Clifford J Porzenheim

CIK 1383131 · View on SEC EDGAR ↗

Insider

First SEC filing: Dec. 15, 2006 · Latest: Feb. 3, 2012

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Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 41 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

41 other filings hidden
Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
Feb. 1, 2012 GATX S 7,100 $43.75 $310,625 18,785 Direct -27.43% Disposed 306.0% (price as of 2026-08-21)
June 10, 2011 GATX S 2,600 $35.95 $93,470 17,062 Direct -13.22% Disposed 394.0% (price as of 2026-08-21)
April 26, 2011 GATX S 100 $41.38 $4,138 31,462 Direct -0.32% Disposed 329.2% (price as of 2026-08-21)
April 26, 2011 GATX S 400 $41.39 $16,556 31,062 Direct -1.27% Disposed 329.1% (price as of 2026-08-21)
April 26, 2011 GATX S 776 $41.39 $32,119 30,286 Direct -2.50% Disposed 329.1% (price as of 2026-08-21)
April 26, 2011 GATX S 500 $41.40 $20,700 29,786 Direct -1.65% Disposed 329.0% (price as of 2026-08-21)
April 26, 2011 GATX S 400 $41.41 $16,564 29,386 Direct -1.34% Disposed 328.9% (price as of 2026-08-21)
April 26, 2011 GATX S 1,700 $41.42 $70,414 27,686 Direct -5.79% Disposed 328.8% (price as of 2026-08-21)
April 26, 2011 GATX S 1,700 $41.43 $70,431 25,986 Direct -6.14% Disposed 328.7% (price as of 2026-08-21)
April 26, 2011 GATX S 100 $41.44 $4,144 25,886 Direct -0.38% Disposed 328.6% (price as of 2026-08-21)
April 26, 2011 GATX S 600 $41.45 $24,870 25,286 Direct -2.32% Disposed 328.5% (price as of 2026-08-21)
April 26, 2011 GATX S 1,000 $41.46 $41,460 24,286 Direct -3.95% Disposed 328.4% (price as of 2026-08-21)
April 26, 2011 GATX S 100 $41.46 $4,146 24,186 Direct -0.41% Disposed 328.4% (price as of 2026-08-21)
April 26, 2011 GATX S 809 $41.47 $33,549 23,377 Direct -3.34% Disposed 328.3% (price as of 2026-08-21)
April 26, 2011 GATX S 300 $41.48 $12,444 23,077 Direct -1.28% Disposed 328.2% (price as of 2026-08-21)
April 26, 2011 GATX S 600 $41.48 $24,888 22,477 Direct -2.60% Disposed 328.2% (price as of 2026-08-21)
April 26, 2011 GATX S 300 $41.48 $12,444 22,177 Direct -1.33% Disposed 328.2% (price as of 2026-08-21)
April 26, 2011 GATX S 1,515 $41.49 $62,857 20,662 Direct -6.83% Disposed 328.1% (price as of 2026-08-21)
April 26, 2011 GATX S 3,100 $41.50 $128,650 17,562 Direct -15.00% Disposed 328.0% (price as of 2026-08-21)
April 26, 2011 GATX S 500 $41.51 $20,755 17,062 Direct -2.85% Disposed 327.9% (price as of 2026-08-21)
May 21, 2007 GATX S 17,500 $51.00 $892,500 14,636 Direct -54.46% Disposed 248.3% (price as of 2026-08-21)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Feb. 1, 2012 GATX 2002 NQ Stock Option (Right to Buy) Common Stock (2,500) $31.74 April 26, 2012 2,500 Disposed
Feb. 1, 2012 GATX 2005 NQ Stock Option (Right to Buy) Common Stock (4,600) $32.65 March 25, 2012 4,600 Disposed
Jan. 26, 2012 GATX Stock-Settled Stock Appreciation Right Common Stock (7,200) $44.02 Jan. 26, 2019 7,200 Acquired
June 10, 2011 GATX 2004 NQ Stock Option (Right to Buy) Common Stock (2,600) $24.36 Aug. 6, 2011 2,600 Disposed
April 26, 2011 GATX 2001 NQ Stock Option (Right to Buy) Common Stock (7,000) $39.15 July 27, 2011 7,000 Disposed
April 26, 2011 GATX 2002 NQ Stock Option (Right to Buy) Common Stock (2,000) $31.74 April 26, 2012 2,000 Disposed
April 26, 2011 GATX 2003 NQ Stock Option (Right to Buy) Common Stock (3,000) $21.85 Aug. 1, 2013 3,000 Disposed
April 26, 2011 GATX 2004 NQ Stock Option (Right to Buy) Common Stock (2,500) $24.36 Aug. 6, 2011 2,500 Disposed
Jan. 27, 2011 GATX Stock-Settled Stock Appreciation Right Common Stock (10,300) $33.94 Jan. 27, 2018 10,300 Acquired
Jan. 28, 2010 GATX Stock-Settled Stock Appreciation Right Common Stock (9,400) $26.16 Jan. 28, 2017 9,400 Acquired
March 4, 2009 GATX Stock-Settled Stock Appreciation Right Common Stock (10,500) $16.68 March 4, 2016 10,500 Acquired
Feb. 29, 2008 GATX Stock-Settled Stock Appreciation Right Common Stock (8,400) $36.40 Feb. 28, 2015 8,400 Acquired
May 21, 2007 GATX 1998 NQ Stock Option (Right to Buy) Common Stock (4,500) $39.72 July 24, 2008 4,500 Disposed
May 21, 2007 GATX 1999 NQ Stock Option (Right to Buy) Common Stock (5,000) $39.47 July 23, 2009 5,000 Disposed
May 21, 2007 GATX 2000 NQ Stock Option (Right to Buy) Common Stock (8,000) $30.47 March 10, 2010 8,000 Disposed
March 8, 2007 GATX Stock-Settled Stock Appreciation Right Common Stock (5,300) $46.75 March 8, 2014 5,300 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 12 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date Ticker Security Shares Ownership
Dec. 15, 2006 GATX Common Stock 401(k) 7,285 Indirect
Dec. 15, 2006 GATX Common Stock 12,659 Direct
Dec. 15, 2006 GATX 1998 NQ Stock Option (Right to Buy)→ Common Stock (4,500) 4,500 Direct
Dec. 15, 2006 GATX 1999 NQ Stock Option (Right to Buy)→ Common Stock (5,000) 5,000 Direct
Dec. 15, 2006 GATX 2000 NQ Stock Option (Right to Buy)→ Common Stock (8,000) 8,000 Direct
Dec. 15, 2006 GATX 2001 NQ Exchange Stock Option (Right to Buy)→ Common Stock (3,497) 3,497 Direct
Dec. 15, 2006 GATX 2001 NQ Stock Option (Right to Buy)→ Common Stock (7,000) 7,000 Direct
Dec. 15, 2006 GATX 2002 NQ Stock Option (Right to Buy)→ Common Stock (4,500) 4,500 Direct
Dec. 15, 2006 GATX 2003 NQ Stock Option (Right to Buy)→ Common Stock (14,000) 14,000 Direct
Dec. 15, 2006 GATX 2004 NQ Stock Option (Right to Buy)→ Common Stock (5,100) 5,100 Direct
Dec. 15, 2006 GATX 2005 NQ Stock Option (Right to Buy)→ Common Stock (4,600) 4,600 Direct
Dec. 15, 2006 GATX Stock-Settled Stock Appreciation Right→ Common Stock (4,000) 4,000 Direct

Compensation (DEF 14A)

Matched by name from proxy statements (DEF 14A) — verify against the filing.

GATX

Fiscal year Salary Bonus Stock awards Option awards Non-equity incentive Pension change Other Total
2011 $313,333 — — — $197,195 $121,918 $7,350 $924,295

Figures from the Summary Compensation Table of the company's proxy statement (DEF 14A). Compensation is not a recommendation.