Charles Rozwat

CIK 1205013 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 31, 2006 · Latest: Jan. 31, 2006

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

ORCL selling April 1, 2011

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 60 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

60 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
April 1, 2011	ORCL	M	470,000	—	—	128,357 Direct	-78.55%	Disposed	(price as of 2026-08-20)
April 1, 2011	ORCL	S	470,000	$33.88	$15,923,600	32,690 Direct	-93.50%	Disposed	320.8% (price as of 2026-08-20)
April 1, 2011	ORCL	M	470,000	$12.34	$5,799,800	502,690 Direct	+1437.75%	Acquired	1055.3% (price as of 2026-08-20)
Oct. 28, 2010	ORCL	M	250,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 28, 2010	ORCL	S	250,000	$29.14	$7,285,000	32,690 Direct	-88.44%	Disposed	389.3% (price as of 2026-08-20)
Oct. 28, 2010	ORCL	M	250,000	$15.86	$3,965,000	282,690 Direct	+764.76%	Acquired	798.9% (price as of 2026-08-20)
Oct. 6, 2010	ORCL	M	250,000	—	—	250,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 6, 2010	ORCL	S	250,000	$27.50	$6,875,000	31,775 Direct	-88.72%	Disposed	418.4% (price as of 2026-08-20)
Oct. 6, 2010	ORCL	M	250,000	$15.86	$3,965,000	281,775 Direct	+786.78%	Acquired	798.9% (price as of 2026-08-20)
Sept. 30, 2010	ORCL	J	915	$25.81	$23,616	32,690 Direct	+2.88%	Acquired	452.4% (price as of 2026-08-20)
July 1, 2010	ORCL	A	1,000,000	—	—	1,000,000 Direct	—	Acquired	(price as of 2026-08-20)
April 12, 2010	ORCL	M	300,000	—	—	598,357 Direct	-33.39%	Disposed	(price as of 2026-08-20)
April 12, 2010	ORCL	S	300,000	$26.25	$7,875,000	31,775 Direct	-90.42%	Disposed	443.1% (price as of 2026-08-20)
April 12, 2010	ORCL	M	300,000	$12.34	$3,702,000	331,775 Direct	+944.14%	Acquired	1055.3% (price as of 2026-08-20)
Dec. 23, 2009	ORCL	M	62,500	—	—	898,357 Direct	-6.50%	Disposed	(price as of 2026-08-20)
Dec. 23, 2009	ORCL	M	167,559	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Dec. 23, 2009	ORCL	S	230,059	$24.55	$5,647,948	31,775 Direct	-87.86%	Disposed	480.7% (price as of 2026-08-20)
Dec. 23, 2009	ORCL	M	62,500	$12.34	$771,250	261,834 Direct	+31.35%	Acquired	1055.3% (price as of 2026-08-20)
Dec. 23, 2009	ORCL	M	167,559	$10.23	$1,714,129	199,334 Direct	+527.33%	Acquired	1293.6% (price as of 2026-08-20)
Dec. 22, 2009	ORCL	M	19,941	—	—	167,559 Direct	-10.64%	Disposed	(price as of 2026-08-20)
Dec. 22, 2009	ORCL	S	19,941	$24.55	$489,552	31,775 Direct	-38.56%	Disposed	480.7% (price as of 2026-08-20)
Dec. 22, 2009	ORCL	M	19,941	$10.23	$203,996	51,716 Direct	+62.76%	Acquired	1293.6% (price as of 2026-08-20)
Oct. 21, 2009	ORCL	M	250,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
Oct. 21, 2009	ORCL	S	250,000	$22.25	$5,562,500	31,775 Direct	-88.72%	Disposed	540.8% (price as of 2026-08-20)
Oct. 21, 2009	ORCL	M	250,000	$14.55	$3,637,500	281,775 Direct	+786.78%	Acquired	879.9% (price as of 2026-08-20)
July 30, 2009	ORCL	M	250,000	—	—	250,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
July 30, 2009	ORCL	S	250,000	$22.42	$5,605,000	31,775 Direct	-88.72%	Disposed	535.9% (price as of 2026-08-20)
July 30, 2009	ORCL	M	250,000	$14.55	$3,637,500	281,775 Direct	+786.78%	Acquired	879.9% (price as of 2026-08-20)
July 16, 2009	ORCL	M	500,000	—	—	500,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
July 16, 2009	ORCL	S	500,000	$21.57	$10,785,000	31,775 Direct	-94.02%	Disposed	561.0% (price as of 2026-08-20)
July 16, 2009	ORCL	M	500,000	$14.55	$7,275,000	531,775 Direct	+1573.56%	Acquired	879.9% (price as of 2026-08-20)
April 24, 2009	ORCL	M	448,152	—	—	1,000,000 Direct	+81.21%	Acquired	(price as of 2026-08-20)
April 24, 2009	ORCL	S	448,152	$19.77	$8,859,965	30,516 Direct	-93.62%	Disposed	621.1% (price as of 2026-08-20)
April 24, 2009	ORCL	M	448,152	$14.55	$6,520,612	478,668 Direct	+1468.58%	Acquired	879.9% (price as of 2026-08-20)
April 23, 2009	ORCL	M	51,848	$14.55	$754,388	82,364 Direct	+169.90%	Acquired	879.9% (price as of 2026-08-20)
April 23, 2009	ORCL	S	51,848	$19.70	$1,021,406	30,516 Direct	-62.95%	Disposed	623.7% (price as of 2026-08-20)
April 23, 2009	ORCL	M	51,848	—	—	1,448,152 Direct	-3.46%	Disposed	(price as of 2026-08-20)
March 31, 2009	ORCL	J	1,259	$16.78	$21,126	31,775 Direct	+4.13%	Acquired	749.6% (price as of 2026-08-20)
March 26, 2009	ORCL	M	500,000	—	—	1,500,000 Direct	-25.00%	Disposed	(price as of 2026-08-20)
March 26, 2009	ORCL	S	500,000	$18.50	$9,250,000	30,516 Direct	-94.25%	Disposed	670.6% (price as of 2026-08-20)
March 26, 2009	ORCL	M	500,000	$14.55	$7,275,000	530,516 Direct	+1638.48%	Acquired	879.9% (price as of 2026-08-20)
July 29, 2008	ORCL	M	239,143	$12.34	$2,951,025	269,659 Direct	+783.66%	Acquired	1055.3% (price as of 2026-08-20)
July 29, 2008	ORCL	S	117,443	$21.50	$2,525,024	152,216 Direct	-43.55%	Disposed	563.1% (price as of 2026-08-20)
July 29, 2008	ORCL	S	200	$21.50	$4,300	152,016 Direct	-0.13%	Disposed	563.1% (price as of 2026-08-20)
July 29, 2008	ORCL	S	12,400	$21.51	$266,724	139,616 Direct	-8.16%	Disposed	562.8% (price as of 2026-08-20)
July 29, 2008	ORCL	S	2,118	$21.51	$45,558	137,498 Direct	-1.52%	Disposed	562.8% (price as of 2026-08-20)
July 29, 2008	ORCL	S	6,700	$21.51	$144,117	130,798 Direct	-4.87%	Disposed	562.8% (price as of 2026-08-20)
July 29, 2008	ORCL	S	3,000	$21.52	$64,560	127,798 Direct	-2.29%	Disposed	562.5% (price as of 2026-08-20)
July 29, 2008	ORCL	S	38,482	$21.52	$828,133	89,316 Direct	-30.11%	Disposed	562.5% (price as of 2026-08-20)
July 29, 2008	ORCL	S	400	$21.52	$8,608	88,916 Direct	-0.45%	Disposed	562.5% (price as of 2026-08-20)
July 29, 2008	ORCL	S	4,400	$21.52	$94,688	84,516 Direct	-4.95%	Disposed	562.5% (price as of 2026-08-20)
July 29, 2008	ORCL	S	4,900	$21.53	$105,497	79,616 Direct	-5.80%	Disposed	562.2% (price as of 2026-08-20)
July 29, 2008	ORCL	S	28,500	$21.53	$613,605	51,116 Direct	-35.80%	Disposed	562.2% (price as of 2026-08-20)
July 29, 2008	ORCL	S	17,000	$21.53	$366,010	34,116 Direct	-33.26%	Disposed	562.2% (price as of 2026-08-20)
July 29, 2008	ORCL	S	2,000	$21.54	$43,080	32,116 Direct	-5.86%	Disposed	561.9% (price as of 2026-08-20)
July 29, 2008	ORCL	S	1,400	$21.54	$30,156	30,716 Direct	-4.36%	Disposed	561.9% (price as of 2026-08-20)
July 29, 2008	ORCL	S	100	$21.54	$2,154	30,616 Direct	-0.33%	Disposed	561.9% (price as of 2026-08-20)
July 29, 2008	ORCL	S	100	$21.54	$2,154	30,516 Direct	-0.33%	Disposed	561.9% (price as of 2026-08-20)
July 29, 2008	ORCL	M	239,143	—	—	960,857 Direct	-19.93%	Disposed	(price as of 2026-08-20)
July 3, 2008	ORCL	A	1,000,000	—	—	1,000,000 Direct	—	Acquired	(price as of 2026-08-20)
April 24, 2008	ORCL	M	200,000	$12.34	$2,468,000	230,516 Direct	+655.39%	Acquired	1055.3% (price as of 2026-08-20)
April 24, 2008	ORCL	S	200,000	$22.25	$4,450,000	30,516 Direct	-86.76%	Disposed	540.8% (price as of 2026-08-20)
April 24, 2008	ORCL	M	200,000	—	—	1,200,000 Direct	-14.29%	Disposed	(price as of 2026-08-20)
April 18, 2008	ORCL	M	100,000	$12.34	$1,234,000	130,516 Direct	+327.70%	Acquired	1055.3% (price as of 2026-08-20)
April 18, 2008	ORCL	S	100,000	$21.60	$2,160,000	30,516 Direct	-76.62%	Disposed	560.0% (price as of 2026-08-20)
April 18, 2008	ORCL	M	100,000	—	—	1,400,000 Direct	-6.67%	Disposed	(price as of 2026-08-20)
April 17, 2008	ORCL	M	200,000	$12.60	$2,520,000	230,516 Direct	+655.39%	Acquired	1031.5% (price as of 2026-08-20)
April 17, 2008	ORCL	S	200,000	$21.10	$4,220,000	30,516 Direct	-86.76%	Disposed	575.7% (price as of 2026-08-20)
April 17, 2008	ORCL	M	200,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
March 31, 2008	ORCL	J	1,304	$18.40	$23,994	30,516 Direct	+4.46%	Acquired	674.8% (price as of 2026-08-20)
Jan. 31, 2008	ORCL	M	200,000	$12.60	$2,520,000	229,212 Direct	+684.65%	Acquired	1031.5% (price as of 2026-08-20)
Jan. 31, 2008	ORCL	S	200,000	$20.43	$4,086,000	29,212 Direct	-87.26%	Disposed	597.8% (price as of 2026-08-20)
Jan. 31, 2008	ORCL	M	200,000	—	—	200,000 Direct	-50.00%	Disposed	(price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	300,000	—	—	400,000 Direct	+300.00%	Acquired	(price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	100,000	—	—	187,500 Direct	+114.29%	Acquired	(price as of 2026-08-20)
Oct. 8, 2007	ORCL	S	300,000	$22.35	$6,705,000	29,212 Direct	-91.13%	Disposed	537.9% (price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	300,000	$12.60	$3,780,000	329,212 Direct	+1026.98%	Acquired	1031.5% (price as of 2026-08-20)
Oct. 8, 2007	ORCL	S	100,000	$22.35	$2,235,000	29,212 Direct	-77.39%	Disposed	537.9% (price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	100,000	$10.23	$1,023,000	129,212 Direct	+342.33%	Acquired	1293.6% (price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	300,000	—	—	400,000 Direct	-42.86%	Disposed	(price as of 2026-08-20)
Oct. 8, 2007	ORCL	M	100,000	—	—	187,500 Direct	-34.78%	Disposed	(price as of 2026-08-20)
Oct. 1, 2007	ORCL	M	462,500	$10.23	$4,731,375	490,676 Direct	+1641.47%	Acquired	1293.6% (price as of 2026-08-20)
Oct. 1, 2007	ORCL	S	462,500	$21.85	$10,105,625	28,176 Direct	-94.26%	Disposed	552.5% (price as of 2026-08-20)
Oct. 1, 2007	ORCL	M	462,500	—	—	287,500 Direct	-61.67%	Disposed	(price as of 2026-08-20)
Sept. 30, 2007	ORCL	J	1,036	$20.57	$21,311	29,212 Direct	+3.68%	Acquired	593.1% (price as of 2026-08-20)
July 19, 2007	ORCL	M	400,000	$8.68	$3,472,000	428,176 Direct	+1419.65%	Acquired	1542.5% (price as of 2026-08-20)
July 19, 2007	ORCL	S	400,000	$20.56	$8,224,000	28,176 Direct	-93.42%	Disposed	593.4% (price as of 2026-08-20)
July 19, 2007	ORCL	M	400,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
July 5, 2007	ORCL	A	1,000,000	—	—	1,000,000 Direct	—	Acquired	(price as of 2026-08-20)
July 3, 2007	ORCL	S	162,218	$19.95	$3,236,249	28,176 Direct	-85.20%	Disposed	614.6% (price as of 2026-08-20)
July 3, 2007	ORCL	M	398,204	$8.68	$3,456,411	426,380 Direct	+1413.27%	Acquired	1542.5% (price as of 2026-08-20)
July 3, 2007	ORCL	S	235,986	$20.01	$4,722,080	190,394 Direct	-55.35%	Disposed	612.5% (price as of 2026-08-20)
July 3, 2007	ORCL	M	398,204	—	—	400,000 Direct	-49.89%	Disposed	(price as of 2026-08-20)
July 2, 2007	ORCL	M	62,782	$8.68	$544,948	90,630 Direct	+225.45%	Acquired	1542.5% (price as of 2026-08-20)
July 2, 2007	ORCL	S	62,782	$19.95	$1,252,501	27,848 Direct	-69.27%	Disposed	614.6% (price as of 2026-08-20)
July 2, 2007	ORCL	M	62,782	—	—	798,204 Direct	-7.29%	Disposed	(price as of 2026-08-20)
April 20, 2007	ORCL	M	139,014	$8.68	$1,206,642	166,862 Direct	+499.19%	Acquired	1542.5% (price as of 2026-08-20)
April 20, 2007	ORCL	S	139,014	$19.05	$2,648,217	27,848 Direct	-83.31%	Disposed	648.4% (price as of 2026-08-20)
March 31, 2007	ORCL	J	179	$17.22	$3,082	28,176 Direct	+0.64%	Acquired	727.9% (price as of 2026-08-20)
Sept. 30, 2006	ORCL	J	149	$16.85	$2,511	27,997 Direct	+0.54%	Acquired	746.1% (price as of 2026-08-20)

Showing latest 100 of 118 transactions

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 1, 2011	ORCL	Stock Option	Common Stock (470,000)	$12.34	June 20, 2015	470,000	Disposed
Oct. 28, 2010	ORCL	Stock Option	Common Stock (250,000)	$15.86	June 4, 2011	250,000	Disposed
Oct. 6, 2010	ORCL	Stock Option	Common Stock (250,000)	$15.86	June 4, 2011	250,000	Disposed
July 1, 2010	ORCL	Stock Option	Common Stock (1,000,000)	$21.55	July 1, 2020	1,000,000	Acquired
April 12, 2010	ORCL	Stock Option	Common Stock (300,000)	$12.34	June 20, 2015	300,000	Disposed
Dec. 23, 2009	ORCL	Stock Option	Common Stock (62,500)	$12.34	June 20, 2015	62,500	Disposed
Dec. 23, 2009	ORCL	Stock Option	Common Stock (167,559)	$10.23	Aug. 27, 2014	167,559	Disposed
Dec. 22, 2009	ORCL	Stock Option	Common Stock (19,941)	$10.23	Aug. 27, 2014	19,941	Disposed
Oct. 21, 2009	ORCL	Stock Option	Common Stock (250,000)	$14.55	Nov. 5, 2009	250,000	Disposed
July 30, 2009	ORCL	Stock Option	Common Stock (250,000)	$14.55	Nov. 5, 2009	250,000	Disposed
July 16, 2009	ORCL	Stock Option	Common Stock (500,000)	$14.55	Nov. 5, 2009	500,000	Disposed
April 24, 2009	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (448,152)	$14.55	Nov. 5, 2009	448,152	Acquired
April 23, 2009	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (51,848)	$14.55	Nov. 5, 2009	51,848	Disposed
March 26, 2009	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (500,000)	$14.55	Nov. 5, 2009	500,000	Disposed
July 29, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (239,143)	$12.34	June 20, 2015	239,143	Disposed
July 3, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (1,000,000)	$20.73	July 3, 2018	1,000,000	Acquired
April 24, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (200,000)	$12.34	June 20, 2015	200,000	Disposed
April 18, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$12.34	June 20, 2015	100,000	Disposed
April 17, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (200,000)	$12.60	July 11, 2013	200,000	Disposed
Jan. 31, 2008	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (200,000)	$12.60	July 11, 2013	200,000	Disposed
Oct. 8, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (300,000)	$12.60	July 11, 2013	300,000	Acquired
Oct. 8, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$10.23	Aug. 27, 2014	100,000	Acquired
Oct. 8, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (300,000)	$12.60	July 11, 2013	300,000	Disposed
Oct. 8, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (100,000)	$10.23	Aug. 27, 2014	100,000	Disposed
Oct. 1, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (462,500)	$10.23	Aug. 27, 2014	462,500	Disposed
July 19, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (400,000)	$8.68	July 3, 2012	400,000	Disposed
July 5, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (1,000,000)	$20.49	July 5, 2017	1,000,000	Acquired
July 3, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (398,204)	$8.68	July 3, 2012	398,204	Disposed
July 2, 2007	ORCL	Non-qualified Stock Option (right to buy)	Common Stock (62,782)	$8.68	July 3, 2012	62,782	Disposed
April 20, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (139,014)	$8.68	July 3, 2012	139,014	Disposed
April 3, 2007	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (400,000)	$6.88	June 4, 2009	400,000	Disposed
Oct. 16, 2006	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (400,000)	$5.83	April 9, 2009	400,000	Disposed
Sept. 26, 2006	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (400,000)	$5.83	April 9, 2009	400,000	Disposed
July 6, 2006	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (1,000,000)	$14.57	July 6, 2016	1,000,000	Acquired
April 26, 2006	ORCL	Non-Qualified Stock Option (right to buy)	Common Stock (150,000)	$4.08	Aug. 14, 2008	150,000	Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 11 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Jan. 31, 2006	ORCL	Common Stock	26,034	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (750,000)	750,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (2,000,000)	2,000,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (600,000)	600,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (150,000)	150,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (500,000)	500,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (700,000)	700,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (1,500,000)	1,500,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (1,000,000)	1,000,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (800,000)	800,000	Direct
Jan. 31, 2006	ORCL	Stock Option→ Common Stock (400,000)	400,000	Direct