Acquired |
| Jan. 1, 2009 | 65100 | ML Stock Units [F4] | Common Stock | · | · | 7,220 | Disposed |
| Jan. 1, 2009 | 65100 | Stock Option (Right to Buy) | Common Stock | $50.51 | Oct. 1, 2014 | 2,512 | Disposed |
| Dec. 18, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 608 | Acquired |
| Nov. 28, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 586 | Acquired |
| Oct. 31, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 410 | Acquired |
| Sept. 30, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 310 | Acquired |
| Aug. 29, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 267 | Acquired |
| July 31, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 281 | Acquired |
| June 30, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 232 | Acquired |
| May 30, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 170 | Acquired |
| April 30, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 149 | Acquired |
| April 24, 2008 | AES | Units | Common Stock | · | · | 12,358 | Acquired |
| March 31, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 186 | Acquired |
| Feb. 29, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 148 | Acquired |
| Jan. 31, 2008 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 134 | Acquired |
| Dec. 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 141 | Acquired |
| Nov. 30, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 124 | Acquired |
| Oct. 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 114 | Acquired |
| Oct. 12, 2007 | AES | Units | Common Stock | · | · | 10,208 | Acquired |
| Sept. 28, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 104 | Acquired |
| Aug. 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 101 | Acquired |
| July 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 98 | Acquired |
| June 29, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 88 | Acquired |
| May 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 79 | Acquired |
| April 30, 2007 | 65100 | ML Stock Units [F3] | Common Stock | · | · | 68 | Acquired |
| March 30, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 76 | Acquired |
| Feb. 28, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 74 | Acquired |
| Jan. 31, 2007 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 67 | Acquired |
| Dec. 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 66 | Acquired |
| Nov. 30, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 70 | Acquired |
| Oct. 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 71 | Acquired |
| Sept. 30, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 79 | Acquired |
| Aug. 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 85 | Acquired |
| July 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 86 | Acquired |
| June 30, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 89 | Acquired |
| May 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 86 | Acquired |
| May 11, 2006 | AES | Units | Common Stock | · | · | 9,070 | Acquired |
| April 28, 2006 | 65100 | ML Stock Units [F3] | Common Stock | · | · | 80 | Acquired |
| March 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 79 | Acquired |
| Feb. 28, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 80 | Acquired |
| Jan. 31, 2006 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 83 | Acquired |
| Dec. 30, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 92 | Acquired |
| Nov. 30, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 93 | Acquired |
| Oct. 31, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 96 | Acquired |
| Sept. 30, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 101 | Acquired |
| Aug. 31, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 110 | Acquired |
| July 29, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 105 | Acquired |
| June 30, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 112 | Acquired |
| May 31, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 115 | Acquired |
| April 29, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 116 | Acquired |
| April 28, 2005 | AES | Units | Common Stock | · | · | 9,975 | Acquired |
| March 31, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 110 | Acquired |
| Feb. 28, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 106 | Acquired |
| Jan. 31, 2005 | 65100 | ML Stock Units [F1] | Common Stock | · | · | 104 | Acquired |
| Oct. 1, 2004 | 65100 | Stock Option - Right To Acquire [F2] | Common Stock | $50.51 | Oct. 1, 2014 | 2,512 | Acquired |
| April 28, 2004 | AES | Common Stock | Common Stock | · | · | 18,636 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 6 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| Nov. 16, 2010 | BAH | Class A Common Stock [F1] | 59,580 | Direct |
| Nov. 16, 2010 | BAH | Stock Option (right to buy) | 3,330 | Direct |
| Nov. 16, 2010 | BAH | Stock Option (right to buy) | 4,340 | Direct |
| Nov. 16, 2010 | BAH | Stock Option (right to buy) | 2,330 | Direct |
| Feb. 2, 2009 | BAC | Common Stock | 3,867 | Direct |
| Feb. 2, 2009 | BAC | Stock Unit Plan | 6,206 | Direct |