Condoleezza Rice

Insider

First SEC filing: Dec. 8, 2020 · Latest: Dec. 8, 2020

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Insider at Companies where this person is a reporting insider.
Insider transactions Every share this person bought or sold, from Form 4 filings.
Derivatives Options and other derivative holdings reported by this person.
Initial holdings The stakes this person held when they first started reporting.

Insider at

Insider transactions

0 buys (P) 0 sells (S) Net: $0 + 19 non-open-market transactions below last 12 months, based on the transactions shown below

Price change vs current quote, split-adjusted for corporate actions since the filing — not benchmarked, not annualized, not size-weighted

19 other filings hidden

Date	Ticker	Code	Shares	Price	Value	Owned after	Δ own	A/D	vs now
Oct. 4, 2023	AI	A	22,795	—	—	22,795 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 5, 2022	AI	A	50,349	—	—	50,349 Direct	—	Acquired	(price as of 2026-08-19)
Oct. 6, 2021	AI	A	17,166	—	—	17,166 Direct	—	Acquired	(price as of 2026-08-19)
June 8, 2021	AI	M	22,449	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 8, 2021	AI	M	22,449	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 8, 2021	AI	M	10,221	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
June 8, 2021	AI	S	8,159	$62.85	$512,793	74,387 Direct	-9.88%	Disposed	-84.4% (price as of 2026-08-19)
June 8, 2021	AI	S	7,400	$62.20	$460,280	82,546 Direct	-8.23%	Disposed	-84.2% (price as of 2026-08-19)
June 8, 2021	AI	S	39,560	$61.00	$2,413,160	89,946 Direct	-30.55%	Disposed	-83.9% (price as of 2026-08-19)
June 8, 2021	AI	M	22,449	$1.68	$37,714	129,506 Direct	+20.97%	Acquired	483.3% (price as of 2026-08-19)
June 8, 2021	AI	M	22,449	$1.56	$35,020	107,057 Direct	+26.53%	Acquired	528.2% (price as of 2026-08-19)
June 8, 2021	AI	M	10,221	$0.60	$6,133	84,608 Direct	+13.74%	Acquired	1533.3% (price as of 2026-08-19)
June 4, 2021	AI	J	470	—	—	587 Indirect	+401.71%	Acquired	(price as of 2026-08-19)
March 8, 2021	AI	M	75,161	$0.60	$45,097	149,548 Direct	+101.04%	Acquired	1533.3% (price as of 2026-08-19)
March 8, 2021	AI	S	14,357	$86.04	$1,235,276	135,191 Direct	-9.60%	Disposed	-88.6% (price as of 2026-08-19)
March 8, 2021	AI	S	60,804	$87.25	$5,305,149	74,387 Direct	-44.98%	Disposed	-88.8% (price as of 2026-08-19)
March 8, 2021	AI	J	117	—	—	117 Indirect	—	Acquired	(price as of 2026-08-19)
March 8, 2021	AI	M	75,161	—	—	10,221 Direct	-88.03%	Disposed	(price as of 2026-08-19)
Dec. 11, 2020	AI	C	6,350	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 11, 2020	AI	C	15,337	—	—	0 Direct	-100.00%	Disposed	(price as of 2026-08-19)
Dec. 11, 2020	AI	C	6,350	—	—	74,387 Direct	+9.33%	Acquired	(price as of 2026-08-19)
Dec. 11, 2020	AI	C	15,337	—	—	38,037 Direct	+67.56%	Acquired	(price as of 2026-08-19)
Sept. 23, 2020	AI	A	5,000	—	—	5,000 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 27, 2020	AI	A	100,833	—	—	100,833 Direct	—	Acquired	(price as of 2026-08-19)
Aug. 24, 2018	DBX	S 10b5-1	200	$27.88	$5,576	67,052 Direct	-0.30%	Disposed	22.8% (price as of 2026-08-19)
Aug. 24, 2018	DBX	S 10b5-1	24,800	$27.22	$675,056	67,252 Direct	-26.94%	Disposed	25.8% (price as of 2026-08-19)

P = Open-market purchase · S = Sale · A = Grant/award · M = Option exercise · G = Gift · F = Tax withholding

Insider transactions are not a recommendation; sales are often driven by liquidity or tax reasons.

Derivative holdings (Form 4 Table II)

Options, RSUs and convertible securities reported on Form 4 Table II.

Date	Ticker	Security	Underlying	Exercise price	Expiration	Shares	A/D
Oct. 4, 2023	AI	Stock Option (Right to Buy)	Class A Common Stock (22,795)	$24.11	Oct. 3, 2033	22,795	Acquired
Oct. 5, 2022	AI	Stock Option (Right to Buy)	Class A Common Stock (50,349)	$13.49	Oct. 4, 2032	50,349	Acquired
Oct. 6, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (17,166)	$44.44	Oct. 5, 2031	17,166	Acquired
June 8, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (22,449)	$1.68	Oct. 19, 2025	22,449	Disposed
June 8, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (22,449)	$1.56	Oct. 20, 2024	22,449	Disposed
June 8, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (10,221)	$0.60	Oct. 24, 2022	10,221	Disposed
March 8, 2021	AI	Stock Option (Right to Buy)	Class A Common Stock (75,161)	$0.60	Oct. 24, 2022	75,161	Disposed
Dec. 11, 2020	AI	Series D Convertible Preferred Stock	Class A Common Stock (6,350)	—	—	6,350	Disposed
Dec. 11, 2020	AI	Series B-1A* Convertible Preferred Stock	Class A Common Stock (15,337)	—	—	15,337	Disposed
Sept. 23, 2020	AI	Stock Option (Right to Buy)	Class A Common Stock (5,000)	$11.16	Sept. 23, 2020	5,000	Acquired
Aug. 27, 2020	AI	Stock Option (Right to Buy)	Class A Common Stock (100,833)	$11.16	Aug. 26, 2020	100,833	Acquired

Exercise/conversion price is blank when not applicable (e.g. RSUs).

Initial ownership (Form 3) 16 holdings

Securities held when first becoming an insider, per SEC Form 3.

Date	Ticker	Security	Shares	Ownership
Dec. 8, 2020	AI	Class A Common Stock	52,700	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (11,400)	11,400	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (85,381)	85,381	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (22,448)	22,448	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (22,448)	22,448	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (33,333)	33,333	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (41,666)	41,666	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (64,166)	64,166	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (70,333)	70,333	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (135,954)	135,954	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (100,833)	100,833	Direct
Dec. 8, 2020	AI	Stock Option (Right to Buy)→ Class A Common Stock (5,000)	5,000	Direct
Dec. 8, 2020	AI	Series B-1A* Convertible Preferred→ Class A Common Stock (15,337)	15,337	Direct
Dec. 8, 2020	AI	Series D Convertible Preferred→ Class A Common Stock (6,350)	6,350	Direct
March 22, 2018	DBX	Class A Common Stock	14,286	Direct
March 22, 2018	DBX	Class B Common Stock→ Class A Common Stock (77,766)	77,766	Direct