Claude Lopez

Insider

First SEC filing: Nov. 9, 2007 · Latest: Nov. 9, 2007

On this page

Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

SMG selling July 31, 2009

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 15 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

15 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Jan. 20, 2010	SMG	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-19)
Jan. 20, 2010	SMG	A	11,000	—	—	11,000 Direct	—	Acquired	(price as of 2026-08-19)
July 31, 2009	SMG	S	700	$39.11	$27,377	5,600 Direct	-11.11%	Disposed	56.1% (price as of 2026-08-19)
July 31, 2009	SMG	S	200	$39.12	$7,824	6,300 Direct	-3.08%	Disposed	56.1% (price as of 2026-08-19)
July 31, 2009	SMG	S	1,500	$39.13	$58,695	6,500 Direct	-18.75%	Disposed	56.1% (price as of 2026-08-19)
July 31, 2009	SMG	S	200	$39.10	$7,820	8,000 Direct	-2.44%	Disposed	56.2% (price as of 2026-08-19)
Nov. 4, 2008	SMG	A	36,400	—	—	36,400 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 8, 2008	SMG	A	4,000	—	—	4,000 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 8, 2008	SMG	A	20,000	—	—	20,000 Direct	—	Acquired	(price as of 2026-08-19)
Feb. 15, 2008	SMG	M	7,453	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 15, 2008	SMG	S	200	$38.22	$7,644	8,200 Direct	-2.38%	Disposed	59.8% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	400	$38.21	$15,284	8,400 Direct	-4.55%	Disposed	59.8% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	400	$38.20	$15,280	8,800 Direct	-4.35%	Disposed	59.9% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	1,000	$38.15	$38,150	9,200 Direct	-9.80%	Disposed	60.1% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	2,000	$38.10	$76,200	10,200 Direct	-16.39%	Disposed	60.3% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	200	$38.01	$7,602	12,200 Direct	-1.61%	Disposed	60.7% (price as of 2026-08-19)
Feb. 15, 2008	SMG	S	3,253	$38.00	$123,614	12,400 Direct	-20.78%	Disposed	60.7% (price as of 2026-08-19)
Feb. 15, 2008	SMG	M	7,453	$24.45	$182,226	15,653 Direct	+90.89%	Acquired	149.8% (price as of 2026-08-19)
Feb. 13, 2008	SMG	M	873	—	—	7,453 Direct	-10.49%	Disposed	(price as of 2026-08-19)
Feb. 13, 2008	SMG	M	8,327	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 13, 2008	SMG	M	4,758	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Feb. 13, 2008	SMG	S	273	$38.05	$10,388	8,200 Direct	-3.22%	Disposed	60.5% (price as of 2026-08-19)
Feb. 13, 2008	SMG	S	600	$38.36	$23,016	8,473 Direct	-6.61%	Disposed	59.2% (price as of 2026-08-19)
Feb. 13, 2008	SMG	M	873	$24.45	$21,345	9,073 Direct	+10.65%	Acquired	149.8% (price as of 2026-08-19)
Feb. 13, 2008	SMG	S	2,653	$38.35	$101,743	8,200 Direct	-24.44%	Disposed	59.2% (price as of 2026-08-19)
Feb. 13, 2008	SMG	S	1,327	$38.05	$50,492	10,853 Direct	-10.89%	Disposed	60.5% (price as of 2026-08-19)
Feb. 13, 2008	SMG	S	4,347	$38.06	$165,447	12,180 Direct	-26.30%	Disposed	60.5% (price as of 2026-08-19)
Feb. 13, 2008	SMG	M	8,327	$20.12	$167,539	16,527 Direct	+101.55%	Acquired	203.5% (price as of 2026-08-19)
Feb. 13, 2008	SMG	S	4,758	$38.00	$180,804	8,200 Direct	-36.72%	Disposed	60.7% (price as of 2026-08-19)
Feb. 13, 2008	SMG	M	4,758	$16.80	$79,934	12,958 Direct	+58.02%	Acquired	263.5% (price as of 2026-08-19)
Nov. 7, 2007	SMG	A	15,000	—	—	15,000 Direct	—	Acquired	(price as of 2026-08-19)
Nov. 7, 2007	SMG	A	3,000	—	—	8,200 Direct	+57.69%	Acquired	(price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Jan. 20, 2010	SMG	Restricted Stock Units	Common Shares (5,000)	—	—	5,000	Acquired
Jan. 20, 2010	SMG	Stock Option (right to buy)	Common Shares (11,000)	$41.62	Jan. 17, 2020	11,000	Acquired
Nov. 4, 2008	SMG	Restricted Stock Units	Common Shares (36,400)	—	—	36,400	Acquired
Oct. 8, 2008	SMG	Restricted Stock Units	Common Shares (4,000)	—	—	4,000	Acquired
Oct. 8, 2008	SMG	Stock Option (right to buy)	Common Shares (20,000)	$21.65	Oct. 5, 2018	20,000	Acquired
Feb. 15, 2008	SMG	Stock Option (right to buy)	Common Shares (7,453)	$24.45	Nov. 18, 2013	7,453	Disposed
Feb. 13, 2008	SMG	Stock Option (right to buy)	Common Shares (873)	$24.45	Nov. 18, 2013	873	Disposed
Feb. 13, 2008	SMG	Stock Option (right to buy)	Common Shares (8,327)	$20.12	Nov. 6, 2012	8,327	Disposed
Feb. 13, 2008	SMG	Stock Option (right to buy)	Common Shares (4,758)	$16.80	Oct. 21, 2011	4,758	Disposed
Nov. 7, 2007	SMG	Stock Option (right to buy)	Common Shares (15,000)	$38.76	Nov. 6, 2017	15,000	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 7 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Nov. 9, 2007	SMG	Common Shares	5,200	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (4,758)	4,758	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (8,327)	8,327	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (8,326)	8,326	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (23,795)	23,795	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (16,183)	16,183	Direct
Nov. 9, 2007	SMG	Stock Option (right to buy)→ Common Shares (15,476)	15,476	Direct