Chung-Yao (Ford) Li

Insider

First SEC filing: Sept. 25, 2013 · Latest: Sept. 25, 2013

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Insider at

0 buys (P) 0 sells (S) Net: $0 + 12 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

12 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
June 16, 2015	AAOI	S	2,250	$18.85	$42,412	0 Direct	-100.00%	Disposed	549.9% (price as of 2026-08-20)
June 16, 2015	AAOI	S	10,500	$18.71	$196,455	2,250 Direct	-82.35%	Disposed	554.8% (price as of 2026-08-20)
April 17, 2015	AAOI	M	1,000	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 17, 2015	AAOI	M	1,000	$13.84	$13,840	12,750 Direct	+8.51%	Acquired	785.2% (price as of 2026-08-20)
April 16, 2015	AAOI	M	1,250	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 16, 2015	AAOI	M	5,834	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 16, 2015	AAOI	M	833	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 16, 2015	AAOI	M	3,833	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-20)
April 16, 2015	AAOI	M	1,250	$9.96	$12,450	11,750 Direct	+11.90%	Acquired	1130.0% (price as of 2026-08-20)
April 16, 2015	AAOI	M	5,834	$6.00	$35,004	10,500 Direct	+125.03%	Acquired	1941.8% (price as of 2026-08-20)
April 16, 2015	AAOI	M	833	$6.00	$4,998	4,666 Direct	+21.73%	Acquired	1941.8% (price as of 2026-08-20)
April 16, 2015	AAOI	M	3,833	$7.50	$28,748	3,833 Direct	—	Acquired	1533.5% (price as of 2026-08-20)
Jan. 28, 2014	AAOI	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-20)
Sept. 26, 2013	AAOI	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-20)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
April 17, 2015	AAOI	Non-Qualified Stock Option(Right to Buy)	Common Stock, $.001 par value (1,000)	$13.84	May 8, 2015	1,000	Disposed
April 16, 2015	AAOI	Non-Qualified Stock Option(Right to Buy)	Common Stock, $.001 par value (1,250)	$9.96	May 8, 2015	1,250	Disposed
April 16, 2015	AAOI	Non-Qualified Stock Option(Right to Buy)	Common Stock, $.001 par value (5,834)	$6.00	May 8, 2015	5,834	Disposed
April 16, 2015	AAOI	Non-Qualified Stock Option(Right to Buy)	Common Stock, $.001 par value (833)	$6.00	May 8, 2015	833	Disposed
April 16, 2015	AAOI	Non-Qualified Stock Option(Right to Buy)	Common Stock, $.001 par value (3,833)	$7.50	May 8, 2015	3,833	Disposed
Jan. 28, 2014	AAOI	Incentive Stock Option (Right to Buy)	Common Stock, $0.001 par value (4,000)	$13.84	Jan. 28, 2024	4,000	Acquired
Sept. 26, 2013	AAOI	Incentive Stock Option (Right to Buy)	Common Stock, $0.001 par value (5,000)	$9.96	Sept. 26, 2023	5,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Sept. 25, 2013	AAOI	Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (6,667)	6,667	Direct
Sept. 25, 2013	AAOI	Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (1,333)	1,333	Direct
Sept. 25, 2013	AAOI	Non-Qualified Stock Option (Right to Buy)→ Common Stock, $0.001 par value (7,667)	7,667	Direct