Chuck Bay

CIK 1138388 · View on SEC EDGAR ↗

Insider

First SEC filing: Feb. 15, 2006 · Latest: Feb. 15, 2006

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 7 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
March 24, 2005 SWKHL A 35,100 35,100 Direct Acquired (price as of 2026-08-20)
March 2, 2005 SWKHL A 100,000 100,000 Direct Acquired (price as of 2026-08-20)
March 2, 2005 SWKHL A 125,000 125,000 Direct Acquired (price as of 2026-08-20)
May 4, 2004 SWKHL A 50,000 $3.11 $155,500 1,728,329 Direct +2.98% Acquired 718.3% (price as of 2026-08-20)
May 4, 2004 SWKHL A 100,000 $3.11 $311,000 1,678,329 Direct +6.34% Acquired 718.3% (price as of 2026-08-20)
May 4, 2004 SWKHL A 50,000 $3.11 $155,500 1,728,329 Direct +2.98% Acquired 718.3% (price as of 2026-08-20)
May 4, 2004 SWKHL A 100,000 $3.11 $311,000 1,678,329 Direct +6.34% Acquired 718.3% (price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
March 24, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (35,100) March 23, 2015 35,100 Acquired
March 2, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (100,000) $1.59 March 1, 2015 100,000 Acquired
March 2, 2005 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (125,000) $1.59 March 1, 2015 125,000 Acquired
May 4, 2004 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (50,000) $3.11 May 3, 2014 50,000 Acquired
May 4, 2004 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (100,000) $3.11 May 3, 2014 100,000 Acquired
May 4, 2004 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (50,000) $3.11 May 3, 2014 50,000 Acquired
May 4, 2004 SWKHL Non-Qualified Stock Option (right to buy) Common Stock (100,000) $3.11 May 3, 2014 100,000 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

SWKHL

CEO
Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2003 $250,000,129,196,101,152
2002 $129,196 $100,000

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.