Christian R Swett

Insider

First SEC filing: Dec. 3, 2015 · Latest: Dec. 3, 2015

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

UMBFO selling Dec. 13, 2017

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 26 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

26 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 12, 2018	UMBFO	F	41	$73.98	$3,033	9,356 Direct	-0.44%	Disposed	-63.9% (price as of 2026-08-21)
Feb. 12, 2018	UMBFO	F	130	$74.13	$9,637	9,397 Direct	-1.36%	Disposed	-63.9% (price as of 2026-08-21)
Feb. 12, 2018	UMBFO	F	33	$74.13	$2,446	9,527 Direct	-0.35%	Disposed	-63.9% (price as of 2026-08-21)
Feb. 8, 2018	UMBFO	A	802	—	—	9,560 Direct	+9.16%	Acquired	(price as of 2026-08-21)
Feb. 6, 2018	UMBFO	M	1,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 6, 2018	UMBFO	M	1,400	$40.93	$57,302	8,758 Direct	+19.03%	Acquired	-34.7% (price as of 2026-08-21)
Feb. 5, 2018	UMBFO	F	135	$73.13	$9,873	7,358 Direct	-1.80%	Disposed	-63.5% (price as of 2026-08-21)
Jan. 22, 2018	UMBFO	F	360	$74.75	$26,910	7,493 Direct	-4.58%	Disposed	-64.2% (price as of 2026-08-21)
Dec. 13, 2017	UMBFO	S	634	$73.40	$46,536	7,830 Direct	-7.49%	Disposed	-63.6% (price as of 2026-08-21)
Dec. 13, 2017	UMBFO	S	15	$73.50	$1,102	8,464 Direct	-0.18%	Disposed	-63.6% (price as of 2026-08-21)
Dec. 13, 2017	UMBFO	S	1,213	$73.55	$89,216	8,479 Direct	-12.52%	Disposed	-63.7% (price as of 2026-08-21)
May 16, 2017	UMBFO	M	1,400	$38.54	$53,956	9,653 Direct	+16.96%	Acquired	-30.7% (price as of 2026-08-21)
May 16, 2017	UMBFO	M	1,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Feb. 12, 2017	UMBFO	F	52	$76.87	$3,997	8,233 Direct	-0.63%	Disposed	-65.2% (price as of 2026-08-21)
Feb. 10, 2017	UMBFO	F	83	$76.87	$6,380	8,285 Direct	-0.99%	Disposed	-65.2% (price as of 2026-08-21)
Feb. 10, 2017	UMBFO	F	50	$76.87	$3,844	8,368 Direct	-0.59%	Disposed	-65.2% (price as of 2026-08-21)
Feb. 2, 2017	UMBFO	A	1,978	—	—	1,978 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 2, 2017	UMBFO	A	1,410	—	—	8,418 Direct	+20.12%	Acquired	(price as of 2026-08-21)
Jan. 23, 2017	UMBFO	F	170	$73.36	$12,471	7,008 Direct	-2.37%	Disposed	-63.6% (price as of 2026-08-21)
Jan. 23, 2017	UMBFO	D	59	—	—	7,178 Direct	-0.82%	Disposed	(price as of 2026-08-21)
Dec. 12, 2016	UMBFO	M	1,400	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-21)
Dec. 12, 2016	UMBFO	M	1,400	$36.36	$50,904	7,219 Direct	+24.06%	Acquired	-26.5% (price as of 2026-08-21)
Aug. 29, 2016	UMBFO	S	1,518	$60.51	$91,854	5,746 Direct	-20.90%	Disposed	-55.8% (price as of 2026-08-21)
March 3, 2016	UMBFO	S	118	$52.40	$6,183	7,264 Direct	-1.60%	Disposed	-49.0% (price as of 2026-08-21)
Feb. 18, 2016	UMBFO	F	37	$49.39	$1,827	7,382 Direct	-0.50%	Disposed	-45.9% (price as of 2026-08-21)
Feb. 12, 2016	UMBFO	F	101	$47.09	$4,756	7,419 Direct	-1.34%	Disposed	-43.2% (price as of 2026-08-21)
Feb. 10, 2016	UMBFO	F	51	$46.50	$2,372	7,520 Direct	-0.67%	Disposed	-42.5% (price as of 2026-08-21)
Feb. 5, 2016	UMBFO	A	3,573	—	—	3,573 Direct	—	Acquired	(price as of 2026-08-21)
Feb. 5, 2016	UMBFO	A	2,224	—	—	7,571 Direct	+41.59%	Acquired	(price as of 2026-08-21)
Jan. 25, 2016	UMBFO	F	190	$41.00	$7,790	5,347 Direct	-3.43%	Disposed	-34.8% (price as of 2026-08-21)
Jan. 25, 2016	UMBFO	D	118	—	—	5,537 Direct	-2.09%	Disposed	(price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 6, 2018	UMBFO	Stock Option (Right to Buy)	Common Stock (1,400)	$40.93	Nov. 7, 2018	1,400	Disposed
May 16, 2017	UMBFO	Stock Option (Right to Buy)	Common Stock (1,400)	$38.54	Dec. 20, 2017	1,400	Disposed
Feb. 2, 2017	UMBFO	Stock Option (Right to Buy)	Common Stock (1,978)	$75.25	Feb. 2, 2027	1,978	Acquired
Dec. 12, 2016	UMBFO	Stock Option (Right to Buy)	Common Stock (1,400)	$36.36	Dec. 13, 2016	1,400	Disposed
Feb. 5, 2016	UMBFO	Stock Option (Right to Buy)	Common Stock (3,573)	$47.68	Feb. 5, 2026	3,573	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 3, 2015	UMBFO	Common Stock	5,632	Direct
Dec. 3, 2015	UMBFO	Common Stock	843	Indirect
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (1,400)	1,400	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (1,400)	1,400	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (1,400)	1,400	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (791)	791	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (434)	434	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (1,935)	1,935	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (2,501)	2,501	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (2,532)	2,532	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (2,038)	2,038	Direct
Dec. 3, 2015	UMBFO	Stock Option (Right to Buy)→ Common Stock (4,046)	4,046	Direct