Chester B Helck

Insider

First SEC filing: Feb. 12, 2008 · Latest: Feb. 12, 2008

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.

Insider at

RJF selling Nov. 25, 2013

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 72 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

72 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 15, 2013	RJF	M	9,401	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 15, 2013	RJF	M	9,401	—	—	111,975 Direct	+9.17%	Acquired	(price as of 2026-08-21)
Dec. 13, 2013	RJF	A	4,095	—	—	4,095 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 25, 2013	RJF	S	25,000	$48.30	$1,207,500	102,574 Direct	-19.60%	Disposed	444.4% (price as of 2026-08-21)
Nov. 11, 2013	RJF	G	1,000	—	—	127,574 Direct	-0.78%	Disposed	(price as of 2026-08-21)
Oct. 25, 2013	RJF	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Oct. 25, 2013	RJF	F	10,207	$44.73	$456,559	128,574 Direct	-7.35%	Disposed	487.9% (price as of 2026-08-21)
Oct. 25, 2013	RJF	M	15,000	$30.44	$456,600	138,781 Direct	+12.12%	Acquired	763.9% (price as of 2026-08-21)
Jan. 28, 2013	RJF	S	25,000	$44.51	$1,112,750	123,781 Direct	-16.80%	Disposed	490.8% (price as of 2026-08-21)
Dec. 14, 2012	RJF	A	4,838	—	—	4,838 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 14, 2012	RJF	A	4,838	—	—	4,838 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 14, 2012	RJF	G	10,000	—	—	40,791 Indirect	+32.48%	Acquired	(price as of 2026-08-21)
Dec. 14, 2012	RJF	G	10,000	—	—	148,781 Direct	-6.30%	Disposed	(price as of 2026-08-21)
Nov. 29, 2012	RJF	A	12,500	—	—	12,500 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 24, 2012	RJF	A	42,415	—	—	42,415 Direct	—	Acquired	(price as of 2026-08-21)
Jan. 20, 2012	RJF	M	15,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Jan. 20, 2012	RJF	F	10,807	$34.66	$374,571	158,781 Direct	-6.37%	Disposed	658.7% (price as of 2026-08-21)
Jan. 20, 2012	RJF	M	15,000	$24.97	$374,550	169,588 Direct	+9.70%	Acquired	953.1% (price as of 2026-08-21)
Dec. 19, 2011	RJF	G	10,000	—	—	30,791 Indirect	+48.10%	Acquired	(price as of 2026-08-21)
Dec. 19, 2011	RJF	G	10,000	—	—	154,588 Direct	-6.08%	Disposed	(price as of 2026-08-21)
Dec. 15, 2011	RJF	A	13,750	—	—	13,750 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 10, 2011	RJF	S 10b5-1	20,000	$38.04	$760,800	164,588 Direct	-10.83%	Disposed	591.3% (price as of 2026-08-21)
Jan. 18, 2011	RJF	S 10b5-1	20,000	$34.00	$680,000	184,588 Direct	-9.78%	Disposed	673.4% (price as of 2026-08-21)
Dec. 15, 2010	RJF	A	9,401	—	—	9,401 Direct	—	Acquired	(price as of 2026-08-21)
Dec. 13, 2010	RJF	G	10,000	—	—	20,791 Indirect	+92.67%	Acquired	(price as of 2026-08-21)
Dec. 13, 2010	RJF	S 10b5-1	20,000	$32.00	$640,000	214,588 Direct	-8.53%	Disposed	721.8% (price as of 2026-08-21)
Dec. 13, 2010	RJF	G	10,000	—	—	204,588 Direct	-4.66%	Disposed	(price as of 2026-08-21)
Nov. 5, 2010	RJF	G	1,000	—	—	234,588 Direct	-0.42%	Disposed	(price as of 2026-08-21)
Dec. 15, 2009	RJF	G	4,300	—	—	10,791 Indirect	+66.25%	Acquired	(price as of 2026-08-21)
Dec. 15, 2009	RJF	G	4,300	—	—	235,588 Direct	-1.79%	Disposed	(price as of 2026-08-21)
Dec. 15, 2009	RJF	A	4,290	—	—	239,888 Direct	+1.82%	Acquired	(price as of 2026-08-21)
Nov. 24, 2009	RJF	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 24, 2009	RJF	A	25,000	—	—	25,000 Direct	—	Acquired	(price as of 2026-08-21)
Nov. 5, 2009	RJF	G	1,100	—	—	235,598 Direct	-0.46%	Disposed	(price as of 2026-08-21)
Feb. 3, 2009	RJF	M	10,800	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 3, 2009	RJF	M	7,200	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 3, 2009	RJF	F	14,933	$20.25	$302,393	236,698 Direct	-5.93%	Disposed	1198.6% (price as of 2026-08-21)
Feb. 3, 2009	RJF	M	7,200	$16.80	$120,960	251,631 Direct	+2.95%	Acquired	1465.3% (price as of 2026-08-21)
Feb. 3, 2009	RJF	M	10,800	$16.80	$181,440	244,431 Direct	+4.62%	Acquired	1465.3% (price as of 2026-08-21)
Dec. 5, 2008	RJF	A	11,921	—	—	233,631 Direct	+5.38%	Acquired	(price as of 2026-08-21)
Feb. 8, 2008	RJF	M	7,130	$14.02	$99,963	0 Direct	-100.00%	Disposed	1775.6% (price as of 2026-08-21)
Feb. 8, 2008	RJF	M	7,130	$14.02	$99,963	221,710 Direct	+3.32%	Acquired	1775.6% (price as of 2026-08-21)
Jan. 24, 2008	RJF	M	49,141	$14.02	$688,957	0 Direct	-100.00%	Disposed	1775.6% (price as of 2026-08-21)
Jan. 24, 2008	RJF	M	49,141	$14.02	$688,957	214,580 Direct	+29.70%	Acquired	1775.6% (price as of 2026-08-21)
Jan. 9, 2008	RJF	M	50,000	$14.02	$701,000	49,141 Direct	-50.43%	Disposed	1775.6% (price as of 2026-08-21)
Jan. 9, 2008	RJF	M	50,000	$14.02	$701,000	165,439 Direct	+43.31%	Acquired	1775.6% (price as of 2026-08-21)
Dec. 14, 2007	RJF	G	2,462	—	—	6,491 Indirect	+61.11%	Acquired	(price as of 2026-08-21)
Dec. 14, 2007	RJF	G	2,462	—	—	115,439 Direct	-2.09%	Disposed	(price as of 2026-08-21)
Dec. 7, 2007	RJF	A	8,993	—	—	118,576 Direct	+8.21%	Acquired	(price as of 2026-08-21)
Nov. 27, 2007	RJF	M	15,000	$30.44	$456,600	15,000 Direct	—	Acquired	763.9% (price as of 2026-08-21)
Nov. 1, 2007	RJF	G	675	—	—	117,901 Direct	-0.57%	Disposed	(price as of 2026-08-21)
Oct. 29, 2007	RJF	M	6,228	$14.02	$87,317	7,130 Direct	-46.62%	Disposed	1775.6% (price as of 2026-08-21)
Oct. 29, 2007	RJF	M	6,228	$14.02	$87,317	109,583 Direct	+6.03%	Acquired	1775.6% (price as of 2026-08-21)
Oct. 29, 2007	RJF	F	2,412	$36.20	$87,314	103,355 Direct	-2.28%	Disposed	626.4% (price as of 2026-08-21)
Jan. 26, 2007	RJF	M	13,500	$14.22	$191,970	0 Direct	-100.00%	Disposed	1749.3% (price as of 2026-08-21)
Jan. 26, 2007	RJF	M	13,500	$14.22	$191,970	105,767 Direct	+14.63%	Acquired	1749.3% (price as of 2026-08-21)
Dec. 15, 2006	RJF	G	2,000	—	—	4,029 Indirect	+98.57%	Acquired	(price as of 2026-08-21)
Dec. 15, 2006	RJF	G	2,000	—	—	85,812 Direct	-2.28%	Disposed	(price as of 2026-08-21)
Dec. 11, 2006	RJF	A	6,455	—	—	92,267 Direct	+7.52%	Acquired	(price as of 2026-08-21)
Nov. 16, 2006	RJF	G	700	—	—	87,812 Direct	-0.79%	Disposed	(price as of 2026-08-21)
March 22, 2006	RJF	S	50	$22.50	$1,125	88,512 Direct	-0.06%	Disposed	1653.1% (price as of 2026-08-21)
Dec. 7, 2005	RJF	A	3,998	—	—	59,008 Direct	+7.27%	Acquired	(price as of 2026-08-21)
Dec. 1, 2005	RJF	M	2,494	$37.46	$93,425	2,494 Direct	—	Acquired	953.0% (price as of 2026-08-21)
Dec. 1, 2005	RJF	M	7,506	$37.46	$281,175	7,506 Direct	—	Acquired	953.0% (price as of 2026-08-21)
Nov. 3, 2005	RJF	G	600	—	—	55,010 Direct	-1.08%	Disposed	(price as of 2026-08-21)
Jan. 17, 2005	RJF	M	7,500	$13.75	$103,125	0 Direct	-100.00%	Disposed	2768.7% (price as of 2026-08-21)
Jan. 17, 2005	RJF	M	7,500	$13.75	$103,125	55,610 Direct	+15.59%	Acquired	2768.7% (price as of 2026-08-21)
Dec. 16, 2004	RJF	G	1,353	—	—	1,353 Indirect	—	Acquired	(price as of 2026-08-21)
Dec. 16, 2004	RJF	G	1,353	—	—	48,360 Direct	-2.72%	Disposed	(price as of 2026-08-21)
Dec. 10, 2004	RJF	G	250	—	—	48,110 Direct	-0.52%	Disposed	(price as of 2026-08-21)
Dec. 10, 2004	RJF	A	6,994	—	—	49,713 Direct	+16.37%	Acquired	(price as of 2026-08-21)
Nov. 15, 2004	RJF	G	200	—	—	42,719 Direct	-0.47%	Disposed	(price as of 2026-08-21)
Nov. 1, 2004	RJF	G	500	—	—	42,919 Direct	-1.15%	Disposed	(price as of 2026-08-21)
May 20, 2004	RJF	G	200	—	—	43,419 Direct	-0.46%	Disposed	(price as of 2026-08-21)
Dec. 5, 2003	RJF	A	2,523	—	—	29,080 Direct	+9.50%	Acquired	(price as of 2026-08-21)
Dec. 4, 2003	RJF	M	4,800	$37.80	$181,440	4,800 Direct	—	Acquired	1465.3% (price as of 2026-08-21)
Dec. 4, 2003	RJF	M	3,200	$37.80	$120,960	3,200 Direct	—	Acquired	1465.3% (price as of 2026-08-21)
Oct. 30, 2003	RJF	G	400	$40.10	$16,040	26,557 Direct	-1.48%	Disposed	1375.5% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 15, 2013	RJF	Restricted Stock Units	Common Stock (9,401)	—	Dec. 15, 2013	9,401	Disposed
Dec. 13, 2013	RJF	Restricted Stock Units	Common Stock (4,095)	—	Dec. 13, 2016	4,095	Acquired
Oct. 25, 2013	RJF	Employee Stock Option (right to buy)	Common Stock (15,000)	$30.44	Jan. 27, 2014	15,000	Disposed
Dec. 14, 2012	RJF	Restricted Stock Units	Common Stock (4,838)	—	Dec. 14, 2015	4,838	Acquired
Dec. 14, 2012	RJF	Performance Restricted Stock Units	Common Stock (4,838)	—	March 15, 2016	4,838	Acquired
Nov. 29, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (12,500)	$37.87	Nov. 29, 2019	12,500	Acquired
Feb. 24, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (42,415)	$35.38	Jan. 22, 2017	42,415	Acquired
Jan. 20, 2012	RJF	Employee Stock Option (right to buy)	Common Stock (15,000)	$24.97	Feb. 1, 2012	15,000	Disposed
Dec. 15, 2011	RJF	Restricted Stock Units	Common Stock (13,750)	—	Dec. 15, 2014	13,750	Acquired
Dec. 15, 2010	RJF	Restricted Stock Units	Common Stock (9,401)	—	Dec. 15, 2013	9,401	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Jan. 24, 2016	25,000	Acquired
Nov. 24, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (25,000)	$25.28	Nov. 24, 2015	25,000	Acquired
Feb. 3, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (10,800)	$16.80	Feb. 4, 2009	10,800	Disposed
Feb. 3, 2009	RJF	Employee Stock Option (right to buy)	Common Stock (7,200)	$16.80	Feb. 4, 2009	7,200	Disposed
Feb. 8, 2008	RJF	Employee Stock Option (right to buy)	Common Stock (7,130)	$14.02	Feb. 10, 2008	7,130	Disposed
Jan. 24, 2008	RJF	Employee Stock Option (right to buy)	Common Stock (49,141)	$14.02	Feb. 2, 2008	49,141	Disposed
Jan. 9, 2008	RJF	Employee Stock Option (right to buy)	Common Stock (50,000)	$14.02	Feb. 10, 2008	50,000	Disposed
Nov. 27, 2007	RJF	Employee Stock Option (right to buy)	Common Stock	$30.44	Jan. 27, 2013	15,000	Acquired
Oct. 29, 2007	RJF	Employee Stock Option (right to buy)	Common Stock	$14.02	Feb. 10, 2008	6,228	Disposed
Jan. 26, 2007	RJF	Employee Stock Option (right to buy)	Common Stock (13,500)	$14.22	Jan. 28, 2007	13,500	Disposed
Dec. 1, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (2,494)	$37.46	Feb. 1, 2011	2,494	Acquired
Dec. 1, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (7,506)	$37.46	Feb. 1, 2011	7,506	Acquired
Jan. 17, 2005	RJF	Employee Stock Option (right to buy)	Common Stock (7,500)	$13.75	Jan. 18, 2005	7,500	Disposed
Dec. 4, 2003	RJF	Employee Stock Option (right to buy)	Common Stock (4,800)	$37.80	Feb. 4, 2009	4,800	Acquired
Dec. 4, 2003	RJF	Employee Stock Option (right to buy)	—	$37.80	Feb. 4, 2009	3,200	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).