Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 11 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

No open-market trades on record; showing all filings.

DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
May 29, 2026 UPST A 6,476 · · 39,484 Direct +19.62% Acquired (price as of 2026-10-05)
Jan. 12, 2026 UPST A 1,168 · · 33,008 Direct +3.67% Acquired (price as of 2026-10-05)
May 27, 2025 UPST A 4,314 · · 31,840 Direct +15.67% Acquired (price as of 2026-10-05)
Jan. 10, 2025 UPST A 765 · · 27,526 Direct +2.86% Acquired (price as of 2026-10-05)
May 30, 2024 UPST A 8,278 · · 26,761 Direct +44.79% Acquired (price as of 2026-10-05)
Jan. 10, 2024 UPST A 1,411 · · 18,483 Direct +8.26% Acquired (price as of 2026-10-05)
May 25, 2023 UPST A 9,669 · · 17,072 Direct +130.61% Acquired (price as of 2026-10-05)
Jan. 10, 2023 UPST A 3,401 · · 7,403 Direct +84.98% Acquired (price as of 2026-10-05)
May 18, 2022 UPST A 2,209 · · 4,002 Direct +123.20% Acquired (price as of 2026-10-05)
Jan. 10, 2022 UPST A 302 · · 1,793 Direct +20.25% Acquired (price as of 2026-10-05)
May 27, 2021 UPST A 1,491 · · 1,491 Direct · Acquired (price as of 2026-10-05)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Initial ownership (Form 3) 2 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 15, 2020 UPST Stock Option (Right to buy)→ Common Stock (128,295) 128,295 Direct
Dec. 15, 2020 UPST Stock Option (Right to buy)→ Common Stock (64,148) 64,148 Direct