Insider at

04

Insider transactions

05
0 buys (P) 2 sells (S) Net: $-19,874,350 + 87 non-open-market transactions below 12 months to the week close of 2026-10-23

Price change vs the latest weekly close (updated to the current quote in your browser when available), split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

87 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
June 12, 2026 AAOI S 59,000 $166.53 $9,825,270 1,302,436 Direct -4.33% Disposed -59.5% (price as of )
May 19, 2026 AAOI S 58,000 $173.26 $10,049,080 2,255,693 Direct -2.51% Disposed -61.0% (price as of )
Aug. 14, 2025 AAOI P 5,750 $21.62 $124,315 1,661,165 Indirect +0.35% Acquired 212.3% (price as of )
Aug. 14, 2025 AAOI P 1,405 $21.26 $29,870 1,662,570 Direct +0.08% Acquired 217.5% (price as of )
Aug. 14, 2025 AAOI P 920 $21.60 $19,872 1,663,490 Direct +0.06% Acquired 212.5% (price as of )
Aug. 13, 2025 AAOI P 8,850 $22.53 $199,390 1,652,165 Direct +0.54% Acquired 199.6% (price as of )
Aug. 13, 2025 AAOI P 3,250 $22.65 $73,612 1,655,415 Indirect +0.20% Acquired 198.1% (price as of )
Aug. 12, 2025 AAOI P 6,500 $23.14 $150,410 1,643,315 Indirect +0.40% Acquired 191.7% (price as of )
May 13, 2025 AAOI P 10,200 $18.24 $186,048 1,648,025 Direct +0.62% Acquired 270.1% (price as of )
May 13, 2025 AAOI P 11,000 $18.20 $200,200 1,659,025 Direct +0.67% Acquired 270.9% (price as of )
March 18, 2024 AAOI P 11,780 $12.66 $149,135 1,218,160 Direct +0.98% Acquired 433.3% (price as of )
Sept. 14, 2023 AAOI P 15,000 $9.79 $146,850 1,252,471 Direct +1.21% Acquired 589.6% (price as of )
Sept. 6, 2023 AAOI P 5,964 $12.44 $74,192 1,237,471 Direct +0.48% Acquired 442.7% (price as of )

Loaded 100 of 331 rows

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 11, 2023 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,750) $13.84 Jan. 28, 2024 3,750 Disposed
Dec. 11, 2023 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (26,250) $13.84 Jan. 28, 2024 26,250 Disposed
Aug. 31, 2023 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (1,443) $9.96 Sept. 26, 2023 1,443 Disposed
Aug. 31, 2023 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (65,905) $9.96 Sept. 26, 2023 65,905 Disposed
Aug. 27, 2018 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock $0.01 par value (40,000) $9.96 Sept. 26, 2023 40,000 Disposed
Aug. 14, 2018 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock $0.01 par value (30,000) $9.96 Sept. 26, 2023 30,000 Disposed
May 22, 2018 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (70,000) $9.96 Sept. 26, 2023 70,000 Disposed
March 13, 2018 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (80,000) $9.96 Sept. 26, 2023 80,000 Disposed
Dec. 5, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (40,000) $9.96 Sept. 26, 2023 40,000 Disposed
Nov. 16, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (80,000) $9.96 Sept. 26, 2023 80,000 Disposed
Sept. 20, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (30,000) $9.96 Sept. 26, 2023 30,000 Disposed
Aug. 2, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (30,000) $9.96 Sept. 26, 2023 30,000 Disposed
July 28, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (30,000) $9.96 Sept. 26, 2023 30,000 Disposed
July 27, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (50,000) $9.96 Sept. 26, 2023 50,000 Disposed
May 17, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (36,096) $7.50 Jan. 18, 2023 36,096 Disposed
May 17, 2017 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (50,237) $7.50 Jan. 18, 2023 50,237 Disposed
May 11, 2017 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,000) $6.00 Aug. 23, 2020 2,000 Disposed
May 11, 2017 AAOI Incentive Stock Option Common Stock, $0.001 par value (17,407) $6.00 March 4, 2021 17,407 Disposed
May 11, 2017 AAOI Right to Buy Common Stock, $0.001 par value (10,667) $6.00 May 22, 2022 10,667 Disposed
Nov. 17, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (8,000) $6.00 Aug. 23, 2020 8,000 Disposed
Sept. 13, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (10,000) $6.00 Aug. 23, 2020 10,000 Disposed
May 11, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,514) $6.00 Oct. 19, 2019 2,514 Disposed
May 11, 2016 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (8,167) $6.00 Aug. 23, 2020 8,167 Disposed
Oct. 28, 2015 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (5,833) $6.00 Oct. 19, 2019 5,833 Disposed
Oct. 28, 2015 AAOI Incentive Stock Option (Right to Buy Common Stock, $0.001 par value (2,000) $6.00 Oct. 19, 2019 2,000 Disposed
Feb. 25, 2015 AAOI NonQualified Stock Option (Right to Buy) Common Stock, $0.001 par value (5,000) $7.50 Jan. 18, 2023 5,000 Disposed
Feb. 10, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (4,375) $6.00 Oct. 19, 2019 4,375 Disposed
Jan. 28, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (30,000) $13.84 Jan. 28, 2024 30,000 Acquired
Jan. 27, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2) $6.00 May 29, 2019 2 Disposed
Jan. 27, 2014 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (3,438) $7.50 June 9, 2015 3,438 Disposed
Jan. 7, 2014 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (2,000) $6.00 Feb. 12, 2018 2,000 Disposed
Dec. 31, 2013 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (1,819) $6.00 Feb. 12, 2018 1,819 Disposed
Dec. 20, 2013 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (5,833) $6.00 June 5, 2017 5,833 Disposed
Dec. 20, 2013 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (944) $6.00 Aug. 3, 2017 944 Disposed
Dec. 20, 2013 AAOI Non-Qualified Stock Option (Right to Buy) Common Stock, $0.001 par value (664) $6.00 May 29, 2019 664 Disposed
Dec. 13, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (222) $6.00 Oct. 19, 2019 222 Disposed
Dec. 13, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,083) $4.95 July 31, 2014 2,083 Disposed
Dec. 13, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (222) $6.00 Oct. 19, 2019 222 Acquired
Dec. 13, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (2,083) $4.95 July 31, 2014 2,083 Acquired
Sept. 26, 2013 AAOI Incentive Stock Option (Right to Buy) Common Stock, $0.001 par value (615,348) $9.96 Sept. 26, 2023 615,348 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 17 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Sept. 25, 2013 AAOI Common Stock, $0.001 par value 54,448 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2,083) 2,083 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (3,438) 3,438 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (2) 2 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (664) 664 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (5,833) 5,833 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (5,833) 5,833 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (500) 500 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (444) 444 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,514) 4,514 Direct
Sept. 25, 2013 AAOI Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (3,819) 3,819 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (4,375) 4,375 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (222) 222 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (28,167) 28,167 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (17,407) 17,407 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (10,667) 10,667 Direct
Sept. 25, 2013 AAOI Incentive Stock Option (Right to Buy)→ Common Stock, $0.001 par value (91,333) 91,333 Direct

Holdings reported on Form 4 6 reported holdings

08

Positions listed on each Form 4 without a transaction in that filing (Table I and II holdings), newest filing first.

DateTickerSecuritySharesExercise priceExpirationOwnership
Oct. 26, 2026 AAOI Common Stock, $.001 par value 807,602 · · Indirect
Aug. 4, 2026 AAOI Common Stock, $.001 par value 807,602 · · Indirect
July 23, 2026 AAOI Common Stock, $.001 par value 807,602 · · Indirect
June 16, 2026 AAOI Common Stock, $.001 par value 807,602 · · Indirect
June 1, 2026 AAOI Common Stock, $.001 par value 807,602 · · Indirect
June 1, 2026 AAOI Common Stock, $.001 par value 1,448,091 · · Direct

Compensation (DEF 14A)

10

Matched by name from proxy statements (DEF 14A) — verify against the filing.

AAOI

CEO
Fiscal yearSalaryBonusStock awards Option awardsNon-equity incentivePension changeOtherTotal
2025 $828,657 · $2,837,667 · $1,009,087 · $93,603 $4,769,014
2023 $596,747 · $4,816,714 · $594,334 · $41,675 $6,049,470
2022 $583,851 · $949,776 · $588,113 · $35,327 $2,157,067

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.