Christopher C Curfman

CIK 1307211 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 6, 2006 · Latest: Feb. 6, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 3, 2006 CAT S 5,400 $68.58 $370,332 21,474 Direct -20.09% Disposed 1080.3% (price as of 2026-08-19)
Nov. 4, 2005 CAT S 7,200 $53.78 $387,216 15,114 Direct -32.27% Disposed 1405.1% (price as of 2026-08-19)
Nov. 3, 2005 CAT S 4,000 $53.70 $214,800 15,114 Direct -20.93% Disposed 1407.3% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 3, 2006 CAT Employee Stock Option [F2] Common (5,400) $19.20 June 12, 2010 5,400 Disposed
Nov. 7, 2005 CAT Employee Stock Option [F2] Common (5,202) $19.20 June 12, 2010 5,202 Disposed
Nov. 7, 2005 CAT Employee Stock Option [F2] Common (3,880) $16.45 June 11, 2006 3,880 Disposed
Nov. 4, 2005 CAT Employee Stock Option [F2] Common (7,200) $19.20 June 12, 2010 7,200 Disposed
Feb. 18, 2005 CAT Option (NQ) [F2] Common (27,000) $91.28 Feb. 18, 2015 27,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 14 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 2, 2004 CAT Common — Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,940) 1,940 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,934) 1,934 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (6) 6 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,795) 1,795 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (4,505) 4,505 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (1,604) 1,604 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (6,856) 6,856 Direct
Dec. 2, 2004 CAT Option (ISO) [F2]→ Common (2,601) 2,601 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (7,199) 7,199 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (9,800) 9,800 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (9,761) 9,761 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (9,770) 9,770 Direct
Dec. 2, 2004 CAT Option (NQ) [F2]→ Common (9,670) 9,670 Direct