Charles V. Baltic III
CIK 1533340 · View on SEC EDGAR ↗
Insider
First SEC filing: July 7, 2020 · Latest: July 7, 2020
On this page
Insider at
Insider transactions
0 buys (P)
0 sells (S)
Net:
$0
+ 14 non-open-market transactions below
last 12 months, based on the transactions shown below
Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted
14 other filings hidden
| Date | Ticker | Code | Shares | Price | Value | Owned after | Δ own | A/D | vs now |
|---|---|---|---|---|---|---|---|---|---|
| Feb. 28, 2023 | LITS | P | 81,500 | $0.22 | $17,930 | 105,750 Direct | +336.08% | Acquired | -76.9% (price as of 2026-08-21) |
| Nov. 27, 2017 | LITS | P | 11,000 | $2.25 | $24,750 | 24,250 Direct | +83.02% | Acquired | -97.7% (price as of 2026-08-21) |
| Nov. 27, 2017 | LITS | S | 11,000 | $2.21 | $24,310 | 13,250 Direct | -45.36% | Disposed | -97.7% (price as of 2026-08-21) |
| Jan. 21, 2015 | LITS | P | 5,000 | $3.81 | $19,050 | 24,250 Direct | +25.97% | Acquired | -98.7% (price as of 2026-08-21) |
| Dec. 31, 2014 | LITS | P | 1,500 | $4.26 | $6,390 | 5,350 Indirect | +38.96% | Acquired | -98.8% (price as of 2026-08-21) |
| Dec. 31, 2014 | LITS | P | 1,500 | $4.28 | $6,420 | 19,250 Direct | +8.45% | Acquired | -98.8% (price as of 2026-08-21) |
| June 30, 2014 | LITS | P | 950 | $6.60 | $6,270 | 3,850 Indirect | +32.76% | Acquired | -99.2% (price as of 2026-08-21) |
| June 30, 2014 | LITS | P | 1,050 | $6.52 | $6,846 | 17,750 Direct | +6.29% | Acquired | -99.2% (price as of 2026-08-21) |
| Aug. 16, 2013 | LITS | P | 1,400 | $6.82 | $9,548 | 16,700 Direct | +9.15% | Acquired | -99.3% (price as of 2026-08-21) |
| Aug. 16, 2013 | LITS | P | 1,200 | $6.82 | $8,184 | 2,900 Indirect | +70.59% | Acquired | -99.3% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 4,200 | $6.25 | $26,250 | 9,300 Direct | +82.35% | Acquired | -99.2% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 80 | $5.75 | $460 | 9,380 Direct | +0.86% | Acquired | -99.1% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 5,920 | $5.90 | $34,928 | 15,300 Direct | +63.11% | Acquired | -99.1% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 4,200 | $6.25 | $26,250 | 11,000 Direct | +61.76% | Acquired | -99.2% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 80 | $5.75 | $460 | 11,080 Direct | +0.73% | Acquired | -99.1% (price as of 2026-08-21) |
| Jan. 25, 2013 | LITS | P | 5,920 | $5.90 | $34,928 | 17,000 Direct | +53.43% | Acquired | -99.1% (price as of 2026-08-21) |
| Jan. 24, 2013 | LITS | P | 800 | $6.25 | $5,000 | 5,100 Direct | +18.60% | Acquired | -99.2% (price as of 2026-08-21) |
| Jan. 24, 2013 | LITS | P | 800 | $6.25 | $5,000 | 6,800 Direct | +13.33% | Acquired | -99.2% (price as of 2026-08-21) |
| Dec. 21, 2012 | LITS | P | 1,800 | $7.19 | $12,942 | 4,300 Direct | +72.00% | Acquired | -99.3% (price as of 2026-08-21) |
| Dec. 21, 2012 | LITS | P | 1,700 | $7.17 | $12,189 | 1,700 Indirect | — | Acquired | -99.3% (price as of 2026-08-21) |
| Dec. 21, 2012 | LITS | P | 1,700 | $7.17 | $12,189 | 6,000 Indirect | +39.53% | Acquired | -99.3% (price as of 2026-08-21) |
| Dec. 21, 2012 | LITS | P | 1,800 | $7.19 | $12,942 | 4,300 Direct | +72.00% | Acquired | -99.3% (price as of 2026-08-21) |
| July 5, 2012 | LITS | P | 15,000 | $0.43 | $6,450 | 15,000 Direct | — | Acquired | -98.0% (price as of 2026-08-21) |
P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding
Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.
Derivative holdings (Form 4 Table II)
Options, RSUs and convertible securities reported on Form 4 Table II.
| Date | Ticker | Security | Underlying | Exercise price | Expiration | Shares | A/D |
|---|---|---|---|---|---|---|---|
| Sept. 29, 2023 | LITS | Stock Option (Right to Buy) [F1] | Common Stock [F1] | — | Sept. 29, 2033 | 10,000 | Acquired |
| July 5, 2022 | LITS | Stock Option (Right to Buy) | Common Stock (87,500) | $0.54 | July 5, 2032 | 87,500 | Acquired |
| July 1, 2021 | LITS | Stock Option (Right to Buy) | Common Stock (50,000) | $2.95 | July 1, 2031 | 50,000 | Acquired |
| July 2, 2020 | LITS | Stock Option (Right to Buy) | Common Stock (50,000) | $3.49 | July 2, 2030 | 50,000 | Acquired |
| July 1, 2019 | LITS | Stock Option (Right to Buy) | Common Stock (40,000) | $2.52 | July 1, 2029 | 40,000 | Acquired |
| July 12, 2018 | LITS | Stock Option (Right to Buy) | Common Stock (40,000) | $4.28 | July 12, 2028 | 40,000 | Acquired |
| July 6, 2017 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (40,000) | $2.83 | July 6, 2027 | 40,000 | Acquired |
| July 29, 2016 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (40,000) | $1.36 | July 29, 2026 | 40,000 | Acquired |
| July 28, 2015 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (20,000) | $1.57 | July 28, 2025 | 20,000 | Acquired |
| July 14, 2014 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (8,000) | $6.53 | July 14, 2019 | 8,000 | Acquired |
| July 15, 2013 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (6,730) | $7.43 | July 15, 2018 | 6,730 | Acquired |
| March 29, 2013 | LITS | Option to purchase shares of common stock | Common Stock par value $0.00000002 (4,032) | $8.63 | March 29, 2018 | 4,032 | Acquired |
| Sept. 21, 2012 | LITS | Options to purchase shares of common stock | Common Stock, par value $0.00000002 per share (23,810) | $0.71 | Sept. 21, 2017 | 23,810 | Acquired |
| Oct. 20, 2011 | LITS | Options to purchase shares of common stock | Common Stock, par value $0.00000002 per share (25,169) | $1.34 | — | 25,169 | Acquired |
Exercise/conversion price is blank when not applicable (e.g. RSUs).