Chris Farinacci

CIK 1823069 · View on SEC EDGAR ↗

Insider

First SEC filing: Sept. 21, 2020 · Latest: Sept. 21, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 2, 2021 ASAN S 10b5-1 5,910 $70.85 $418,724 289,000 Direct -2.00% Disposed -86.5% (price as of 2026-08-19)
Aug. 2, 2021 ASAN S 10b5-1 11,052 $70.19 $775,740 294,910 Direct -3.61% Disposed -86.4% (price as of 2026-08-19)
Aug. 2, 2021 ASAN S 10b5-1 9,110 $69.05 $629,046 305,962 Direct -2.89% Disposed -86.2% (price as of 2026-08-19)
July 1, 2021 ASAN S 10b5-1 400 $64.17 $25,668 289,000 Direct -0.14% Disposed -85.1% (price as of 2026-08-19)
July 1, 2021 ASAN S 10b5-1 9,230 $63.45 $585,644 289,400 Direct -3.09% Disposed -84.9% (price as of 2026-08-19)
July 1, 2021 ASAN S 10b5-1 16,442 $62.37 $1,025,488 298,630 Direct -5.22% Disposed -84.7% (price as of 2026-08-19)
June 1, 2021 ASAN S 10b5-1 8,340 $36.67 $305,828 289,000 Direct -2.80% Disposed -73.9% (price as of 2026-08-19)
June 1, 2021 ASAN S 10b5-1 17,732 $35.92 $636,933 297,340 Direct -5.63% Disposed -73.4% (price as of 2026-08-19)
May 3, 2021 ASAN S 10b5-1 15,123 $32.91 $497,698 289,000 Direct -4.97% Disposed -71.0% (price as of 2026-08-19)
May 3, 2021 ASAN S 10b5-1 10,949 $31.90 $349,273 304,123 Direct -3.48% Disposed -70.0% (price as of 2026-08-19)
April 1, 2021 ASAN S 10b5-1 26,072 $29.50 $769,124 289,000 Direct -8.27% Disposed -67.6% (price as of 2026-08-19)
March 12, 2021 ASAN S 10b5-1 495 $32.47 $16,073 289,000 Direct -0.17% Disposed -70.6% (price as of 2026-08-19)
March 12, 2021 ASAN S 10b5-1 25,577 $31.92 $816,418 289,495 Direct -8.12% Disposed -70.1% (price as of 2026-08-19)
Sept. 30, 2020 ASAN S 53,003 $29.50 $1,563,588 175,000 Direct -23.25% Disposed -67.6% (price as of 2026-08-19)
Sept. 30, 2020 ASAN S 265,016 $27.00 $7,155,432 228,003 Direct -53.75% Disposed -64.6% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Aug. 2, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
July 1, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
June 1, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
May 3, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
April 1, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
March 12, 2021 ASAN Stock Option (right to buy) Class A Common Stock (26,072) $0.93 Sept. 28, 2025 26,072 Disposed
Sept. 30, 2020 ASAN Stock Option (right to buy) Class A Common Stock (167,531) $0.93 Sept. 28, 2025 167,531 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 3 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Sept. 21, 2020 ASAN Class A Common Stock Direct
Sept. 21, 2020 ASAN Stock Option (right to buy)→ Class A Common Stock (1,506,406) 1,506,406 Direct
Sept. 21, 2020 ASAN Stock Option (right to buy)→ Class A Common Stock (818,264) 818,264 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

ASAN

COO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2021 $548,167 $2,345,000 $2,893,167

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.