Charles R Moffitt
CIK 1307585 · View on SEC EDGAR ↗
Insider
First SEC filing: Nov. 2, 2004 · Latest: Nov. 2, 2004
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 3 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
3 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Nov. 17, 2011 | SMBC | P | 500 | $19.00 | $9,500 | 3,500 Direct | +16.67% | Acquired | 680.5% (price as of 2026-08-21) |
| Aug. 11, 2008 | SMBC | P | 1,533 | $14.75 | $22,612 | 3,000 Direct | +104.50% | Acquired | 905.4% (price as of 2026-08-21) |
| Aug. 11, 2008 | SMBC | P | 400 | $14.50 | $5,800 | 1,467 Direct | +37.49% | Acquired | 922.8% (price as of 2026-08-21) |
| Aug. 11, 2008 | SMBC | P | 67 | $14.49 | $971 | 1,067 Direct | +6.70% | Acquired | 923.5% (price as of 2026-08-21) |
| Aug. 10, 2005 | SMBC | P | 500 | $14.65 | $7,325 | 1,000 Direct | +100.00% | Acquired | 912.3% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 17, 2014 | SMBC | Stock Option (Right to Buy) | Common Stock (5,000) | $15.30 | Oct. 18, 2014 | 5,000 | Disposed |
Exercise/conversion price is blank when not applicable (e.g. RSUs).
Initial ownership (Form 3) 2 holdings
Securities held when first becoming an insider, per SEC Form 3.