CLINTON GROUP INC

CIK 1134119 · View on SEC EDGAR ↗

Insider

First SEC filing: May 19, 2014 · Latest: May 19, 2014

On this page

Institution

View 13F portfolio

Insider transactions

0 buys (P) 0 sells (S) Net: $0 last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

Date Ticker Code Shares Price Value Owned after Δ own A/D vs now
May 15, 2014 1134119 S 119,480 $6.40 $764,672 1,409,774 Indirect -7.81% Disposed
Sept. 30, 2013 1134119 P 6,607 $100.00 $660,700 0 Indirect — Acquired
Sept. 30, 2013 1134119 P 315,500 $1.00 $315,500 1,150,035 Indirect +37.81% Acquired
July 17, 2013 1134119 P 1,248 $100.00 $124,800 0 Indirect — Acquired
July 17, 2013 1134119 P 596 $100.00 $59,600 686,043 Indirect +0.09% Acquired
March 20, 2013 1134119 P 5,000 $6.08 $30,400 1,529,254 Indirect +0.33% Acquired
March 19, 2013 1134119 P 20,802 $6.27 $130,429 1,524,254 Indirect +1.38% Acquired
March 19, 2013 1134119 P 2,200 $6.21 $13,662 1,503,452 Indirect +0.15% Acquired
March 18, 2013 1134119 P 5,000 $6.16 $30,800 1,501,252 Indirect +0.33% Acquired
March 18, 2013 1134119 P 1,500 $6.10 $9,150 1,496,252 Indirect +0.10% Acquired
March 15, 2013 1134119 P 5,000 $6.14 $30,700 1,494,752 Indirect +0.34% Acquired
March 15, 2013 1134119 P 4,283 $6.12 $26,212 1,489,752 Indirect +0.29% Acquired
March 14, 2013 1134119 P 2,312 $5.94 $13,733 1,485,469 Indirect +0.16% Acquired
March 14, 2013 1134119 P 1,700 $5.91 $10,047 1,483,157 Indirect +0.11% Acquired
March 13, 2013 1134119 P 49,000 $5.80 $284,200 1,481,457 Indirect +3.42% Acquired
March 13, 2013 1134119 P 3,007 $5.78 $17,380 1,432,457 Indirect +0.21% Acquired
March 12, 2013 1134119 P 15,697 $5.75 $90,258 1,429,450 Indirect +1.11% Acquired
March 12, 2013 1134119 P 1,779 $5.69 $10,123 1,413,753 Indirect +0.13% Acquired
March 12, 2013 1134119 P 2,200 $5.68 $12,496 1,411,974 Indirect +0.16% Acquired
Sept. 14, 2012 1134119 P 17,500 $1.93 $33,775 2,897,218 Direct +0.61% Acquired
Sept. 11, 2012 1134119 P 5,262 $1.94 $10,208 2,879,718 Direct +0.18% Acquired
Sept. 10, 2012 1134119 P 41,595 $1.90 $79,030 2,874,456 Direct +1.47% Acquired
March 21, 2011 1134119 P 1,246,458 $1.71 $2,131,443 1,246,458 Direct — Acquired
March 21, 2011 1134119 P 2,832,861 $1.77 $5,014,164 2,832,861 Direct — Acquired
Nov. 16, 2007 1134119 P 3,500 $3.81 $13,335 2,729,875 Indirect +0.13% Acquired
Nov. 15, 2007 1134119 P 11,598 $3.83 $44,420 2,726,375 Indirect +0.43% Acquired
Nov. 14, 2007 1134119 P 30,900 $3.82 $118,038 2,714,777 Indirect +1.15% Acquired
Nov. 14, 2007 1134119 P 71,900 $3.82 $274,658 2,682,777 Indirect +2.75% Acquired
Nov. 13, 2007 1134119 P 1,100 $3.48 $3,828 2,683,877 Indirect +0.04% Acquired
Nov. 13, 2007 1134119 P 3,600 $3.48 $12,528 2,610,877 Indirect +0.14% Acquired
Nov. 9, 2007 1134119 P 12,500 $3.49 $43,625 2,607,277 Indirect +0.48% Acquired
Nov. 9, 2007 1134119 P 400,000 $3.53 $1,412,000 2,594,777 Indirect +18.23% Acquired
Sept. 14, 2007 1134119 P 6,600 $5.42 $35,772 2,194,777 Indirect +0.30% Acquired
Sept. 13, 2007 1134119 P 22,000 $5.31 $116,820 2,188,177 Indirect +1.02% Acquired
Sept. 12, 2007 1134119 P 14,600 $4.99 $72,854 2,151,577 Indirect +0.68% Acquired
Sept. 12, 2007 1134119 P 54,300 $5.20 $282,360 2,166,177 Indirect +2.57% Acquired
Sept. 11, 2007 1134119 P 83,700 $5.01 $419,337 2,097,277 Indirect +4.16% Acquired
Sept. 10, 2007 1134119 P 6,800 $4.99 $33,932 2,013,577 Indirect +0.34% Acquired
Sept. 10, 2007 1134119 P 6,900 $4.99 $34,431 2,006,777 Indirect +0.35% Acquired
Sept. 6, 2007 1134119 P 23,200 $5.19 $120,408 1,999,877 Indirect +1.17% Acquired
Sept. 6, 2007 1134119 P 10,000 $5.17 $51,700 1,976,677 Indirect +0.51% Acquired
Sept. 5, 2007 1134119 P 10,000 $5.05 $50,500 1,966,677 Indirect +0.51% Acquired
Sept. 4, 2007 1134119 P 4,050 $4.93 $19,966 1,956,677 Indirect +0.21% Acquired
Aug. 30, 2007 1134119 P 8,700 $5.05 $43,935 1,952,627 Indirect +0.45% Acquired
Aug. 29, 2007 1134119 P 11,000 $5.07 $55,770 1,943,927 Indirect +0.57% Acquired
Aug. 24, 2007 1134119 P 45,214 $5.25 $237,374 1,932,927 Indirect +2.40% Acquired
Aug. 24, 2007 1134119 P 10,000 $5.18 $51,800 1,887,713 Indirect +0.53% Acquired
Aug. 23, 2007 1134119 P 20,000 $5.14 $102,800 1,877,713 Indirect +1.08% Acquired
Aug. 20, 2007 1134119 P 9,800 $5.30 $51,940 1,857,713 Indirect +0.53% Acquired
Aug. 17, 2007 1134119 P 15,700 $5.44 $85,408 1,847,913 Indirect +0.86% Acquired
Aug. 17, 2007 1134119 P 4,600 $5.04 $23,184 1,832,213 Indirect +0.25% Acquired
Aug. 15, 2007 1134119 P 44,400 $4.89 $217,116 1,827,613 Indirect +2.49% Acquired
Aug. 14, 2007 1134119 P 26,500 $4.58 $121,370 1,783,213 Indirect +1.51% Acquired
Aug. 13, 2007 1134119 P 90,824 $4.59 $416,882 1,756,713 Indirect +5.45% Acquired
May 25, 2007 1134119 P 5,000 $6.88 $34,400 1,665,889 Indirect +0.30% Acquired
May 24, 2007 1134119 P 7,700 $6.83 $52,591 1,660,889 Indirect +0.47% Acquired
May 23, 2007 1134119 P 1,000 $6.91 $6,910 1,653,189 Indirect +0.06% Acquired
May 23, 2007 1134119 P 2,400 $6.90 $16,560 1,652,189 Indirect +0.15% Acquired
May 22, 2007 1134119 P 2,000 $6.93 $13,860 1,649,789 Indirect +0.12% Acquired
May 21, 2007 1134119 P 4,000 $6.96 $27,840 1,647,789 Indirect +0.24% Acquired
May 21, 2007 1134119 P 4,000 $6.96 $27,840 1,647,789 Indirect +0.24% Acquired
May 18, 2007 1134119 P 17,000 $7.00 $119,000 1,643,789 Indirect +1.05% Acquired
May 18, 2007 1134119 P 17,000 $7.00 $119,000 1,643,789 Indirect +1.05% Acquired
May 17, 2007 1134119 P 5,700 $6.97 $39,729 1,626,789 Indirect +0.35% Acquired
May 17, 2007 1134119 P 5,700 $6.97 $39,729 1,626,789 Indirect +0.35% Acquired
March 26, 2007 1134119 P 4,155 $5.59 $23,226 1,621,089 Indirect +0.26% Acquired
March 23, 2007 1134119 P 44,000 $5.63 $247,720 1,616,934 Indirect +2.80% Acquired
March 15, 2007 1134119 P 35,601 $5.17 $184,057 1,572,934 Indirect +2.32% Acquired
March 14, 2007 1134119 P 35,300 $5.03 $177,559 1,537,333 Indirect +2.35% Acquired
March 13, 2007 1134119 P 7,000 $5.05 $35,350 1,502,033 Indirect +0.47% Acquired
March 12, 2007 1134119 P 17,100 $5.02 $85,842 1,495,033 Indirect +1.16% Acquired
March 12, 2007 1134119 P 1,000 $5.01 $5,010 1,477,933 Indirect +0.07% Acquired
March 9, 2007 1134119 P 22,000 $5.04 $110,880 1,476,933 Indirect +1.51% Acquired

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date Ticker Security Underlying Exercise price Expiration Shares A/D
Sept. 30, 2013 1134119 Series D Convertible Noncumulative Perpetual Preferred Stock Common Stock (660,700) $1.00 — 6,607 Acquired
July 17, 2013 1134119 Series D Convertible Noncumulative Perpetual Preferred Stock Common Stock (124,800) $1.00 — 1,248 Acquired
July 17, 2013 1134119 Series C Convertible Noncumulative Perpetual Preferred Stock Common Stock (59,600) $1.00 — 596 Acquired
March 21, 2011 1134119 Common Stock Warrant (Right to buy) Common Stock (1,246,458) $1.71 March 21, 2016 1,246,458 Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).