Insider at

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Insider transactions

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0 buys (P) 0 sells (S) Net: $0 + 3 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

3 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Oct. 27, 2009 HOPE P 133,334 $7.50 $1,000,005 2,348,622 Direct +6.02% Acquired 80.9% (price as of 2026-10-05)
Aug. 31, 2005 HOPE P 1,440,922 $13.88 $19,999,997 2,165,288 Direct +198.92% Acquired -2.2% (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

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DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Dec. 19, 2005 HOPE Non-statutory Stock Option (right to buy) Common Stock (120,000) $17.97 Sept. 5, 2013 120,000 Acquired
Sept. 29, 2005 HOPE Non-statutory Stock Option (right to buy) Common Stock · Sept. 29, 2015 0 Acquired
Sept. 29, 2005 HOPE Non-statutory Stock Option (right to buy) Common Stock (120,000) $14.96 Sept. 29, 2015 120,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

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Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
March 6, 2009 HOPE Common Stock 2,215,288 Direct