Christopher G Lippincott

Insider

First SEC filing: Feb. 28, 2011 · Latest: Feb. 28, 2011

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SMSI selling Nov. 4, 2014

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 75 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

75 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Nov. 4, 2014	SMSI	S	20,000	$1.05	$21,000	250,502 Direct	-7.39%	Disposed	-98.3% (price as of 2026-08-20)
Oct. 30, 2014	SMSI	S	52,629	$0.97	$51,050	270,502 Direct	-16.29%	Disposed	-98.1% (price as of 2026-08-20)
Oct. 29, 2014	SMSI	S	30,000	$0.75	$22,500	270,502 Direct	-9.98%	Disposed	-97.6% (price as of 2026-08-20)
June 16, 2014	SMSI	D	19,947	$1.50	$29,920	353,131 Direct	-5.35%	Disposed	-98.8% (price as of 2026-08-20)
March 14, 2014	SMSI	S	20,000	$2.00	$40,000	419,553 Direct	-4.55%	Disposed	-99.1% (price as of 2026-08-20)
March 13, 2014	SMSI	S	20,000	$2.01	$40,200	439,553 Direct	-4.35%	Disposed	-99.1% (price as of 2026-08-20)
March 11, 2014	SMSI	S	30,000	$2.14	$64,200	459,553 Direct	-6.13%	Disposed	-99.2% (price as of 2026-08-20)
March 6, 2014	SMSI	D	1,664	$1.62	$2,696	489,553 Direct	-0.34%	Disposed	-98.9% (price as of 2026-08-20)
March 6, 2014	SMSI	D	5,236	—	—	491,217 Direct	-1.05%	Disposed	(price as of 2026-08-20)
Feb. 18, 2014	SMSI	A	150,000	—	—	496,453 Direct	+43.30%	Acquired	(price as of 2026-08-20)
Dec. 20, 2013	SMSI	D	3,328	$1.04	$3,461	346,453 Direct	-0.95%	Disposed	-98.3% (price as of 2026-08-20)
Sept. 9, 2013	SMSI	D	2,496	$1.11	$2,771	349,781 Direct	-0.71%	Disposed	-98.4% (price as of 2026-08-20)
June 14, 2013	SMSI	D	2,482	$1.37	$3,400	352,277 Direct	-0.70%	Disposed	-98.7% (price as of 2026-08-20)
Feb. 13, 2013	SMSI	D	8,450	—	—	354,759 Direct	-2.33%	Disposed	(price as of 2026-08-20)
Feb. 11, 2013	SMSI	A	150,000	—	—	363,209 Direct	+70.35%	Acquired	(price as of 2026-08-20)
March 15, 2012	SMSI	A	100,000	—	—	213,209 Direct	+88.33%	Acquired	(price as of 2026-08-20)
Feb. 22, 2012	SMSI	D	28,585	—	—	113,209 Direct	-20.16%	Disposed	(price as of 2026-08-20)
June 1, 2011	SMSI	S	11,500	$5.10	$58,650	141,794 Direct	-7.50%	Disposed	-99.6% (price as of 2026-08-20)
March 3, 2011	SMSI	S	14,000	$8.70	$121,800	153,294 Direct	-8.37%	Disposed	-99.8% (price as of 2026-08-20)
Feb. 28, 2011	SMSI	A	75,000	—	—	167,294 Direct	+81.26%	Acquired	(price as of 2026-08-20)
Feb. 24, 2011	SMSI	D	142	—	—	92,294 Direct	-0.15%	Disposed	(price as of 2026-08-20)
Sept. 11, 2007	SMSI	M	1,041	$1.91	$1,988	10,417 Direct	-9.09%	Disposed	-99.1% (price as of 2026-08-20)
Sept. 11, 2007	SMSI	M	2,083	$4.95	$10,311	47,917 Direct	-4.17%	Disposed	-99.6% (price as of 2026-08-20)
Sept. 11, 2007	SMSI	S	4,374	$16.22	$70,946	32,500 Direct	-11.86%	Disposed	-99.9% (price as of 2026-08-20)
Sept. 11, 2007	SMSI	M	1,041	$1.91	$1,988	32,500 Direct	+3.31%	Acquired	-99.1% (price as of 2026-08-20)
Sept. 11, 2007	SMSI	M	2,083	$4.95	$10,311	32,500 Direct	+6.85%	Acquired	-99.6% (price as of 2026-08-20)
Aug. 6, 2007	SMSI	M	3,125	$1.91	$5,969	11,458 Direct	-21.43%	Disposed	-99.1% (price as of 2026-08-20)
Aug. 6, 2007	SMSI	M	4,167	$4.95	$20,627	50,000 Direct	-7.69%	Disposed	-99.6% (price as of 2026-08-20)
Aug. 6, 2007	SMSI	S	13,542	$15.02	$203,401	33,750 Direct	-28.63%	Disposed	-99.9% (price as of 2026-08-20)
Aug. 6, 2007	SMSI	M	3,125	$1.91	$5,969	33,750 Direct	+10.20%	Acquired	-99.1% (price as of 2026-08-20)
Aug. 6, 2007	SMSI	M	4,167	$4.95	$20,627	33,750 Direct	+14.09%	Acquired	-99.6% (price as of 2026-08-20)
May 30, 2007	SMSI	M	2,083	$4.95	$10,311	54,167 Direct	-3.70%	Disposed	-99.6% (price as of 2026-08-20)
May 30, 2007	SMSI	S	4,583	$15.42	$70,670	40,000 Direct	-10.28%	Disposed	-99.9% (price as of 2026-08-20)
May 30, 2007	SMSI	M	2,083	$4.95	$10,311	40,000 Direct	+5.49%	Acquired	-99.6% (price as of 2026-08-20)
May 7, 2007	SMSI	S	12,500	$16.84	$210,500	42,500 Direct	-22.73%	Disposed	-99.9% (price as of 2026-08-20)
May 7, 2007	SMSI	M	2,084	$1.91	$3,980	42,500 Direct	+5.16%	Acquired	-99.1% (price as of 2026-08-20)
May 7, 2007	SMSI	M	4,167	$4.95	$20,627	42,500 Direct	+10.87%	Acquired	-99.6% (price as of 2026-08-20)
March 15, 2007	SMSI	M	4,167	$4.95	$20,627	56,250 Direct	-6.90%	Disposed	-99.6% (price as of 2026-08-20)
March 15, 2007	SMSI	M	2,084	$1.91	$3,980	14,583 Direct	-12.50%	Disposed	-99.1% (price as of 2026-08-20)
March 15, 2007	SMSI	M	17,583	$4.95	$87,036	60,417 Direct	-22.54%	Disposed	-99.6% (price as of 2026-08-20)
March 15, 2007	SMSI	M	6,250	$1.91	$11,938	16,667 Direct	-27.27%	Disposed	-99.1% (price as of 2026-08-20)
March 15, 2007	SMSI	M	2,083	$0.24	$500	0 Direct	-100.00%	Disposed	-92.5% (price as of 2026-08-20)
March 15, 2007	SMSI	S	32,167	$15.75	$506,630	48,749 Direct	-39.75%	Disposed	-99.9% (price as of 2026-08-20)
March 15, 2007	SMSI	M	6,250	$1.91	$11,938	48,749 Direct	+14.71%	Acquired	-99.1% (price as of 2026-08-20)
March 15, 2007	SMSI	M	2,083	$0.24	$500	48,749 Direct	+4.46%	Acquired	-92.5% (price as of 2026-08-20)
March 15, 2007	SMSI	M	17,583	$4.95	$87,036	48,749 Direct	+56.42%	Acquired	-99.6% (price as of 2026-08-20)
Feb. 19, 2007	SMSI	A	100,000	$12.55	$1,255,000	100,000 Direct	—	Acquired	-99.9% (price as of 2026-08-20)
Feb. 19, 2007	SMSI	A	30,000	—	—	55,000 Direct	+120.00%	Acquired	(price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	1,042	$0.24	$250	2,083 Direct	-33.34%	Disposed	-92.5% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	1,041	$1.91	$1,988	22,917 Direct	-4.35%	Disposed	-99.1% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	5,000	$4.95	$24,750	78,000 Direct	-6.02%	Disposed	-99.6% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	S	8,333	$12.77	$106,412	25,000 Direct	-25.00%	Disposed	-99.9% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	1,042	$0.24	$250	25,000 Direct	+4.35%	Acquired	-92.5% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	1,041	$1.91	$1,988	25,000 Direct	+4.34%	Acquired	-99.1% (price as of 2026-08-20)
Sept. 15, 2006	SMSI	M	5,000	$4.95	$24,750	25,000 Direct	+25.00%	Acquired	-99.6% (price as of 2026-08-20)
Aug. 30, 2006	SMSI	M	12,000	$4.95	$59,400	83,000 Direct	-12.63%	Disposed	-99.6% (price as of 2026-08-20)
Aug. 30, 2006	SMSI	S	12,000	$13.14	$157,680	26,250 Direct	-31.37%	Disposed	-99.9% (price as of 2026-08-20)
Aug. 30, 2006	SMSI	M	12,000	$4.95	$59,400	26,250 Direct	+84.21%	Acquired	-99.6% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	5,000	$4.95	$24,750	95,000 Direct	-5.00%	Disposed	-99.6% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	2,084	$1.91	$3,980	23,958 Direct	-8.00%	Disposed	-99.1% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	1,042	$0.24	$250	3,125 Direct	-25.01%	Disposed	-92.5% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	S	10,626	$10.95	$116,355	26,250 Direct	-28.82%	Disposed	-99.8% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	5,000	$4.95	$24,750	26,250 Direct	+23.53%	Acquired	-99.6% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	2,084	$1.91	$3,980	26,250 Direct	+8.62%	Acquired	-99.1% (price as of 2026-08-20)
Aug. 8, 2006	SMSI	M	1,042	$0.24	$250	26,250 Direct	+4.13%	Acquired	-92.5% (price as of 2026-08-20)
June 16, 2006	SMSI	M	1,041	$0.24	$250	4,167 Direct	-19.99%	Disposed	-92.5% (price as of 2026-08-20)
June 16, 2006	SMSI	S	1,041	$14.62	$15,219	28,750 Direct	-3.49%	Disposed	-99.9% (price as of 2026-08-20)
June 16, 2006	SMSI	M	1,041	$0.24	$250	28,750 Direct	+3.76%	Acquired	-92.5% (price as of 2026-08-20)
June 5, 2006	SMSI	M	1,041	$1.91	$1,988	26,042 Direct	-3.84%	Disposed	-99.1% (price as of 2026-08-20)
June 5, 2006	SMSI	S	2,291	$15.40	$35,281	28,750 Direct	-7.38%	Disposed	-99.9% (price as of 2026-08-20)
June 5, 2006	SMSI	M	1,041	$1.91	$1,988	28,750 Direct	+3.76%	Acquired	-99.1% (price as of 2026-08-20)
May 16, 2006	SMSI	M	2,084	$1.91	$3,980	27,083 Direct	-7.15%	Disposed	-99.1% (price as of 2026-08-20)
May 16, 2006	SMSI	M	2,084	$0.24	$500	5,208 Direct	-28.58%	Disposed	-92.5% (price as of 2026-08-20)
May 16, 2006	SMSI	S	4,168	$11.53	$48,057	30,000 Direct	-12.20%	Disposed	-99.8% (price as of 2026-08-20)
May 16, 2006	SMSI	M	2,084	$1.91	$3,980	30,000 Direct	+7.47%	Acquired	-99.1% (price as of 2026-08-20)
May 16, 2006	SMSI	M	2,084	$0.24	$500	30,000 Direct	+7.47%	Acquired	-92.5% (price as of 2026-08-20)
April 20, 2006	SMSI	A	30,000	—	—	30,000 Direct	—	Acquired	(price as of 2026-08-20)
March 27, 2006	SMSI	M	1,041	$1.91	$1,988	29,167 Direct	-3.45%	Disposed	-99.1% (price as of 2026-08-20)
March 17, 2006	SMSI	M	1,041	$0.24	$250	7,292 Direct	-12.49%	Disposed	-92.5% (price as of 2026-08-20)
March 17, 2006	SMSI	S	2,082	$9.00	$18,738	0 Direct	-100.00%	Disposed	-99.8% (price as of 2026-08-20)
March 17, 2006	SMSI	M	1,041	$1.91	$1,988	0 Direct	—	Acquired	-99.1% (price as of 2026-08-20)
March 17, 2006	SMSI	M	1,041	$0.24	$250	0 Direct	—	Acquired	-92.5% (price as of 2026-08-20)
Feb. 24, 2006	SMSI	M	3,125	$1.91	$5,969	30,208 Direct	-9.38%	Disposed	-99.1% (price as of 2026-08-20)
Feb. 24, 2006	SMSI	M	4,167	$0.24	$1,000	8,333 Direct	-33.34%	Disposed	-92.5% (price as of 2026-08-20)
Feb. 24, 2006	SMSI	S	7,292	$8.51	$62,055	0 Direct	-100.00%	Disposed	-99.8% (price as of 2026-08-20)
Feb. 24, 2006	SMSI	M	3,125	$1.91	$5,969	0 Direct	—	Acquired	-99.1% (price as of 2026-08-20)
Feb. 24, 2006	SMSI	M	4,167	$0.24	$1,000	0 Direct	—	Acquired	-92.5% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	M	10,834	$1.91	$20,693	39,166 Direct	-21.67%	Disposed	-99.1% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	M	3,125	$0.24	$750	12,500 Direct	-20.00%	Disposed	-92.5% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	S	10,834	$7.17	$77,680	0 Direct	-100.00%	Disposed	-99.7% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	S	3,125	$7.17	$22,406	0 Direct	-100.00%	Disposed	-99.7% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	M	10,834	$1.91	$20,693	0 Direct	—	Acquired	-99.1% (price as of 2026-08-20)
Nov. 14, 2005	SMSI	M	3,125	$0.24	$750	0 Direct	—	Acquired	-92.5% (price as of 2026-08-20)
Aug. 11, 2005	SMSI	M	5,833	$1.91	$11,141	44,167 Direct	-11.67%	Disposed	-99.1% (price as of 2026-08-20)
Aug. 11, 2005	SMSI	M	4,167	$0.24	$1,000	15,625 Direct	-21.05%	Disposed	-92.5% (price as of 2026-08-20)
Aug. 11, 2005	SMSI	S	10,000	$5.33	$53,300	0 Direct	-100.00%	Disposed	-99.7% (price as of 2026-08-20)
Aug. 11, 2005	SMSI	M	5,833	$1.91	$11,141	0 Direct	—	Acquired	-99.1% (price as of 2026-08-20)
Aug. 11, 2005	SMSI	M	4,167	$0.24	$1,000	0 Direct	—	Acquired	-92.5% (price as of 2026-08-20)
July 28, 2005	SMSI	A	100,000	$4.95	$495,000	100,000 Direct	—	Acquired	-99.6% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Sept. 11, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$1.91	July 1, 2014	1,041	Disposed
Sept. 11, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (2,083)	$4.95	July 27, 2015	2,083	Disposed
Aug. 6, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (3,125)	$1.91	July 1, 2014	3,125	Disposed
Aug. 6, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (4,167)	$4.95	July 27, 2015	4,167	Disposed
May 30, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (2,083)	$4.95	July 27, 2015	2,083	Disposed
March 15, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (4,167)	$4.95	July 27, 2015	4,167	Disposed
March 15, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (2,084)	$1.91	July 1, 2014	2,084	Disposed
March 15, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (17,583)	$4.95	July 27, 2015	17,583	Disposed
March 15, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (6,250)	$1.91	July 1, 2014	6,250	Disposed
March 15, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (2,083)	$0.24	Oct. 15, 2012	2,083	Disposed
Feb. 19, 2007	SMSI	Employee Stock Option (right to buy)	Common Stock (100,000)	$12.55	Feb. 18, 2017	100,000	Acquired
Sept. 15, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,042)	$0.24	Oct. 15, 2012	1,042	Disposed
Sept. 15, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$1.91	July 1, 2014	1,041	Disposed
Sept. 15, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (5,000)	$4.95	July 27, 2015	5,000	Disposed
Aug. 30, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (12,000)	$4.95	July 27, 2015	12,000	Disposed
Aug. 8, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (5,000)	$4.95	July 27, 2015	5,000	Disposed
Aug. 8, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (2,084)	$1.91	July 1, 2014	2,084	Disposed
Aug. 8, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,042)	$0.24	Oct. 15, 2012	1,042	Disposed
June 16, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$0.24	Oct. 15, 2012	1,041	Disposed
June 5, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$1.91	July 1, 2014	1,041	Disposed
May 16, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (2,084)	$1.91	July 1, 2014	2,084	Disposed
May 16, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (2,084)	$0.24	Oct. 15, 2012	2,084	Disposed
March 27, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$1.91	July 1, 2014	1,041	Disposed
March 17, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (1,041)	$0.24	Oct. 15, 2012	1,041	Disposed
Feb. 24, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (3,125)	$1.91	July 1, 2014	3,125	Disposed
Feb. 24, 2006	SMSI	Employee Stock Option (right to buy)	Common Stock (4,167)	$0.24	Oct. 15, 2012	4,167	Disposed
Nov. 14, 2005	SMSI	Employee Stock Option (right to buy)	Common Stock (10,834)	$1.91	July 1, 2014	10,834	Disposed
Nov. 14, 2005	SMSI	Employee Stock Option (right to buy)	Common Stock (3,125)	$0.24	Oct. 15, 2012	3,125	Disposed
Aug. 11, 2005	SMSI	Employee Stock Option (right to buy)	Common Stock (5,833)	$1.91	July 1, 2014	5,833	Disposed
Aug. 11, 2005	SMSI	Employee Stock Option (right to buy)	Common Stock (4,167)	$0.24	Oct. 15, 2012	4,167	Disposed
July 28, 2005	SMSI	Employee Stock Option (right to buy)	Common Stock (100,000)	$4.95	July 27, 2015	100,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 6 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Feb. 28, 2011	SMSI	Common Stock [F1]	18,740	Direct
Feb. 28, 2011	SMSI	Common Stock [F2]	28,385	Direct
Feb. 28, 2011	SMSI	Common Stock [F3]	45,311	Direct
Feb. 28, 2011	SMSI	Employee Stock Option (Right to Buy)→ Common Stock (35,000)	35,000	Direct
Aug. 15, 2005	SMSI	Employee Stock Option (right to buy)→ Common Stock (19,792)	19,792	Direct
Aug. 15, 2005	SMSI	Employee Stock Option (right to buy)→ Common Stock (50,000)	50,000	Direct