Christopher C Curfman — SEC Insider Profile, Roles & Companies

Insider at

04

05

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Feb. 3, 2006	CAT	M	5,400	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-06)
Feb. 3, 2006	CAT	S	5,400	$68.58	$370,332	21,474 Direct	-20.09%	Disposed	1159.0% (price as of 2026-10-06)
Feb. 3, 2006	CAT	M	5,400	$19.20	$103,680	26,874 Direct	+25.15%	Acquired	4397.1% (price as of 2026-10-06)
Nov. 7, 2005	CAT	F	1,848	$54.03	$99,847	21,253 Direct	-8.00%	Disposed	1498.1% (price as of 2026-10-06)
Nov. 7, 2005	CAT	M	5,202	$19.20	$99,878	23,101 Direct	+29.06%	Acquired	4397.1% (price as of 2026-10-06)
Nov. 7, 2005	CAT	F	1,181	$54.03	$63,809	17,899 Direct	-6.19%	Disposed	1498.1% (price as of 2026-10-06)
Nov. 7, 2005	CAT	M	5,202	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-06)
Nov. 7, 2005	CAT	M	3,880	$16.45	$63,826	19,080 Direct	+25.53%	Acquired	5148.9% (price as of 2026-10-06)
Nov. 7, 2005	CAT	M	3,880	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-06)
Nov. 4, 2005	CAT	S	7,200	$53.78	$387,216	15,114 Direct	-32.27%	Disposed	1505.5% (price as of 2026-10-06)
Nov. 4, 2005	CAT	M	7,200	$19.20	$138,240	22,314 Direct	+47.64%	Acquired	4397.1% (price as of 2026-10-06)
Nov. 4, 2005	CAT	M	7,200	·	·	0 Direct	-100.00%	Disposed	(price as of 2026-10-06)
Nov. 4, 2005	CAT	I	86	$53.55	$4,605	15,200 Direct	+0.57%	Acquired	1512.4% (price as of 2026-10-06)
Nov. 3, 2005	CAT	S	4,000	$53.70	$214,800	15,114 Direct	-20.93%	Disposed	1507.9% (price as of 2026-10-06)
Feb. 18, 2005	CAT	J	27,000	·	·	27,000 Direct	·	Acquired	(price as of 2026-10-06)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

06

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Feb. 3, 2006	CAT	Employee Stock Option [F2]	Common (5,400)	$19.20	June 12, 2010	5,400	Disposed
Nov. 7, 2005	CAT	Employee Stock Option [F2]	Common (5,202)	$19.20	June 12, 2010	5,202	Disposed
Nov. 7, 2005	CAT	Employee Stock Option [F2]	Common (3,880)	$16.45	June 11, 2006	3,880	Disposed
Nov. 4, 2005	CAT	Employee Stock Option [F2]	Common (7,200)	$19.20	June 12, 2010	7,200	Disposed
Feb. 18, 2005	CAT	Option (NQ) [F2]	Common (27,000)	$91.28	Feb. 18, 2015	27,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

07

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 2, 2004	CAT	Common	·	Direct
Dec. 2, 2004	CAT	Option (ISO) [F2]→ Common (1,940)	1,940	Direct
Dec. 2, 2004	CAT	Option (ISO) [F2]→ Common (1,934)	1,934	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (6)	6	Direct
Dec. 2, 2004	CAT	Option (ISO) [F2]→ Common (1,795)	1,795	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (4,505)	4,505	Direct
Dec. 2, 2004	CAT	Option (ISO) [F2]→ Common (1,604)	1,604	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (6,856)	6,856	Direct
Dec. 2, 2004	CAT	Option (ISO) [F2]→ Common (2,601)	2,601	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (7,199)	7,199	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (9,800)	9,800	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (9,761)	9,761	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (9,770)	9,770	Direct
Dec. 2, 2004	CAT	Option (NQ) [F2]→ Common (9,670)	9,670	Direct