Insider at

04

Insider transactions

05
0 buys (P) 0 sells (S) Net: $0 + 33 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

33 other filings hidden
DateTickerCodeSharesPriceValue Owned afterΔ ownA/Dvs now
Dec. 10, 2024 AI S 10b5-1 74,689 $45.01 $3,361,752 74,387 Direct -50.10% Disposed -75.5% (price as of 2026-10-02)
June 8, 2021 AI S 8,159 $62.85 $512,793 74,387 Direct -9.88% Disposed -82.5% (price as of 2026-10-02)
June 8, 2021 AI S 7,400 $62.20 $460,280 82,546 Direct -8.23% Disposed -82.3% (price as of 2026-10-02)
June 8, 2021 AI S 39,560 $61.00 $2,413,160 89,946 Direct -30.55% Disposed -82.0% (price as of 2026-10-02)
March 8, 2021 AI S 14,357 $86.04 $1,235,276 135,191 Direct -9.60% Disposed -87.2% (price as of 2026-10-02)
March 8, 2021 AI S 60,804 $87.25 $5,305,149 74,387 Direct -44.98% Disposed -87.4% (price as of 2026-10-02)
Aug. 12, 2019 DBX S 10b5-1 23,943 $18.38 $440,072 56,407 Direct -29.80% Disposed 84.4% (price as of 2026-10-02)
Aug. 24, 2018 DBX S 10b5-1 200 $27.88 $5,576 67,052 Direct -0.30% Disposed 21.6% (price as of 2026-10-02)
Aug. 24, 2018 DBX S 10b5-1 24,800 $27.22 $675,056 67,252 Direct -26.94% Disposed 24.5% (price as of 2026-10-02)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II) Options, RSUs and convertible securities reported on Form 4 Table II.

06
DateTickerSecurityUnderlying Exercise priceExpirationSharesA/D
Oct. 3, 2025 AI Stock Option (Right to Buy) Class A Common Stock (312) $1.86 Nov. 29, 2026 312 Disposed
Oct. 3, 2025 AI Stock Option (Right to Buy) Class A Common Stock (28,628) $19.16 Oct. 2, 2035 28,628 Acquired
Dec. 10, 2024 AI Stock Option (Right to Buy) Class A Common Stock (41,355) $1.86 Oct. 29, 2026 41,355 Disposed
Dec. 10, 2024 AI Stock Option (Right to Buy) Class A Common Stock (33,334) $1.68 July 18, 2026 33,334 Disposed
Oct. 2, 2024 AI Stock Option (Right to Buy) Class A Common Stock (23,642) $22.89 Oct. 1, 2034 23,642 Acquired
Oct. 4, 2023 AI Stock Option (Right to Buy) Class A Common Stock (22,795) $24.11 Oct. 3, 2033 22,795 Acquired
Oct. 5, 2022 AI Stock Option (Right to Buy) Class A Common Stock (50,349) $13.49 Oct. 4, 2032 50,349 Acquired
Oct. 6, 2021 AI Stock Option (Right to Buy) Class A Common Stock (17,166) $44.44 Oct. 5, 2031 17,166 Acquired
June 8, 2021 AI Stock Option (Right to Buy) Class A Common Stock (22,449) $1.68 Oct. 19, 2025 22,449 Disposed
June 8, 2021 AI Stock Option (Right to Buy) Class A Common Stock (22,449) $1.56 Oct. 20, 2024 22,449 Disposed
June 8, 2021 AI Stock Option (Right to Buy) Class A Common Stock (10,221) $0.60 Oct. 24, 2022 10,221 Disposed
March 8, 2021 AI Stock Option (Right to Buy) Class A Common Stock (75,161) $0.60 Oct. 24, 2022 75,161 Disposed
Dec. 11, 2020 AI Series D Convertible Preferred Stock Class A Common Stock (6,350) · · 6,350 Disposed
Dec. 11, 2020 AI Series B-1A* Convertible Preferred Stock Class A Common Stock (15,337) · · 15,337 Disposed
Sept. 23, 2020 AI Stock Option (Right to Buy) Class A Common Stock (5,000) $11.16 Sept. 23, 2020 5,000 Acquired
Aug. 27, 2020 AI Stock Option (Right to Buy) Class A Common Stock (100,833) $11.16 Aug. 26, 2020 100,833 Acquired
May 15, 2018 DBX Class B Common Stock Class A Common Stock (53,333) · · 53,333 Disposed
April 27, 2018 DBX Class B Common Stock Class A Common Stock (24,433) · · 24,433 Disposed

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

07

Securities held when first becoming an insider, per SEC Form 3.

DateTickerSecuritySharesOwnership
Dec. 8, 2020 AI Class A Common Stock 52,700 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (11,400) 11,400 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (85,381) 85,381 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (22,448) 22,448 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (22,448) 22,448 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (33,333) 33,333 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (41,666) 41,666 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (64,166) 64,166 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (70,333) 70,333 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (135,954) 135,954 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (100,833) 100,833 Direct
Dec. 8, 2020 AI Stock Option (Right to Buy)→ Class A Common Stock (5,000) 5,000 Direct
Dec. 8, 2020 AI Series B-1A* Convertible Preferred→ Class A Common Stock (15,337) 15,337 Direct
Dec. 8, 2020 AI Series D Convertible Preferred→ Class A Common Stock (6,350) 6,350 Direct
March 22, 2018 DBX Class A Common Stock 14,286 Direct
March 22, 2018 DBX Class B Common Stock→ Class A Common Stock (77,766) 77,766 Direct