Christopher Finn

CIK 1771467 · View on SEC EDGAR ↗

Insider

First SEC filing: March 28, 2019 · Latest: March 28, 2019

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 21 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

21 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Aug. 2, 2023 CGABL S 27,067 $32.36 $875,888 955,587 Direct -2.75% Disposed -50.3% (price as of 2026-08-21)
Feb. 7, 2023 CGABL S 20,756 $36.10 $749,292 982,654 Direct -2.07% Disposed -55.5% (price as of 2026-08-21)
Feb. 1, 2023 CGABL S 11,096 $36.36 $403,451 960,825 Direct -1.14% Disposed -55.8% (price as of 2026-08-21)
Aug. 1, 2022 CGABL S 34,054 $37.85 $1,288,944 831,950 Direct -3.93% Disposed -57.5% (price as of 2026-08-21)
Feb. 8, 2022 CGABL S 76,897 $48.90 $3,760,263 866,004 Direct -8.16% Disposed -67.1% (price as of 2026-08-21)
Feb. 1, 2022 CGABL S 10,956 $52.25 $572,451 787,822 Direct -1.37% Disposed -69.2% (price as of 2026-08-21)
Aug. 2, 2021 CGABL S 41,273 $48.80 $2,014,122 766,907 Direct -5.11% Disposed -67.1% (price as of 2026-08-21)
Feb. 9, 2021 CGABL S 35,572 $36.60 $1,301,935 808,180 Direct -4.22% Disposed -56.1% (price as of 2026-08-21)
Aug. 3, 2020 CGABL S 60,733 $27.80 $1,688,377 588,244 Direct -9.36% Disposed -42.2% (price as of 2026-08-21)
Feb. 10, 2020 CGABL S 73,594 $33.07 $2,433,754 648,977 Direct -10.19% Disposed -51.4% (price as of 2026-08-21)
Aug. 1, 2019 CGABL S 55,138 $22.85 $1,259,903 310,968 Direct -15.06% Disposed -29.7% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Jan. 1, 2020 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (13,595) — — 13,595 Disposed
Jan. 1, 2020 CGABL Carlyle Holdings partnership units Common Units Representing limited partnership interests (194,693) — — 194,693 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 4 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
March 28, 2019 CGABL Common Units — Direct
March 28, 2019 CGABL Common Units 313,937 Indirect
March 28, 2019 CGABL Carlyle Holdings partnership units→ Common Units representing limited partnership interests (194,693) 194,693 Direct
March 28, 2019 CGABL Carlyle Holdings partnership units→ Common Units representing limited partnership interests (13,595) 13,595 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

CGABL

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2022 $500,000 $1,750,000 $3,108,697 — — — $1,168,413 $6,527,110
2021 $275,000 $2,750,000 $11,149,577 — — — $1,477,717 $15,652,294
2020 $275,000 $2,500,000 $3,965,860 — — — $560 $6,741,420

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.