Charles P Rocha
CIK 1611857 · View on SEC EDGAR ↗
Insider
First SEC filing: June 30, 2014 · Latest: June 30, 2014
On this page
- Insider at Companies where this person is a reporting insider.
- Insider transactions Every share this person bought or sold, from Form 4 filings.
- Derivatives Options and other derivative holdings reported by this person.
- Initial holdings The stakes this person held when they first started reporting.
- Compensation Executive pay disclosed in company proxy statements.
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 28 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
No open-market trades on record; showing all filings.
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| May 1, 2017 | SLM | F | 2,393 | $12.75 | $30,511 | 255,265 Direct | -0.93% | Disposed | 107.0% (price as of 2026-08-20) |
| Feb. 26, 2017 | SLM | F | 8,404 | $11.96 | $100,512 | 257,658 Direct | -3.16% | Disposed | 120.7% (price as of 2026-08-20) |
| Feb. 26, 2017 | SLM | F | 9,601 | $11.96 | $114,828 | 266,062 Direct | -3.48% | Disposed | 120.7% (price as of 2026-08-20) |
| Feb. 10, 2017 | SLM | F | 2,143 | $12.43 | $26,637 | 275,610 Direct | -0.77% | Disposed | 112.3% (price as of 2026-08-20) |
| Feb. 10, 2017 | SLM | F | 4,491 | $12.43 | $55,823 | 277,753 Direct | -1.59% | Disposed | 112.3% (price as of 2026-08-20) |
| Feb. 4, 2017 | SLM | F | 3,865 | $12.04 | $46,535 | 282,244 Direct | -1.35% | Disposed | 119.2% (price as of 2026-08-20) |
| Jan. 27, 2017 | SLM | A | 15,664 | — | — | 286,477 Direct | +5.78% | Acquired | (price as of 2026-08-20) |
| Jan. 27, 2017 | SLM | F | 368 | $11.79 | $4,339 | 286,109 Direct | -0.13% | Disposed | 123.8% (price as of 2026-08-20) |
| Jan. 27, 2017 | SLM | A | 40,712 | — | — | 270,813 Direct | +17.69% | Acquired | (price as of 2026-08-20) |
| Nov. 14, 2016 | SLM | M | 32,727 | — | — | 0 Direct | -100.00% | Disposed | (price as of 2026-08-20) |
| Nov. 14, 2016 | SLM | F | 24,398 | $9.33 | $227,633 | 230,101 Direct | -9.59% | Disposed | 182.9% (price as of 2026-08-20) |
| Nov. 14, 2016 | SLM | M | 32,727 | $5.73 | $187,526 | 254,499 Direct | +14.76% | Acquired | 360.6% (price as of 2026-08-20) |
| May 1, 2016 | SLM | F | 1,673 | $6.77 | $11,326 | 221,772 Direct | -0.75% | Disposed | 289.8% (price as of 2026-08-20) |
| Feb. 26, 2016 | SLM | F | 1,313 | $5.95 | $7,812 | 223,445 Direct | -0.58% | Disposed | 343.5% (price as of 2026-08-20) |
| Feb. 26, 2016 | SLM | A | 55,882 | — | — | 224,758 Direct | +33.09% | Acquired | (price as of 2026-08-20) |
| Feb. 26, 2016 | SLM | A | 63,865 | — | — | 168,876 Direct | +60.82% | Acquired | (price as of 2026-08-20) |
| Feb. 10, 2016 | SLM | F | 3,132 | $5.70 | $17,852 | 105,011 Direct | -2.90% | Disposed | 363.0% (price as of 2026-08-20) |
| Feb. 10, 2016 | SLM | F | 6,419 | $5.70 | $36,588 | 108,143 Direct | -5.60% | Disposed | 363.0% (price as of 2026-08-20) |
| Feb. 7, 2016 | SLM | F | 2,431 | $6.14 | $14,926 | 114,562 Direct | -2.08% | Disposed | 329.8% (price as of 2026-08-20) |
| Feb. 4, 2016 | SLM | F | 6,129 | $6.06 | $37,142 | 116,993 Direct | -4.98% | Disposed | 335.5% (price as of 2026-08-20) |
| May 1, 2015 | SLM | F | 2,393 | $10.30 | $24,648 | 123,122 Direct | -1.91% | Disposed | 156.2% (price as of 2026-08-20) |
| Feb. 10, 2015 | SLM | F | 724 | $9.45 | $6,842 | 125,515 Direct | -0.57% | Disposed | 179.3% (price as of 2026-08-20) |
| Feb. 10, 2015 | SLM | A | 21,060 | $9.45 | $199,017 | 126,239 Direct | +20.02% | Acquired | 179.3% (price as of 2026-08-20) |
| Feb. 10, 2015 | SLM | A | 39,682 | $9.45 | $374,995 | 105,179 Direct | +60.59% | Acquired | 179.3% (price as of 2026-08-20) |
| Feb. 7, 2015 | SLM | F | 1,697 | $9.45 | $16,037 | 65,497 Direct | -2.53% | Disposed | 179.3% (price as of 2026-08-20) |
| Feb. 4, 2015 | SLM | F | 951 | $9.56 | $9,092 | 67,194 Direct | -1.40% | Disposed | 176.0% (price as of 2026-08-20) |
| Feb. 4, 2015 | SLM | F | 3,864 | $9.56 | $36,940 | 68,146 Direct | -5.37% | Disposed | 176.0% (price as of 2026-08-20) |
| Feb. 3, 2015 | SLM | F | 2,338 | $9.33 | $21,814 | 72,010 Direct | -3.14% | Disposed | 182.9% (price as of 2026-08-20) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Nov. 14, 2016 | SLM | Stock Options (Right to Buy) | Common Stock (32,727) | $5.73 | Feb. 3, 2017 | 32,727 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 5 holdings
Securities held when first becoming an insider, per SEC Form 3.
| Date | Ticker | Security | Shares | Ownership |
|---|---|---|---|---|
| June 30, 2014 | SLM | Common Stock | 74,347 | Direct |
| June 30, 2014 | SLM | Stock Options (Right to Buy)→ Common Stock (32,727) | 32,727 | Direct |
| June 30, 2014 | SLM | Stock Options (Right to Buy)→ Common Stock (42,572) | 42,572 | Direct |
| June 30, 2014 | SLM | Stock Options (Right to Buy)→ Common Stock (46,500) | 46,500 | Direct |
| June 30, 2014 | SLM | Stock Options (Right to Buy)→ Common Stock (35,000) | 35,000 | Direct |
Compensation (DEF 14A)
Matched by name from proxy statements (DEF 14A) — verify against the filing.
SLM
Chief Marketing Officer| Fiscal year | Salary | Bonus | Stock awards | Option awards | Non-equity incentive | Pension change | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 2018 | $35,385 | — | — | — | — | — | $2,053,382 | $2,088,767 |
| 2017 | $450,771 | — | — | — | $566,740 | — | $36,108 | $1,653,612 |
| 2016 | $400,000 | — | — | — | $554,063 | — | $36,625 | $1,650,361 |
Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.