Christopher G Swanberg

Insider

First SEC filing: Oct. 22, 2007 · Latest: Oct. 22, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 27 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

27 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Dec. 31, 2013	CVI	M	4,644	$30.00	$139,320	4,644 Direct	—	Acquired	24.0% (price as of 2026-08-20)
Dec. 31, 2013	CVI	D	4,644	$30.00	$139,320	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-08-20)
Dec. 31, 2013	CVI	M	4,644	$30.00	$139,320	12,912 Direct	-26.45%	Disposed	24.0% (price as of 2026-08-20)
Dec. 30, 2013	CVI	M	7,319	$30.00	$219,570	7,319 Direct	—	Acquired	24.0% (price as of 2026-08-20)
Dec. 30, 2013	CVI	D	7,319	$30.00	$219,570	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-08-20)
Dec. 30, 2013	CVI	M	7,319	$30.00	$219,570	17,556 Direct	-29.42%	Disposed	24.0% (price as of 2026-08-20)
Dec. 28, 2013	CVI	M	2,797	$42.64	$119,264	2,797 Direct	—	Acquired	-12.8% (price as of 2026-08-20)
Dec. 28, 2013	CVI	D	2,797	$42.64	$119,264	0 Direct	-100.00%	Disposed	-12.8% (price as of 2026-08-20)
Dec. 28, 2013	CVI	M	2,797	$42.64	$119,264	24,875 Direct	-10.11%	Disposed	-12.8% (price as of 2026-08-20)
July 16, 2013	CVI	M	8,113	$30.00	$243,390	8,113 Direct	—	Acquired	24.0% (price as of 2026-08-20)
July 16, 2013	CVI	D	8,113	$30.00	$243,390	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-08-20)
July 16, 2013	CVI	M	8,113	$30.00	$243,390	27,672 Direct	-22.67%	Disposed	24.0% (price as of 2026-08-20)
Dec. 31, 2012	CVI	M	4,644	$30.00	$139,320	4,644 Direct	—	Acquired	24.0% (price as of 2026-08-20)
Dec. 31, 2012	CVI	D	4,644	$30.00	$139,320	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-08-20)
Dec. 31, 2012	CVI	M	4,644	$30.00	$139,320	35,785 Direct	-11.49%	Disposed	24.0% (price as of 2026-08-20)
Dec. 30, 2012	CVI	M	7,319	$30.00	$219,570	7,319 Direct	—	Acquired	24.0% (price as of 2026-08-20)
Dec. 30, 2012	CVI	D	7,319	$30.00	$219,570	0 Direct	-100.00%	Disposed	24.0% (price as of 2026-08-20)
Dec. 30, 2012	CVI	M	7,319	$30.00	$219,570	40,429 Direct	-15.33%	Disposed	24.0% (price as of 2026-08-20)
Dec. 28, 2012	CVI	A	8,390	—	—	47,748 Direct	+21.32%	Acquired	(price as of 2026-08-20)
July 16, 2012	CVI	D	8,113	$30.00	$243,390	39,358 Direct	-17.09%	Disposed	24.0% (price as of 2026-08-20)
May 17, 2012	CVI	S	9,107	$30.44	$277,217	47,471 Direct	-16.10%	Disposed	22.2% (price as of 2026-08-20)
May 14, 2012	CVI	S	5,000	$30.35	$151,750	56,578 Direct	-8.12%	Disposed	22.6% (price as of 2026-08-20)
May 4, 2012	CVI	D	39,358	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
May 4, 2012	CVI	A	39,358	—	—	39,358 Direct	—	Acquired	(price as of 2026-08-20)
Dec. 31, 2011	CVI	F	1,694	$18.73	$31,729	61,578 Direct	-2.68%	Disposed	98.6% (price as of 2026-08-20)
Dec. 30, 2011	CVI	A	21,957	—	—	63,272 Direct	+53.15%	Acquired	(price as of 2026-08-20)
July 16, 2011	CVI	F	2,958	$26.24	$77,618	41,315 Direct	-6.68%	Disposed	41.7% (price as of 2026-08-20)
April 13, 2011	UAN	P	15,000	$16.00	$240,000	15,000 Direct	—	Acquired	-23.1% (price as of 2026-08-20)
Dec. 31, 2010	CVI	A	13,933	—	—	44,273 Direct	+45.92%	Acquired	(price as of 2026-08-20)
July 16, 2010	CVI	A	24,340	—	—	30,340 Direct	+405.67%	Acquired	(price as of 2026-08-20)
Nov. 14, 2008	CVI	P	5,000	$3.19	$15,950	6,000 Direct	+500.00%	Acquired	1066.0% (price as of 2026-08-20)
Oct. 22, 2007	CVI	P	1,000	$19.00	$19,000	1,000 Direct	—	Acquired	95.8% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Dec. 31, 2013	CVI	Restricted Stock Units	Common Stock (4,644)	—	Dec. 31, 2013	4,644	Disposed
Dec. 30, 2013	CVI	Restricted Stock Units	Common Stock (7,319)	—	Dec. 30, 2013	7,319	Disposed
Dec. 28, 2013	CVI	Restricted Stock Units	Common Stock (2,797)	—	Dec. 28, 2013	2,797	Disposed
July 16, 2013	CVI	Restricted Stock Units	Common Stock (8,113)	—	July 16, 2013	8,113	Disposed
Dec. 31, 2012	CVI	Restricted Stock Units	Common Stock (4,644)	—	Dec. 31, 2012	4,644	Disposed
Dec. 30, 2012	CVI	Restricted Stock Units	Common Stock (7,319)	—	Dec. 30, 2012	7,319	Disposed
Dec. 28, 2012	CVI	Restricted Stock Units	Common Stock (8,390)	—	—	8,390	Acquired
May 4, 2012	CVI	Restricted Stock Units	Common Stock (39,358)	—	—	39,358	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Oct. 22, 2007	CVI	Common Stock	0	Indirect