Christopher J Littlefield

CIK 1180573 · View on SEC EDGAR ↗

Insider

First SEC filing: Jan. 17, 2020 · Latest: Jan. 17, 2020

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 32 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
June 26, 2026 PFG A 559 76,741 Direct +0.73% Acquired (price as of 2026-08-20)
March 27, 2026 PFG A 660 75,880 Direct +0.88% Acquired (price as of 2026-08-20)
Feb. 27, 2026 PFG F 3,693 $95.42 $352,386 75,193 Direct -4.68% Disposed 16.1% (price as of 2026-08-20)
Feb. 23, 2026 PFG A 9,375 78,912 Direct +13.48% Acquired (price as of 2026-08-20)
Feb. 23, 2026 PFG A 7,975 69,537 Direct +12.95% Acquired (price as of 2026-08-20)
Dec. 19, 2025 PFG A 520 61,588 Direct +0.85% Acquired (price as of 2026-08-20)
Sept. 26, 2025 PFG A 548 61,016 Direct +0.91% Acquired (price as of 2026-08-20)
June 27, 2025 PFG A 550 60,441 Direct +0.92% Acquired (price as of 2026-08-20)
March 28, 2025 PFG A 510 59,567 Direct +0.86% Acquired (price as of 2026-08-20)
Feb. 28, 2025 PFG F 3,812 $89.04 $339,420 59,034 Direct -6.07% Disposed 24.4% (price as of 2026-08-20)
Feb. 24, 2025 PFG A 8,432 49,812 Direct +20.38% Acquired (price as of 2026-08-20)
Feb. 24, 2025 PFG A 13,034 62,846 Direct +26.17% Acquired (price as of 2026-08-20)
Dec. 18, 2024 PFG A 378 41,380 Direct +0.92% Acquired (price as of 2026-08-20)
Sept. 27, 2024 PFG A 322 40,978 Direct +0.79% Acquired (price as of 2026-08-20)
June 28, 2024 PFG A 341 40,634 Direct +0.85% Acquired (price as of 2026-08-20)
March 28, 2024 PFG A 303 39,982 Direct +0.76% Acquired (price as of 2026-08-20)
Feb. 26, 2024 PFG A 5,773 39,661 Direct +17.04% Acquired (price as of 2026-08-20)
Feb. 26, 2024 PFG A 8,782 33,888 Direct +34.98% Acquired (price as of 2026-08-20)
Dec. 20, 2023 PFG A 197 25,106 Direct +0.79% Acquired (price as of 2026-08-20)
Sept. 29, 2023 PFG A 207 24,891 Direct +0.84% Acquired (price as of 2026-08-20)
June 30, 2023 PFG A 191 24,664 Direct +0.78% Acquired (price as of 2026-08-20)
March 31, 2023 PFG A 194 24,157 Direct +0.81% Acquired (price as of 2026-08-20)
Feb. 27, 2023 PFG A 6,555 23,947 Direct +37.69% Acquired (price as of 2026-08-20)
Feb. 27, 2023 PFG A 7,696 17,392 Direct +79.37% Acquired (price as of 2026-08-20)
Dec. 19, 2022 PFG A 62 9,696 Direct +0.64% Acquired (price as of 2026-08-20)
Sept. 30, 2022 PFG A 72 9,620 Direct +0.75% Acquired (price as of 2026-08-20)
June 24, 2022 PFG A 75 9,533 Direct +0.79% Acquired (price as of 2026-08-20)
March 25, 2022 PFG A 69 9,458 Direct +0.73% Acquired (price as of 2026-08-20)
Feb. 28, 2022 PFG A 7,963 7,963 Direct Acquired (price as of 2026-08-20)
March 5, 2021 PFG A 31,550 31,550 Direct Acquired (price as of 2026-08-20)
Dec. 21, 2020 PFG A 31,550 31,550 Direct Acquired (price as of 2026-08-20)
Feb. 24, 2020 PFG A 51,285 51,285 Direct Acquired (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 5, 2021 PFG Employee Stock Options (Right to Buy) Common Stock (31,550) $58.68 March 5, 2031 31,550 Acquired
Dec. 21, 2020 PFG Employee Stock Options (Right to Buy) Common Stock (31,550) $58.68 March 5, 2031 31,550 Acquired
Feb. 24, 2020 PFG Employee Stock Options (Right to Buy) Common Stock (51,285) $51.73 Feb. 24, 2030 51,285 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 1 holding

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Jan. 17, 2020 PFG Common Stock 11 Indirect

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

PFG

President, Retirement Income Solutions
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2025 $1,000,000 $2,496,511 $0 $1,415,200 $170,427 $121,220
2024 $0 $2,394,470 $0 $1,313,469 $129,167 $121,790

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.